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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-15.8%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$68.1M
AUM Growth
-$488M
Cap. Flow
-$472M
Cap. Flow %
-692.75%
Top 10 Hldgs %
70.36%
Holding
344
New
–
Increased
5
Reduced
22
Closed
317

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$386K
2
GNR icon
State Street SPDR S&P Global Natural Resources ETF
GNR
+$19.4K
3
FM
iShares Frontier and Select EM ETF
FM
+$14.9K
4
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$12.4K
5
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$9.71K

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$14.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.6M
3
AAPL icon
Apple
AAPL
+$9.63M
4
PG icon
Procter & Gamble
PG
+$9.52M
5
MSFT icon
Microsoft
MSFT
+$9.09M

Sector Composition

Rank Sector Weight
1 Communication Services 0%
2 Consumer Discretionary 0%
3 Consumer Staples 0%
4 Energy 0%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVX icon
76
Chevron
CVX
$366B
– –
-32,101
Closed -$3.87M
D icon
77
Dominion Energy
D
$59.3B
– –
-2,431
Closed -$201K
DD icon
78
DuPont de Nemours
DD
$19.2B
– –
-14,302
Closed -$1.15M
DEM icon
79
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
– –
-17,037
Closed -$780K
DEO icon
80
Diageo
DEO
$53.6B
– –
-1,490
Closed -$251K
DIS icon
81
Walt Disney
DIS
$181B
– –
-32,835
Closed -$4.75M
DMO
82
Western Asset Mortgage Opportunity Fund
DMO
$120M
– –
-20,486
Closed -$416K
DOC icon
83
Healthpeak Properties
DOC
$14.8B
– –
-15,585
Closed -$537K
DOW icon
84
Dow Inc
DOW
$21.2B
– –
-17,030
Closed -$932K
DTE icon
85
DTE Energy
DTE
$29.1B
– –
-3,000
Closed -$332K
DUK icon
86
Duke Energy
DUK
$97.3B
– –
-40,590
Closed -$3.7M
DVY icon
87
iShares Select Dividend ETF
DVY
$23.6B
– –
-8,634
Closed -$912K
ED icon
88
Consolidated Edison
ED
$39.9B
– –
-83,907
Closed -$7.59M
EEM icon
89
iShares MSCI Emerging Markets ETF
EEM
$30B
– –
-159,377
Closed -$7.15M
EFA icon
90
iShares MSCI EAFE ETF
EFA
$80.2B
– –
-10,662
Closed -$740K
EFAV icon
91
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.51B
– –
-3,201
Closed -$239K
EFX icon
92
Equifax
EFX
$21.4B
– –
-15,307
Closed -$2.15M
EMB icon
93
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
– –
-4,760
Closed -$545K
EMLP icon
94
First Trust North American Energy Infrastructure Fund
EMLP
$4.09B
– –
-16,425
Closed -$419K
EMR icon
95
Emerson Electric
EMR
$88.3B
– –
-116,292
Closed -$8.87M
ETR icon
96
Entergy
ETR
$50B
– –
-15,206
Closed -$911K
ETW
97
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
– –
-17,505
Closed -$182K
EW icon
98
Edwards Lifesciences
EW
$51.7B
– –
-4,263
Closed -$332K
EWI icon
99
iShares MSCI Italy ETF
EWI
$1.08B
– –
-6,815
Closed -$201K
EWJ icon
100
iShares MSCI Japan ETF
EWJ
$22.8B
– –
-7,289
Closed -$432K
2 3
4
5 6

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q1 2020 Portfolio in Review

As of Q1 2020, Regal Investment Advisors held 344 positions worth $68.1M, down 88% from $556M the previous quarter. Its ten largest holdings account for 70% of the portfolio.

Regal Investment Advisors withdrew a net $472M in Q1 2020, closing 317 positions and reducing 22 holdings. Its most notable exit was State Street SPDR S&P 500 ETF Trust, an estimated $11.6M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 0% of assets, down from 3.7% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, Regal Investment Advisors added an estimated $386K to Schwab US Dividend Equity ETF.

  • Regal Investment Advisors added most to Schwab US Dividend Equity ETF in Q1 2020, an estimated $386K increase.
  • Regal Investment Advisors's biggest Q1 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $14.8M.
  • Regal Investment Advisors fully exited State Street SPDR S&P 500 ETF Trust in Q1 2020, selling an estimated $11.6M.
  • Regal Investment Advisors's ten largest holdings make up 70% of its $68.1M portfolio in Q1 2020.
  • Regal Investment Advisors opened 0 new positions and closed 317 in Q1 2020.
  • Regal Investment Advisors's portfolio value fell 88% quarter-over-quarter to $68.1M.

Based on Regal Investment Advisors's 13F filing for Q1 2020, filed 12 May 2020.