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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.19B
AUM Growth
-$4.98M
Cap. Flow
+$34.9M
Cap. Flow %
2.93%
Top 10 Hldgs %
21.77%
Holding
546
New
32
Increased
246
Reduced
188
Closed
51

Top Buys

Rank Stock Value
1
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$6.14M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.94M
3
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$3.58M
4
PXD
Pioneer Natural Resource Co.
PXD
+$2.91M
5
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$2.75M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$22.9M
2
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$4.94M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$2.96M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$2.08M
5
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$1.84M

Sector Composition

Rank Sector Weight
1 Technology 7.39%
2 Healthcare 5.35%
3 Consumer Staples 4.56%
4 Consumer Discretionary 3.82%
5 Financials 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TGT icon
76
Target
TGT
$68B
$4.53M 0.38%
40,983
+6,575
+19% +$835K
IVOL icon
77
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$270M
$4.39M 0.37%
213,521
-43,832
-17% -$903K
PEP icon
78
PepsiCo
PEP
$190B
$4.22M 0.35%
24,879
+837
+3% +$152K
CVS icon
79
CVS Health
CVS
$122B
$4.15M 0.35%
59,494
+16,397
+38% +$1.16M
CPRI icon
80
Capri Holdings
CPRI
$1.74B
$4.03M 0.34%
76,627
+10,214
+15% +$463K
FANG icon
81
Diamondback Energy
FANG
$52.7B
$3.92M 0.33%
25,332
+3,168
+14% +$468K
WMT icon
82
Walmart Inc
WMT
$890B
$3.9M 0.33%
73,092
+3,024
+4% +$161K
CSCO icon
83
Cisco
CSCO
$479B
$3.88M 0.33%
72,159
+8,757
+14% +$472K
ESGU icon
84
iShares ESG Aware MSCI USA ETF
ESGU
$18.4B
$3.87M 0.33%
41,184
-15,413
-27% -$1.51M
FLOT icon
85
iShares Floating Rate Bond ETF
FLOT
$10.5B
$3.86M 0.33%
75,900
+1,969
+3% +$99.9K
MBB icon
86
iShares MBS ETF
MBB
$39.1B
$3.83M 0.32%
43,147
-6,903
-14% -$631K
WM icon
87
Waste Management
WM
$91B
$3.82M 0.32%
25,037
+1,025
+4% +$166K
COST icon
88
Costco
COST
$420B
$3.64M 0.31%
6,441
-107
-2% -$59.1K
JEPI icon
89
JPMorgan Equity Premium Income ETF
JEPI
$45.9B
$3.63M 0.31%
67,741
+6,472
+11% +$357K
AEP icon
90
American Electric Power
AEP
$68.4B
$3.56M 0.3%
47,280
+379
+0.8% +$30.8K
TLT icon
91
iShares 20+ Year Treasury Bond ETF
TLT
$40.9B
$3.54M 0.3%
39,910
+27,835
+231% +$2.68M
KMB icon
92
Kimberly-Clark
KMB
$36.5B
$3.53M 0.3%
29,248
+1,799
+7% +$232K
ICSH icon
93
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.4B
$3.51M 0.3%
69,766
-3,122
-4% -$157K
FDN icon
94
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.34B
$3.49M 0.29%
21,857
+2,447
+13% +$407K
JPM icon
95
JPMorgan Chase
JPM
$950B
$3.44M 0.29%
23,704
+1,888
+9% +$283K
GSIE icon
96
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6.16B
$3.41M 0.29%
113,571
+4,056
+4% +$126K
CPAY icon
97
Corpay
CPAY
$25.7B
$3.39M 0.29%
13,293
+1,774
+15% +$464K
LZB icon
98
La-Z-Boy
LZB
$1.69B
$3.39M 0.29%
109,856
– –
CINF icon
99
Cincinnati Financial
CINF
$27.1B
$3.39M 0.29%
33,137
+3,010
+10% +$315K
ADP icon
100
Automatic Data Processing
ADP
$108B
$3.33M 0.28%
13,832
+483
+4% +$118K
2 3
4
5 6

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Regal Investment Advisors held 546 positions worth $1.19B, down 0.42% from $1.19B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors's Q3 2023 filing shows 32 new, 246 increased, 188 reduced and 51 closed positions. Its largest new stake was Pioneer Natural Resource Co.: 12,802 shares worth $2.94M. The largest sale was Invesco QQQ Trust, an estimated $22.9M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.5% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q3 2023 buy was Pioneer Natural Resource Co.: 12,802 shares worth $2.94M.
  • Regal Investment Advisors added most to iShares S&P Small-Cap 600 Value ETF in Q3 2023, an estimated $6.14M increase.
  • Regal Investment Advisors's biggest Q3 2023 reduction was First Trust SMID Cap Rising Dividend Achievers ETF, cutting an estimated $4.94M.
  • Regal Investment Advisors fully exited Invesco QQQ Trust in Q3 2023, selling an estimated $22.9M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.19B portfolio in Q3 2023.
  • Regal Investment Advisors opened 32 new positions and closed 51 in Q3 2023.
  • Regal Investment Advisors's portfolio value fell 0.42% quarter-over-quarter to $1.19B.

Based on Regal Investment Advisors's 13F filing for Q3 2023, filed 13 Nov 2023.