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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+15.72%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$492M
AUM Growth
+$35.5M
Cap. Flow
-$11M
Cap. Flow %
-2.23%
Top 10 Hldgs %
19.98%
Holding
399
New
65
Increased
147
Reduced
121
Closed
45

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$2.64M
2
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.3M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$1.14M
4
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$1.05M
5
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$1.04M

Top Sells

Rank Stock Value
1
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$6.77M
2
AOR icon
iShares Core 60/40 Balanced Allocation ETF
AOR
+$5.04M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.51M
4
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$2.2M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$1.18M

Sector Composition

Rank Sector Weight
1 Healthcare 8.12%
2 Technology 7.87%
3 Consumer Staples 6.26%
4 Industrials 5.2%
5 Consumer Discretionary 4.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WMT icon
76
Walmart Inc
WMT
$890B
$2.07M 0.42%
63,609
+882
+1% +$28.6K
VTI icon
77
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
$2.05M 0.42%
14,182
-5,554
-28% -$775K
WM icon
78
Waste Management
WM
$91B
$2.05M 0.42%
19,707
+780
+4% +$76.1K
GWRE icon
79
Guidewire Software
GWRE
$14.2B
$2.04M 0.41%
20,978
+717
+4% +$64.1K
USMV icon
80
iShares MSCI USA Min Vol Factor ETF
USMV
$24.2B
$2.03M 0.41%
34,516
-1,187
-3% -$66.5K
UTHR icon
81
United Therapeutics
UTHR
$23.1B
$2.02M 0.41%
17,200
-80
-0.5% -$9.32K
BLKB icon
82
Blackbaud
BLKB
$2.08B
$2.01M 0.41%
25,265
+916
+4% +$67.2K
VZ icon
83
Verizon
VZ
$196B
$1.95M 0.4%
32,960
+3,814
+13% +$216K
NOC icon
84
Northrop Grumman
NOC
$81.2B
$1.92M 0.39%
7,122
+121
+2% +$33K
VWOB icon
85
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.18B
$1.86M 0.38%
23,802
+1,096
+5% +$84.2K
TLT icon
86
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
$1.85M 0.38%
14,627
+3,991
+38% +$485K
BNY
87
Bank of New York Mellon
BNY
$107B
$1.82M 0.37%
36,193
+976
+3% +$50.3K
CINF icon
88
Cincinnati Financial
CINF
$27.1B
$1.82M 0.37%
21,221
-300
-1% -$24.8K
SCHW
89
Charles Schwab
SCHW
$187B
$1.77M 0.36%
41,304
+1,024
+3% +$46.2K
INVA icon
90
Innoviva
INVA
$1.48B
$1.75M 0.35%
124,458
-5,970
-5% -$96.7K
XLV icon
91
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
$1.74M 0.35%
19,001
+14,471
+319% +$1.3M
IDCC icon
92
InterDigital
IDCC
$8.89B
$1.74M 0.35%
26,306
+633
+2% +$44K
COP icon
93
ConocoPhillips
COP
$141B
$1.73M 0.35%
25,894
-501
-2% -$33.7K
CAH icon
94
Cardinal Health
CAH
$55.4B
$1.72M 0.35%
35,792
+1,476
+4% +$73.9K
COHR
95
DELISTED
Coherent Inc
COHR
$1.72M 0.35%
12,119
+985
+9% +$125K
HYMB icon
96
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.19B
$1.66M 0.34%
57,622
+37,428
+185% +$1.05M
COST icon
97
Costco
COST
$420B
$1.64M 0.33%
6,773
+324
+5% +$70.9K
TGT icon
98
Target
TGT
$68B
$1.64M 0.33%
20,373
+3,586
+21% +$262K
PEP icon
99
PepsiCo
PEP
$190B
$1.63M 0.33%
13,328
+1,074
+9% +$122K
HDV
100
iShares Core High Dividend ETF
HDV
$14.9B
$1.62M 0.33%
86,995
+1,420
+2% +$25.5K
2 3
4
5 6

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q1 2019 Portfolio in Review

As of Q1 2019, Regal Investment Advisors held 399 positions worth $492M, up 7.8% from $456M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q1 2019 filing shows 65 new, 147 increased, 121 reduced and 45 closed positions. Its largest new stake was iShares 0-1 Year Treasury Bond ETF: 9,454 shares worth $1.04M. The largest sale was iShares Core 80/20 Aggressive Allocation ETF, an estimated $6.77M.

By sector, the portfolio is most concentrated in Healthcare at 8.1% of assets, down from 8.3% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q1 2019 buy was iShares 0-1 Year Treasury Bond ETF: 9,454 shares worth $1.04M.
  • Regal Investment Advisors added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q1 2019, an estimated $2.64M increase.
  • Regal Investment Advisors's biggest Q1 2019 reduction was First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF, cutting an estimated $2.2M.
  • Regal Investment Advisors fully exited iShares Core 80/20 Aggressive Allocation ETF in Q1 2019, selling an estimated $6.77M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $492M portfolio in Q1 2019.
  • Regal Investment Advisors opened 65 new positions and closed 45 in Q1 2019.
  • Regal Investment Advisors's portfolio value rose 7.8% quarter-over-quarter to $492M.

Based on Regal Investment Advisors's 13F filing for Q1 2019, filed 9 May 2019.