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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+12.2%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$885M
AUM Growth
+$800M
Cap. Flow
+$753M
Cap. Flow %
85.12%
Top 10 Hldgs %
21.32%
Holding
468
New
440
Increased
27
Reduced
1
Closed
–

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$35M
2
FTCS icon
First Trust Capital Strength ETF
FTCS
+$18.9M
3
AAPL icon
Apple
AAPL
+$16.1M
4
MSFT icon
Microsoft
MSFT
+$15.1M
5
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$14.7M

Top Sells

Rank Stock Value
1
IWC icon
iShares Micro-Cap ETF
IWC
+$82.9K

Sector Composition

Rank Sector Weight
1 Technology 9.22%
2 Healthcare 5.8%
3 Consumer Staples 4.83%
4 Consumer Discretionary 4.01%
5 Financials 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SJNK icon
76
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.8B
$3.17M 0.36%
+117,785
New +$3.11M
VO icon
77
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$3.08M 0.35%
+59,540
New +$2.88M
VB icon
78
Vanguard Morningstar Small-Cap ETF
VB
$82.7B
$3M 0.34%
+15,435
New +$2.72M
LMBS icon
79
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.39B
$2.93M 0.33%
+56,884
New +$2.93M
MO icon
80
Altria Group
MO
$114B
$2.83M 0.32%
+68,936
New +$2.77M
JNK icon
81
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.31B
$2.81M 0.32%
25,806
+6,162
+31% +$657K
CLX icon
82
Clorox
CLX
$12.7B
$2.77M 0.31%
+13,742
New +$2.84M
SCZ icon
83
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
$2.72M 0.31%
+39,734
New +$2.51M
META icon
84
Meta Platforms (Facebook)
META
$1.51T
$2.65M 0.3%
+9,716
New +$2.66M
VOO icon
85
Vanguard S&P 500 ETF
VOO
$1.03T
$2.63M 0.3%
+7,639
New +$2.49M
MMM icon
86
3M
MMM
$94.3B
$2.62M 0.3%
+17,916
New +$2.54M
ADP icon
87
Automatic Data Processing
ADP
$108B
$2.61M 0.3%
+14,811
New +$2.43M
GOOGL icon
88
Alphabet (Google) Class A
GOOGL
$4.33T
$2.61M 0.29%
+29,760
New +$2.5M
RTX icon
89
RTX Corp
RTX
$301B
$2.54M 0.29%
+35,588
New +$2.34M
BRK.B icon
90
Berkshire Hathaway Class B
BRK.B
$1.13T
$2.53M 0.29%
+10,906
New +$2.4M
HYG icon
91
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$2.51M 0.28%
+28,704
New +$2.46M
AFL icon
92
Aflac
AFL
$62.6B
$2.5M 0.28%
+56,336
New +$2.31M
XYZ
93
Block Inc
XYZ
$47.5B
$2.48M 0.28%
+11,414
New +$2.23M
PEP icon
94
PepsiCo
PEP
$190B
$2.47M 0.28%
+16,633
New +$2.36M
KMB icon
95
Kimberly-Clark
KMB
$36.5B
$2.43M 0.27%
+18,029
New +$2.52M
RLY icon
96
State Street Multi-Asset Real Return ETF
RLY
$1.29B
$2.39M 0.27%
+96,873
New +$2.25M
IHI icon
97
iShares US Medical Devices ETF
IHI
$3.37B
$2.38M 0.27%
+43,608
New +$2.28M
CRM icon
98
Salesforce
CRM
$158B
$2.37M 0.27%
+10,663
New +$2.59M
HYMB icon
99
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.36B
$2.35M 0.27%
79,512
+60,154
+311% +$1.73M
IWM icon
100
iShares Russell 2000 ETF
IWM
$81.9B
$2.29M 0.26%
+11,693
New +$2.05M
2 3
4
5 6

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PAIM
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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Regal Investment Advisors held 468 positions worth $885M, up 945% from $84.6M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $753M of net new capital in Q4 2020, opening 440 new positions and adding to 27 existing holdings. Its largest new stake was First Trust Capital Strength ETF: 289,257 shares worth $19.5M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, up from 0% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares Micro-Cap ETF, an estimated $82.9K trimmed.

  • Regal Investment Advisors's largest Q4 2020 buy was First Trust Capital Strength ETF: 289,257 shares worth $19.5M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q4 2020, an estimated $35M increase.
  • Regal Investment Advisors's biggest Q4 2020 reduction was iShares Micro-Cap ETF, cutting an estimated $82.9K.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $885M portfolio in Q4 2020.
  • Regal Investment Advisors opened 440 new positions and closed 0 in Q4 2020.
  • Regal Investment Advisors's portfolio value rose 945% quarter-over-quarter to $885M.

Based on Regal Investment Advisors's 13F filing for Q4 2020, filed 12 Feb 2021.