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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.27%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$449M
AUM Growth
+$20M
Cap. Flow
+$51.1K
Cap. Flow %
0.01%
Top 10 Hldgs %
19.68%
Holding
310
New
32
Increased
142
Reduced
99
Closed
24

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$2.08M
2
SRCL
Stericycle Inc
SRCL
+$2.06M
3
ICPT
Intercept Pharmaceuticals, Inc.
ICPT
+$1.9M
4
MAT icon
Mattel
MAT
+$1.87M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.37M

Top Sells

Rank Stock Value
1
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$6.08M
2
AOR icon
iShares Core 60/40 Balanced Allocation ETF
AOR
+$3.97M
3
GBX icon
The Greenbrier Companies
GBX
+$2.36M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.24M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$1.74M

Sector Composition

Rank Sector Weight
1 Financials 6.09%
2 Healthcare 5.96%
3 Technology 5.38%
4 Consumer Staples 5.27%
5 Industrials 5.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMP icon
76
Compass Minerals
CMP
$1.26B
$2M 0.45%
27,689
-6
-0% -$404
D icon
77
Dominion Energy
D
$60.9B
$1.98M 0.44%
24,427
-285
-1% -$23.1K
BNY
78
Bank of New York Mellon
BNY
$107B
$1.94M 0.43%
35,993
-15
-0% -$799
RLY icon
79
State Street Multi-Asset Real Return ETF
RLY
$1.26B
$1.94M 0.43%
73,340
+9,505
+15% +$244K
JNK icon
80
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
$1.93M 0.43%
17,551
+938
+6% +$104K
QQQ icon
81
Invesco QQQ Trust
QQQ
$485B
$1.92M 0.43%
12,323
-9,537
-44% -$1.46M
ESRX
82
DELISTED
Express Scripts Holding Company
ESRX
$1.92M 0.43%
25,700
-30
-0.1% -$1.92K
TLT icon
83
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
$1.91M 0.43%
15,044
-6,874
-31% -$863K
MCK icon
84
McKesson
MCK
$97.1B
$1.86M 0.41%
11,905
+102
+0.9% +$15.1K
CINF icon
85
Cincinnati Financial
CINF
$27.5B
$1.83M 0.41%
24,383
+2,124
+10% +$158K
WMT icon
86
Walmart Inc
WMT
$885B
$1.82M 0.41%
55,278
+4,281
+8% +$131K
MAT icon
87
Mattel
MAT
$4.29B
$1.81M 0.4%
+117,757
New +$1.87M
VO icon
88
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$1.81M 0.4%
46,744
+4,084
+10% +$154K
BAC icon
89
Bank of America
BAC
$441B
$1.8M 0.4%
60,824
-122
-0.2% -$3.36K
ICPT
90
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$1.76M 0.39%
+30,147
New +$1.9M
VB icon
91
Vanguard Morningstar Small-Cap ETF
VB
$82.2B
$1.71M 0.38%
11,561
+273
+2% +$39.5K
VTI icon
92
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
$1.7M 0.38%
12,414
-4,016
-24% -$537K
ADP icon
93
Automatic Data Processing
ADP
$107B
$1.66M 0.37%
14,138
+1,506
+12% +$172K
AFL icon
94
Aflac
AFL
$63.9B
$1.65M 0.37%
37,548
+4,560
+14% +$195K
VWOB icon
95
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.17B
$1.59M 0.35%
19,767
+1,273
+7% +$102K
IUSV icon
96
iShares Core S&P US Value ETF
IUSV
$27.7B
$1.55M 0.35%
27,951
-299
-1% -$16.1K
EWJ icon
97
iShares MSCI Japan ETF
EWJ
$22.4B
$1.53M 0.34%
25,519
+2,759
+12% +$162K
PNC icon
98
PNC Financial Services
PNC
$102B
$1.52M 0.34%
10,539
-513
-5% -$70.9K
EFA icon
99
iShares MSCI EAFE ETF
EFA
$79.4B
$1.5M 0.33%
21,309
-431
-2% -$30K
NS
100
DELISTED
NuStar Energy L.P.
NS
– –
0
– –
2 3
4
5 6

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VCM
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ESBC
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SFI
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MAM
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WJA
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Regal Investment Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Regal Investment Advisors held 310 positions worth $449M, up 4.7% from $429M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q4 2017 filing shows 32 new, 142 increased, 99 reduced and 24 closed positions. Its largest new stake was Oracle: 42,436 shares worth $2.01M. The largest sale was iShares Core 80/20 Aggressive Allocation ETF, an estimated $6.08M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.8% a quarter earlier, followed by Healthcare and Technology.

  • Regal Investment Advisors's largest Q4 2017 buy was Oracle: 42,436 shares worth $2.01M.
  • Regal Investment Advisors added most to iShares Core US Aggregate Bond ETF in Q4 2017, an estimated $1.37M increase.
  • Regal Investment Advisors's biggest Q4 2017 reduction was iShares Core S&P 500 ETF, cutting an estimated $2.24M.
  • Regal Investment Advisors fully exited iShares Core 80/20 Aggressive Allocation ETF in Q4 2017, selling an estimated $6.08M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $449M portfolio in Q4 2017.
  • Regal Investment Advisors opened 32 new positions and closed 24 in Q4 2017.
  • Regal Investment Advisors's portfolio value rose 4.7% quarter-over-quarter to $449M.

Based on Regal Investment Advisors's 13F filing for Q4 2017, filed 6 Feb 2018.