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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-1.13%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.03B
AUM Growth
+$33.8M
Cap. Flow
+$50.7M
Cap. Flow %
4.92%
Top 10 Hldgs %
19.46%
Holding
557
New
30
Increased
322
Reduced
147
Closed
31

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.12M
2
OPTU
Optimum Communications Inc
OPTU
+$1.96M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$1.92M
4
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$1.81M
5
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$1.65M

Top Sells

Rank Stock Value
1
RCL icon
Royal Caribbean
RCL
+$1.39M
2
IPO icon
Renaissance IPO ETF
IPO
+$1.25M
3
FSLY icon
Fastly Inc
FSLY
+$1.2M
4
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$1.2M
5
MAR icon
Marriott International
MAR
+$1.14M

Sector Composition

Rank Sector Weight
1 Technology 9.21%
2 Healthcare 5.36%
3 Consumer Staples 3.85%
4 Consumer Discretionary 3.8%
5 Financials 3.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSIE icon
76
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$6.16B
$3.56M 0.35%
104,108
+7,636
+8% +$271K
LZB icon
77
La-Z-Boy
LZB
$1.69B
$3.54M 0.34%
109,856
– –
MO icon
78
Altria Group
MO
$114B
$3.52M 0.34%
77,370
+14,060
+22% +$679K
TDIV icon
79
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.43B
$3.29M 0.32%
58,165
+8,708
+18% +$505K
INTC icon
80
Intel
INTC
$513B
$3.26M 0.32%
61,177
-9,491
-13% -$515K
IXN icon
81
iShares Global Tech ETF
IXN
$9.26B
$3.24M 0.31%
57,105
+17,235
+43% +$1.01M
WMT icon
82
Walmart Inc
WMT
$890B
$3.2M 0.31%
68,841
+3,768
+6% +$182K
IWM icon
83
iShares Russell 2000 ETF
IWM
$81.9B
$3.18M 0.31%
14,536
+523
+4% +$116K
GHYB icon
84
Goldman Sachs Access High Yield Corporate Bond ETF
GHYB
$134M
$3.17M 0.31%
63,236
+6,415
+11% +$322K
RTX icon
85
RTX Corp
RTX
$301B
$3.13M 0.3%
36,360
+6,333
+21% +$542K
VO icon
86
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$3.13M 0.3%
52,788
-3,608
-6% -$218K
TLT icon
87
iShares 20+ Year Treasury Bond ETF
TLT
$40.9B
$3.07M 0.3%
21,259
+14,274
+204% +$2.12M
KO icon
88
Coca-Cola
KO
$375B
$3.05M 0.3%
58,103
+5,399
+10% +$301K
DUK icon
89
Duke Energy
DUK
$97.3B
$3.02M 0.29%
30,921
+923
+3% +$95.6K
AFL icon
90
Aflac
AFL
$62.6B
$2.99M 0.29%
57,368
+9,714
+20% +$531K
META icon
91
Meta Platforms (Facebook)
META
$1.51T
$2.84M 0.28%
8,375
+565
+7% +$203K
V icon
92
Visa
V
$677B
$2.76M 0.27%
12,393
+38
+0.3% +$8.91K
VB icon
93
Vanguard Morningstar Small-Cap ETF
VB
$82.7B
$2.74M 0.27%
12,513
-792
-6% -$176K
SCZ icon
94
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
$2.72M 0.26%
36,525
-689
-2% -$52.4K
COST icon
95
Costco
COST
$420B
$2.69M 0.26%
5,995
-31
-0.5% -$13.6K
WM icon
96
Waste Management
WM
$91B
$2.69M 0.26%
17,975
+810
+5% +$121K
F icon
97
Ford
F
$55.7B
$2.63M 0.25%
185,377
+9,531
+5% +$130K
EFAV icon
98
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.51B
$2.61M 0.25%
34,622
+11,117
+47% +$863K
VCIT icon
99
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.8B
$2.6M 0.25%
27,582
+8,203
+42% +$783K
FXD icon
100
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
$2.6M 0.25%
43,977
+23,149
+111% +$1.41M
2 3
4
5 6

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Regal Investment Advisors held 557 positions worth $1.03B, up 3.4% from $997M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $50.7M of net new capital in Q3 2021, opening 30 new positions and adding to 322 existing holdings. Its largest new stake was Optimum Communications Inc: 67,397 shares worth $1.4M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was Renaissance IPO ETF, an estimated $1.25M trimmed.

  • Regal Investment Advisors's largest Q3 2021 buy was Optimum Communications Inc: 67,397 shares worth $1.4M.
  • Regal Investment Advisors added most to iShares 20+ Year Treasury Bond ETF in Q3 2021, an estimated $2.12M increase.
  • Regal Investment Advisors's biggest Q3 2021 reduction was Renaissance IPO ETF, cutting an estimated $1.25M.
  • Regal Investment Advisors fully exited Royal Caribbean in Q3 2021, selling an estimated $1.39M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $1.03B portfolio in Q3 2021.
  • Regal Investment Advisors opened 30 new positions and closed 31 in Q3 2021.
  • Regal Investment Advisors's portfolio value rose 3.4% quarter-over-quarter to $1.03B.

Based on Regal Investment Advisors's 13F filing for Q3 2021, filed 5 Nov 2021.