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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+7.15%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.13B
AUM Growth
+$98.4M
Cap. Flow
+$34.6M
Cap. Flow %
3.06%
Top 10 Hldgs %
20.53%
Holding
569
New
43
Increased
298
Reduced
171
Closed
34

Top Buys

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.67M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.29M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$2.01M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$1.78M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.62M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.32M
2
IXN icon
iShares Global Tech ETF
IXN
+$1.79M
3
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.33M
4
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$1.23M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$1.23M

Sector Composition

Rank Sector Weight
1 Technology 9.17%
2 Healthcare 5.51%
3 Consumer Staples 3.91%
4 Consumer Discretionary 3.82%
5 Financials 3.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
F icon
76
Ford
F
$55.7B
$3.97M 0.35%
191,044
+5,667
+3% +$104K
TGT icon
77
Target
TGT
$68B
$3.96M 0.35%
17,114
-589
-3% -$143K
BRK.B icon
78
Berkshire Hathaway Class B
BRK.B
$1.13T
$3.96M 0.35%
13,237
-451
-3% -$129K
FLOT icon
79
iShares Floating Rate Bond ETF
FLOT
$10.5B
$3.84M 0.34%
75,683
+5,088
+7% +$258K
INTC icon
80
Intel
INTC
$513B
$3.84M 0.34%
74,535
+13,358
+22% +$683K
VZ icon
81
Verizon
VZ
$196B
$3.65M 0.32%
70,208
-1,090
-2% -$56.9K
AFL icon
82
Aflac
AFL
$62.6B
$3.64M 0.32%
62,408
+5,040
+9% +$282K
IWM icon
83
iShares Russell 2000 ETF
IWM
$81.9B
$3.57M 0.32%
16,056
+1,520
+10% +$343K
VO icon
84
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$3.52M 0.31%
55,244
+2,456
+5% +$154K
GHYB icon
85
Goldman Sachs Access High Yield Corporate Bond ETF
GHYB
$134M
$3.51M 0.31%
70,649
+7,413
+12% +$368K
KO icon
86
Coca-Cola
KO
$375B
$3.45M 0.31%
58,314
+211
+0.4% +$11.7K
COST icon
87
Costco
COST
$420B
$3.44M 0.3%
6,064
+69
+1% +$35.3K
DUK icon
88
Duke Energy
DUK
$97.3B
$3.27M 0.29%
31,169
+248
+0.8% +$25.1K
RTX icon
89
RTX Corp
RTX
$301B
$3.26M 0.29%
37,847
+1,487
+4% +$130K
WMT icon
90
Walmart Inc
WMT
$890B
$3.25M 0.29%
67,461
-1,380
-2% -$65.9K
JNK icon
91
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.31B
$3.13M 0.28%
28,861
-8,516
-23% -$923K
EMB icon
92
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$3.08M 0.27%
28,192
+6,260
+29% +$683K
VCIT icon
93
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.8B
$3.07M 0.27%
33,115
+5,533
+20% +$518K
WM icon
94
Waste Management
WM
$91B
$3.02M 0.27%
18,066
+91
+0.5% +$14.6K
ADP icon
95
Automatic Data Processing
ADP
$108B
$2.99M 0.26%
12,131
+107
+0.9% +$24.2K
CVS icon
96
CVS Health
CVS
$122B
$2.96M 0.26%
28,677
+396
+1% +$36.6K
VB icon
97
Vanguard Morningstar Small-Cap ETF
VB
$82.7B
$2.95M 0.26%
13,042
+529
+4% +$120K
HD icon
98
Home Depot
HD
$355B
$2.88M 0.26%
6,948
-502
-7% -$191K
PEP icon
99
PepsiCo
PEP
$190B
$2.79M 0.25%
16,081
+302
+2% +$49.3K
VWOB icon
100
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.25B
$2.76M 0.24%
35,548
+3,630
+11% +$282K
2 3
4
5 6

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
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DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Regal Investment Advisors held 569 positions worth $1.13B, up 9.5% from $1.03B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $34.6M of net new capital in Q4 2021, opening 43 new positions and adding to 298 existing holdings. Its largest new stake was iShares Morningstar Mid-Cap Growth ETF: 22,293 shares worth $1.63M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $2.32M trimmed.

  • Regal Investment Advisors's largest Q4 2021 buy was iShares Morningstar Mid-Cap Growth ETF: 22,293 shares worth $1.63M.
  • Regal Investment Advisors added most to iShares Preferred and Income Securities ETF in Q4 2021, an estimated $3.67M increase.
  • Regal Investment Advisors's biggest Q4 2021 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $2.32M.
  • Regal Investment Advisors fully exited Invesco S&P 500 Equal Weight Consumer Discretionary ETF in Q4 2021, selling an estimated $1.23M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.13B portfolio in Q4 2021.
  • Regal Investment Advisors opened 43 new positions and closed 34 in Q4 2021.
  • Regal Investment Advisors's portfolio value rose 9.5% quarter-over-quarter to $1.13B.

Based on Regal Investment Advisors's 13F filing for Q4 2021, filed 10 Feb 2022.