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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+1.81%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$512M
AUM Growth
-$811K
Cap. Flow
-$5.23M
Cap. Flow %
-1.02%
Top 10 Hldgs %
20.61%
Holding
342
New
31
Increased
120
Reduced
151
Closed
24

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$2.42M
2
CVS icon
CVS Health
CVS
+$1.98M
3
GILD icon
Gilead Sciences
GILD
+$1.95M
4
JLL icon
Jones Lang LaSalle
JLL
+$1.9M
5
TEN
Tenneco Inc. Class A Voting Common Stock
TEN
+$1.72M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$2.76M
2
AZO icon
AutoZone
AZO
+$2.53M
3
HF
HFF Inc.
HF
+$2.04M
4
MCK icon
McKesson
MCK
+$1.76M
5
BNY
Bank of New York Mellon
BNY
+$1.63M

Sector Composition

Rank Sector Weight
1 Healthcare 8.1%
2 Technology 7.06%
3 Consumer Staples 6.95%
4 Industrials 4.8%
5 Utilities 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RLY icon
76
State Street Multi-Asset Real Return ETF
RLY
$1.28B
$2.17M 0.42%
87,607
-7,982
-8% -$198K
CRM icon
77
Salesforce
CRM
$158B
$2.15M 0.42%
14,459
-513
-3% -$78K
BLK icon
78
Blackrock
BLK
$176B
$2.14M 0.42%
4,808
-242
-5% -$108K
VZ icon
79
Verizon
VZ
$196B
$2.14M 0.42%
35,411
+156
+0.4% +$8.98K
TEN
80
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$2.11M 0.41%
+168,516
New +$1.72M
MO icon
81
Altria Group
MO
$114B
$2.1M 0.41%
51,431
+248
+0.5% +$11.4K
GWRE icon
82
Guidewire Software
GWRE
$14.2B
$2.09M 0.41%
19,858
-700
-3% -$70.6K
WM icon
83
Waste Management
WM
$91B
$2.09M 0.41%
18,160
-1,399
-7% -$163K
USMV icon
84
iShares MSCI USA Min Vol Factor ETF
USMV
$24.2B
$2.09M 0.41%
32,556
-1,232
-4% -$78.1K
VYM icon
85
Vanguard High Dividend Yield ETF
VYM
$82.8B
$2.06M 0.4%
23,174
-2,237
-9% -$196K
CAT icon
86
Caterpillar
CAT
$387B
$2.01M 0.39%
15,885
-530
-3% -$67.3K
VWOB icon
87
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.18B
$1.99M 0.39%
24,684
+29
+0.1% +$2.34K
MMM icon
88
3M
MMM
$94.3B
$1.93M 0.38%
14,004
+505
+4% +$70.6K
KMB icon
89
Kimberly-Clark
KMB
$36.5B
$1.92M 0.38%
13,537
-995
-7% -$137K
JLL icon
90
Jones Lang LaSalle
JLL
$16.7B
$1.91M 0.37%
+13,711
New +$1.9M
GILD icon
91
Gilead Sciences
GILD
$165B
$1.89M 0.37%
+29,806
New +$1.95M
CMP icon
92
Compass Minerals
CMP
$1.15B
$1.88M 0.37%
33,352
-1,153
-3% -$61.8K
INGR icon
93
Ingredion
INGR
$6.58B
$1.85M 0.36%
22,674
-804
-3% -$63.8K
PEP icon
94
PepsiCo
PEP
$190B
$1.85M 0.36%
13,502
-439
-3% -$58.3K
SCZ icon
95
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.7B
$1.85M 0.36%
32,283
+7,544
+30% +$426K
COHR
96
DELISTED
Coherent Inc
COHR
$1.83M 0.36%
11,892
-286
-2% -$41.3K
CAH icon
97
Cardinal Health
CAH
$55.4B
$1.74M 0.34%
36,787
-324
-0.9% -$14.8K
SCHW
98
Charles Schwab
SCHW
$187B
$1.71M 0.33%
40,869
-987
-2% -$39.8K
TLT icon
99
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
$1.69M 0.33%
11,773
+814
+7% +$113K
COST icon
100
Costco
COST
$420B
$1.63M 0.32%
5,641
-400
-7% -$113K
2 3
4
5 6

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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Regal Investment Advisors held 342 positions worth $512M, down 0.16% from $513M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors's Q3 2019 filing shows 31 new, 120 increased, 151 reduced and 24 closed positions. Its largest new stake was Gilead Sciences: 29,806 shares worth $1.89M. The largest sale was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $2.76M.

By sector, the portfolio is most concentrated in Healthcare at 8.1% of assets, up from 8% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q3 2019 buy was Gilead Sciences: 29,806 shares worth $1.89M.
  • Regal Investment Advisors added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2019, an estimated $2.42M increase.
  • Regal Investment Advisors's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $2.76M.
  • Regal Investment Advisors fully exited AutoZone in Q3 2019, selling an estimated $2.53M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $512M portfolio in Q3 2019.
  • Regal Investment Advisors opened 31 new positions and closed 24 in Q3 2019.
  • Regal Investment Advisors's portfolio value fell 0.16% quarter-over-quarter to $512M.

Based on Regal Investment Advisors's 13F filing for Q3 2019, filed 15 Nov 2019.