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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+6.85%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$556M
AUM Growth
+$43.5M
Cap. Flow
+$11M
Cap. Flow %
1.98%
Top 10 Hldgs %
20.2%
Holding
361
New
43
Increased
151
Reduced
131
Closed
17

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$2.03M
2
PFE icon
Pfizer
PFE
+$1.96M
3
PJAN icon
Innovator US Equity Power Buffer ETF January
PJAN
+$1.23M
4
OUSA icon
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
+$746K
5
YYY icon
Amplify CEF High Income ETF
YYY
+$658K

Top Sells

Rank Stock Value
1
CAH icon
Cardinal Health
CAH
+$1.74M
2
PARA
Paramount Global Class B
PARA
+$1.52M
3
BOCT icon
Innovator US Equity Buffer ETF October
BOCT
+$1.28M
4
UUP icon
Invesco DB US Dollar Index Bullish Fund
UUP
+$886K
5
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$634K

Sector Composition

Rank Sector Weight
1 Healthcare 8.38%
2 Technology 7.43%
3 Consumer Staples 6.43%
4 Industrials 4.63%
5 Utilities 3.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SJNK icon
76
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.76B
$2.29M 0.41%
84,881
-5,752
-6% -$154K
CTVA icon
77
Corteva
CTVA
$51.3B
$2.26M 0.41%
76,507
-5,057
-6% -$134K
RFAP
78
DELISTED
First Trust RiverFront Dynamic Asia Pacific ETF
RFAP
$2.26M 0.41%
42,677
-907
-2% -$47.4K
SCZ icon
79
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.7B
$2.21M 0.4%
35,402
+3,119
+10% +$187K
NOC icon
80
Northrop Grumman
NOC
$81.2B
$2.18M 0.39%
6,347
-447
-7% -$157K
EFX icon
81
Equifax
EFX
$21.4B
$2.15M 0.39%
15,307
-504
-3% -$69.8K
MMM icon
82
3M
MMM
$94.3B
$2.14M 0.38%
14,480
+476
+3% +$66.7K
GWRE icon
83
Guidewire Software
GWRE
$14.2B
$2.11M 0.38%
19,254
-604
-3% -$67.6K
WM icon
84
Waste Management
WM
$91B
$2.11M 0.38%
18,516
+356
+2% +$40.2K
USMV icon
85
iShares MSCI USA Min Vol Factor ETF
USMV
$24.2B
$2.11M 0.38%
32,120
-436
-1% -$28K
CINF icon
86
Cincinnati Financial
CINF
$27.1B
$2.08M 0.37%
19,806
-309
-2% -$33.8K
INGR icon
87
Ingredion
INGR
$6.58B
$2.07M 0.37%
22,271
-403
-2% -$33.9K
VWOB icon
88
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.18B
$2.05M 0.37%
25,186
+502
+2% +$40.3K
TEN
89
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$2.04M 0.37%
156,033
-12,483
-7% -$164K
CMP icon
90
Compass Minerals
CMP
$1.15B
$1.99M 0.36%
32,702
-650
-2% -$36.9K
VYM icon
91
Vanguard High Dividend Yield ETF
VYM
$82.8B
$1.99M 0.36%
21,177
-1,997
-9% -$181K
KMB icon
92
Kimberly-Clark
KMB
$36.5B
$1.98M 0.36%
14,384
+847
+6% +$115K
COHR
93
DELISTED
Coherent Inc
COHR
$1.93M 0.35%
11,597
-295
-2% -$45.7K
SCHW
94
Charles Schwab
SCHW
$187B
$1.91M 0.34%
40,190
-679
-2% -$29.9K
GILD icon
95
Gilead Sciences
GILD
$165B
$1.91M 0.34%
29,373
-433
-1% -$28.2K
OEF icon
96
iShares S&P 100 ETF
OEF
$20.6B
$1.9M 0.34%
13,203
+1,361
+11% +$187K
TLT icon
97
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
$1.88M 0.34%
13,890
+2,117
+18% +$295K
BLKB icon
98
Blackbaud
BLKB
$2.08B
$1.87M 0.34%
23,474
-516
-2% -$43.2K
PEP icon
99
PepsiCo
PEP
$190B
$1.86M 0.33%
13,579
+77
+0.6% +$10.5K
HDV
100
iShares Core High Dividend ETF
HDV
$14.9B
$1.85M 0.33%
94,500
+14,365
+18% +$274K
2 3
4
5 6

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PAIM
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CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Regal Investment Advisors held 361 positions worth $556M, up 8.5% from $512M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q4 2019 filing shows 43 new, 151 increased, 131 reduced and 17 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF January: 43,880 shares worth $1.25M. The largest sale was Cardinal Health, an estimated $1.74M.

By sector, the portfolio is most concentrated in Healthcare at 8.4% of assets, up from 8.1% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q4 2019 buy was Innovator US Equity Power Buffer ETF January: 43,880 shares worth $1.25M.
  • Regal Investment Advisors added most to ExxonMobil in Q4 2019, an estimated $2.03M increase.
  • Regal Investment Advisors's biggest Q4 2019 reduction was Sysco, cutting an estimated $618K.
  • Regal Investment Advisors fully exited Cardinal Health in Q4 2019, selling an estimated $1.74M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $556M portfolio in Q4 2019.
  • Regal Investment Advisors opened 43 new positions and closed 17 in Q4 2019.
  • Regal Investment Advisors's portfolio value rose 8.5% quarter-over-quarter to $556M.

Based on Regal Investment Advisors's 13F filing for Q4 2019, filed 29 Jan 2020.