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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-10.37%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$456M
AUM Growth
-$18.6M
Cap. Flow
+$32.9M
Cap. Flow %
7.21%
Top 10 Hldgs %
19.04%
Holding
386
New
67
Increased
163
Reduced
91
Closed
53

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.41M
2
LZB icon
La-Z-Boy
LZB
+$3.28M
3
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$2.22M
4
CAT icon
Caterpillar
CAT
+$2.21M
5
EMR icon
Emerson Electric
EMR
+$2.17M

Top Sells

Rank Stock Value
1
ICPT
Intercept Pharmaceuticals, Inc.
ICPT
+$3.37M
2
HUM icon
Humana
HUM
+$2.36M
3
ESRX
Express Scripts Holding Company
ESRX
+$2.33M
4
AVX
AVX Corporation
AVX
+$2.14M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.95M

Sector Composition

Rank Sector Weight
1 Healthcare 8.31%
2 Technology 6.97%
3 Consumer Staples 5.7%
4 Industrials 4.58%
5 Consumer Discretionary 4.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMM icon
76
3M
MMM
$94.3B
$1.84M 0.4%
11,559
+2,072
+22% +$344K
ADP icon
77
Automatic Data Processing
ADP
$108B
$1.82M 0.4%
13,858
+134
+1% +$18.9K
QQQ icon
78
Invesco QQQ Trust
QQQ
$484B
$1.8M 0.4%
11,689
-1,916
-14% -$320K
GIS icon
79
General Mills
GIS
$19.7B
$1.77M 0.39%
+45,594
New +$1.93M
BIIB icon
80
Biogen
BIIB
$30.7B
$1.75M 0.38%
+5,813
New +$1.86M
NOC icon
81
Northrop Grumman
NOC
$81.2B
$1.72M 0.38%
+7,001
New +$1.93M
IDCC icon
82
InterDigital
IDCC
$8.89B
$1.71M 0.37%
25,673
-311
-1% -$22.7K
AMAT icon
83
Applied Materials
AMAT
$428B
$1.7M 0.37%
+52,044
New +$1.78M
VWOB icon
84
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.18B
$1.69M 0.37%
22,706
-497
-2% -$37K
WM icon
85
Waste Management
WM
$91B
$1.68M 0.37%
18,927
+3,776
+25% +$339K
SCHW
86
Charles Schwab
SCHW
$187B
$1.67M 0.37%
+40,280
New +$1.82M
CINF icon
87
Cincinnati Financial
CINF
$27.1B
$1.67M 0.37%
21,521
-97
-0.4% -$7.54K
EFX icon
88
Equifax
EFX
$21.4B
$1.66M 0.36%
+17,843
New +$1.9M
BNY
89
Bank of New York Mellon
BNY
$107B
$1.66M 0.36%
35,217
-650
-2% -$31.6K
COP icon
90
ConocoPhillips
COP
$141B
$1.65M 0.36%
26,395
-1,614
-6% -$110K
VZ icon
91
Verizon
VZ
$196B
$1.64M 0.36%
29,146
+4,667
+19% +$265K
GWRE icon
92
Guidewire Software
GWRE
$14.2B
$1.63M 0.36%
+20,261
New +$1.77M
BLKB icon
93
Blackbaud
BLKB
$2.08B
$1.53M 0.34%
+24,349
New +$1.75M
CAH icon
94
Cardinal Health
CAH
$55.4B
$1.53M 0.34%
+34,316
New +$1.79M
HF
95
DELISTED
HFF Inc.
HF
$1.45M 0.32%
43,649
-14
-0% -$521
HDV
96
iShares Core High Dividend ETF
HDV
$14.9B
$1.44M 0.32%
85,575
+1,755
+2% +$31.2K
GLD icon
97
SPDR Gold Trust
GLD
$141B
$1.4M 0.31%
11,550
-978
-8% -$114K
PEP icon
98
PepsiCo
PEP
$190B
$1.35M 0.3%
12,254
+1,658
+16% +$187K
IUSV icon
99
iShares Core S&P US Value ETF
IUSV
$27.7B
$1.35M 0.29%
27,421
+12,928
+89% +$687K
MCK icon
100
McKesson
MCK
$101B
$1.34M 0.29%
12,147
+604
+5% +$75.3K
2 3
4
5 6

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Regal Investment Advisors held 386 positions worth $456M, down 3.9% from $475M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $32.9M of net new capital in Q4 2018, opening 67 new positions and adding to 163 existing holdings. Its largest new stake was iShares 7-10 Year Treasury Bond ETF: 33,699 shares worth $3.51M.

By sector, the portfolio is most concentrated in Healthcare at 8.3% of assets, down from 8.8% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $1.95M trimmed.

  • Regal Investment Advisors's largest Q4 2018 buy was iShares 7-10 Year Treasury Bond ETF: 33,699 shares worth $3.51M.
  • Regal Investment Advisors added most to First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF in Q4 2018, an estimated $2.22M increase.
  • Regal Investment Advisors's biggest Q4 2018 reduction was iShares Floating Rate Bond ETF, cutting an estimated $1.95M.
  • Regal Investment Advisors fully exited Intercept Pharmaceuticals, Inc. in Q4 2018, selling an estimated $3.37M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $456M portfolio in Q4 2018.
  • Regal Investment Advisors opened 67 new positions and closed 53 in Q4 2018.
  • Regal Investment Advisors's portfolio value fell 3.9% quarter-over-quarter to $456M.

Based on Regal Investment Advisors's 13F filing for Q4 2018, filed 4 Feb 2019.