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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.09%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.03B
AUM Growth
+$84.7M
Cap. Flow
+$15.7M
Cap. Flow %
1.52%
Top 10 Hldgs %
20.27%
Holding
527
New
48
Increased
216
Reduced
195
Closed
45

Top Buys

Rank Stock Value
1
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$4.29M
2
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$3.56M
3
MBB icon
iShares MBS ETF
MBB
+$2.73M
4
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$2.66M
5
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$2.43M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.4M
2
VPU
Vanguard Utilities ETF
VPU
+$2.52M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$2.49M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.24M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$1.98M

Sector Composition

Rank Sector Weight
1 Healthcare 6.21%
2 Technology 5.85%
3 Consumer Staples 4.96%
4 Financials 3.06%
5 Consumer Discretionary 3.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UCON icon
76
First Trust Smith Unconstrained Bond ETF
UCON
$3.28B
$3.79M 0.37%
157,355
-17,852
-10% -$429K
DEM icon
77
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$3.77M 0.37%
105,860
+876
+0.8% +$30.4K
JPM icon
78
JPMorgan Chase
JPM
$950B
$3.76M 0.36%
28,028
-1,216
-4% -$154K
PEP icon
79
PepsiCo
PEP
$190B
$3.75M 0.36%
20,770
+875
+4% +$156K
BRK.B icon
80
Berkshire Hathaway Class B
BRK.B
$1.13T
$3.66M 0.35%
11,834
+5
+0% +$1.49K
AGG icon
81
iShares Core US Aggregate Bond ETF
AGG
$138B
$3.6M 0.35%
37,083
+8,558
+30% +$828K
ICSH icon
82
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.4B
$3.56M 0.35%
+71,234
New +$3.56M
DUK icon
83
Duke Energy
DUK
$97.3B
$3.55M 0.34%
34,480
+877
+3% +$84.2K
NVDA icon
84
NVIDIA
NVDA
$5.42T
$3.52M 0.34%
240,860
-900
-0.4% -$13.2K
WM icon
85
Waste Management
WM
$91B
$3.42M 0.33%
21,808
-200
-0.9% -$32.2K
GSIE icon
86
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6.16B
$3.42M 0.33%
118,782
-27,220
-19% -$752K
HDV
87
iShares Core High Dividend ETF
HDV
$14.8B
$3.36M 0.33%
161,330
-36,515
-18% -$747K
IBM icon
88
IBM
IBM
$224B
$3.36M 0.33%
23,863
+1,103
+5% +$152K
FANG icon
89
Diamondback Energy
FANG
$52.7B
$3.24M 0.31%
23,701
+332
+1% +$48.5K
ADP icon
90
Automatic Data Processing
ADP
$108B
$3.21M 0.31%
13,429
+191
+1% +$46.9K
DIVO icon
91
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.78B
$3.18M 0.31%
88,777
-3,261
-4% -$115K
KMB icon
92
Kimberly-Clark
KMB
$36.5B
$3.15M 0.3%
23,183
+1,409
+6% +$179K
HYG icon
93
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$2.99M 0.29%
40,566
+4,999
+14% +$369K
COST icon
94
Costco
COST
$420B
$2.91M 0.28%
6,364
+75
+1% +$36.6K
IYW icon
95
iShares US Technology ETF
IYW
$25.5B
$2.86M 0.28%
38,446
+26,895
+233% +$2.06M
GHYB icon
96
Goldman Sachs Access High Yield Corporate Bond ETF
GHYB
$134M
$2.85M 0.28%
68,068
-3,144
-4% -$132K
CINF icon
97
Cincinnati Financial
CINF
$27.1B
$2.84M 0.28%
27,737
+369
+1% +$38K
TDIV icon
98
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.43B
$2.77M 0.27%
57,918
-3,492
-6% -$166K
JNK icon
99
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.31B
$2.76M 0.27%
30,686
+1,040
+4% +$94K
VO icon
100
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$2.76M 0.27%
54,136
-660
-1% -$33.6K
2 3
4
5 6

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Regal Investment Advisors held 527 positions worth $1.03B, up 8.9% from $948M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q4 2022 filing shows 48 new, 216 increased, 195 reduced and 45 closed positions. Its largest new stake was iShares Ultra Short Duration Bond Active ETF: 71,234 shares worth $3.56M. The largest sale was iShares 20+ Year Treasury Bond ETF, an estimated $4.4M.

By sector, the portfolio is most concentrated in Healthcare at 6.2% of assets, up from 5.9% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q4 2022 buy was iShares Ultra Short Duration Bond Active ETF: 71,234 shares worth $3.56M.
  • Regal Investment Advisors added most to Vanguard International High Dividend Yield ETF in Q4 2022, an estimated $4.29M increase.
  • Regal Investment Advisors's biggest Q4 2022 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $4.4M.
  • Regal Investment Advisors fully exited Vanguard Utilities ETF in Q4 2022, selling an estimated $2.52M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $1.03B portfolio in Q4 2022.
  • Regal Investment Advisors opened 48 new positions and closed 45 in Q4 2022.
  • Regal Investment Advisors's portfolio value rose 8.9% quarter-over-quarter to $1.03B.

Based on Regal Investment Advisors's 13F filing for Q4 2022, filed 1 Mar 2023.