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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.09%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.46B
AUM Growth
+$141M
Cap. Flow
+$44.3M
Cap. Flow %
3.03%
Top 10 Hldgs %
19.38%
Holding
611
New
67
Increased
277
Reduced
206
Closed
31

Top Buys

Rank Stock Value
1
FYT icon
First Trust Small Cap Value AlphaDEX Fund
FYT
+$6.7M
2
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$6.22M
3
NFTY icon
First Trust India Nifty 50 Equal Weight ETF
NFTY
+$6.13M
4
PWB icon
Invesco Large Cap Growth ETF
PWB
+$5.98M
5
GTO icon
Invesco Total Return Bond ETF
GTO
+$5.73M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.5M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$6.28M
3
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$6.21M
4
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$5.28M
5
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$4.65M

Sector Composition

Rank Sector Weight
1 Technology 8.36%
2 Healthcare 5.17%
3 Consumer Staples 4.54%
4 Financials 3.98%
5 Consumer Discretionary 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIS icon
76
Fidelity National Information Services
FIS
$22.1B
$5.32M 0.36%
71,725
+7,344
+11% +$478K
PPA icon
77
Invesco Aerospace & Defense ETF
PPA
$8.7B
$5.31M 0.36%
52,262
+4,619
+10% +$438K
ED icon
78
Consolidated Edison
ED
$39.9B
$5.29M 0.36%
58,306
-1,597
-3% -$143K
WM icon
79
Waste Management
WM
$91B
$5.25M 0.36%
24,615
-707
-3% -$139K
KO icon
80
Coca-Cola
KO
$375B
$5.13M 0.35%
83,831
+827
+1% +$49.7K
EOG icon
81
EOG Resources
EOG
$70.7B
$5.08M 0.35%
39,755
+3,701
+10% +$432K
CPAY icon
82
Corpay
CPAY
$25.7B
$5.08M 0.35%
16,468
+299
+2% +$85.8K
IVE icon
83
iShares S&P 500 Value ETF
IVE
$49.8B
$5.04M 0.34%
26,993
+20,996
+350% +$3.73M
COST icon
84
Costco
COST
$420B
$5.03M 0.34%
6,862
+83
+1% +$59.3K
EFG icon
85
iShares MSCI EAFE Growth ETF
EFG
$17.3B
$5.03M 0.34%
48,436
-3,197
-6% -$318K
VO icon
86
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$4.98M 0.34%
79,700
+19,616
+33% +$1.16M
PRFZ icon
87
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.88B
$4.94M 0.34%
+125,785
New +$4.68M
SCHG icon
88
Schwab US Large-Cap Growth ETF
SCHG
$62.9B
$4.93M 0.34%
212,692
+169,924
+397% +$3.76M
WMT icon
89
Walmart Inc
WMT
$890B
$4.79M 0.33%
79,614
+2,931
+4% +$168K
SHY icon
90
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$4.75M 0.32%
58,052
-4,480
-7% -$367K
PEP icon
91
PepsiCo
PEP
$190B
$4.72M 0.32%
26,964
+382
+1% +$64.3K
GSIE icon
92
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6.16B
$4.62M 0.32%
134,595
+19,738
+17% +$653K
FDN icon
93
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.34B
$4.59M 0.31%
22,378
+401
+2% +$79.1K
IYW icon
94
iShares US Technology ETF
IYW
$25.5B
$4.49M 0.31%
33,277
-2,936
-8% -$382K
EFV icon
95
iShares MSCI EAFE Value ETF
EFV
$30.2B
$4.45M 0.3%
81,860
-57,964
-41% -$3.03M
CSCO icon
96
Cisco
CSCO
$479B
$4.44M 0.3%
88,989
-5,057
-5% -$252K
GNRC icon
97
Generac Holdings
GNRC
$12.5B
$4.44M 0.3%
35,194
+910
+3% +$107K
META icon
98
Meta Platforms (Facebook)
META
$1.51T
$4.38M 0.3%
9,016
+478
+6% +$213K
MBB icon
99
iShares MBS ETF
MBB
$39.1B
$4.33M 0.3%
46,821
+1,727
+4% +$160K
CPRI icon
100
Capri Holdings
CPRI
$1.74B
$4.25M 0.29%
93,919
+1,957
+2% +$93.3K
2 3
4
5 6

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q1 2024 Portfolio in Review

As of Q1 2024, Regal Investment Advisors held 611 positions worth $1.46B, up 11% from $1.32B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $44.3M of net new capital in Q1 2024, opening 67 new positions and adding to 277 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 127,623 shares worth $6.93M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, up from 8.3% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2024 buy was First Trust Small Cap Value AlphaDEX Fund: 127,623 shares worth $6.93M.
  • Regal Investment Advisors added most to Goldman Sachs Access Investment Grade Corporate Bond ETF in Q1 2024, an estimated $4.07M increase.
  • Regal Investment Advisors's biggest Q1 2024 reduction was iShares Core S&P 500 ETF, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q1 2024, selling an estimated $2.67M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $1.46B portfolio in Q1 2024.
  • Regal Investment Advisors opened 67 new positions and closed 31 in Q1 2024.
  • Regal Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.46B.

Based on Regal Investment Advisors's 13F filing for Q1 2024, filed 15 May 2024.