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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-5.8%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$948M
AUM Growth
-$12.6M
Cap. Flow
+$38.6M
Cap. Flow %
4.07%
Top 10 Hldgs %
21.07%
Holding
538
New
39
Increased
250
Reduced
164
Closed
58

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$10.3M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.42M
3
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$6.03M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$5.92M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.11M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.02M
2
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$7.36M
3
FTCS icon
First Trust Capital Strength ETF
FTCS
+$6.45M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$5.22M
5
TDIV icon
First Trust NASDAQ Technology Dividend Index Fund
TDIV
+$3.72M

Sector Composition

Rank Sector Weight
1 Technology 5.97%
2 Healthcare 5.9%
3 Consumer Staples 4.66%
4 Consumer Discretionary 3.31%
5 Financials 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DEM icon
76
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$3.42M 0.36%
104,984
+11,814
+13% +$428K
EFV icon
77
iShares MSCI EAFE Value ETF
EFV
$30.2B
$3.34M 0.35%
86,643
-20,284
-19% -$865K
EFG icon
78
iShares MSCI EAFE Growth ETF
EFG
$17.3B
$3.27M 0.34%
45,026
+14,310
+47% +$1.17M
PEP icon
79
PepsiCo
PEP
$190B
$3.25M 0.34%
19,895
+1,914
+11% +$330K
BRK.B icon
80
Berkshire Hathaway Class B
BRK.B
$1.13T
$3.16M 0.33%
11,829
-317
-3% -$90.2K
DUK icon
81
Duke Energy
DUK
$97.3B
$3.13M 0.33%
33,603
-420
-1% -$45.1K
VZ icon
82
Verizon
VZ
$196B
$3.11M 0.33%
81,847
-1,301
-2% -$57.9K
JPM icon
83
JPMorgan Chase
JPM
$950B
$3.06M 0.32%
29,244
-266
-0.9% -$30.5K
ADP icon
84
Automatic Data Processing
ADP
$108B
$2.99M 0.32%
13,238
+390
+3% +$92K
COST icon
85
Costco
COST
$420B
$2.97M 0.31%
6,289
+40
+0.6% +$20.8K
DIVO icon
86
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.78B
$2.95M 0.31%
92,038
+83,850
+1,024% +$2.9M
NVDA icon
87
NVIDIA
NVDA
$5.42T
$2.94M 0.31%
241,760
-15,160
-6% -$240K
EEMV icon
88
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.56B
$2.91M 0.31%
57,410
+14,950
+35% +$817K
GHYB icon
89
Goldman Sachs Access High Yield Corporate Bond ETF
GHYB
$134M
$2.89M 0.3%
71,212
-739
-1% -$31.7K
FANG icon
90
Diamondback Energy
FANG
$52.7B
$2.81M 0.3%
23,369
+16,005
+217% +$2M
DIS icon
91
Walt Disney
DIS
$181B
$2.78M 0.29%
29,462
-263
-0.9% -$28.1K
AMLP icon
92
Alerian MLP ETF
AMLP
$13.1B
$2.75M 0.29%
75,339
-9
-0% -$342
AGG icon
93
iShares Core US Aggregate Bond ETF
AGG
$138B
$2.75M 0.29%
28,525
+2,066
+8% +$209K
IBM icon
94
IBM
IBM
$224B
$2.7M 0.29%
22,760
+5,223
+30% +$685K
TDIV icon
95
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.43B
$2.68M 0.28%
61,410
-73,134
-54% -$3.72M
FDN icon
96
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.34B
$2.67M 0.28%
21,142
-2,134
-9% -$297K
JNK icon
97
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.31B
$2.6M 0.27%
29,646
-66
-0.2% -$6.15K
VO icon
98
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$2.58M 0.27%
54,796
+1,840
+3% +$96.2K
HYG icon
99
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$2.54M 0.27%
35,567
+2,320
+7% +$175K
VPU
100
Vanguard Utilities ETF
VPU
$8.44B
$2.52M 0.27%
17,729
-350
-2% -$55.8K
2 3
4
5 6

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, Regal Investment Advisors held 538 positions worth $948M, down 1.3% from $961M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $38.6M of net new capital in Q3 2022, opening 39 new positions and adding to 250 existing holdings. Its largest new stake was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund: 173,435 shares worth $9.35M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 6.7% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.02M trimmed.

  • Regal Investment Advisors's largest Q3 2022 buy was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund: 173,435 shares worth $9.35M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $7.42M increase.
  • Regal Investment Advisors's biggest Q3 2022 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.02M.
  • Regal Investment Advisors fully exited iShares MSCI EAFE Min Vol Factor ETF in Q3 2022, selling an estimated $7.36M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $948M portfolio in Q3 2022.
  • Regal Investment Advisors opened 39 new positions and closed 58 in Q3 2022.
  • Regal Investment Advisors's portfolio value fell 1.3% quarter-over-quarter to $948M.

Based on Regal Investment Advisors's 13F filing for Q3 2022, filed 15 Nov 2022.