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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.7%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$404M
AUM Growth
+$20.4M
Cap. Flow
+$12.4M
Cap. Flow %
3.07%
Top 10 Hldgs %
19.6%
Holding
281
New
20
Increased
142
Reduced
87
Closed
20

Top Buys

Rank Stock Value
1
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$3.82M
2
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.29M
3
RFEU
First Trust RiverFront Dynamic Europe ETF
RFEU
+$2.84M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$2.41M
5
BLK icon
Blackrock
BLK
+$2.29M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$3.89M
2
STT icon
State Street
STT
+$3.03M
3
BWA icon
BorgWarner
BWA
+$2.97M
4
COF icon
Capital One
COF
+$2.97M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$2.83M

Sector Composition

Rank Sector Weight
1 Healthcare 5.09%
2 Financials 5.09%
3 Consumer Staples 4.85%
4 Consumer Discretionary 4.78%
5 Industrials 4.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FV icon
76
First Trust Dorsey Wright Focus 5 ETF
FV
$3.61B
$1.98M 0.49%
79,922
-8,283
-9% -$203K
WSM icon
77
Williams-Sonoma
WSM
$26.9B
$1.96M 0.49%
80,892
-9,250
-10% -$236K
XOM icon
78
ExxonMobil
XOM
$644B
$1.95M 0.48%
24,176
+4,807
+25% +$393K
CLX icon
79
Clorox
CLX
$11.6B
$1.92M 0.48%
14,394
+318
+2% +$42.9K
FDT icon
80
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.26B
$1.92M 0.48%
34,724
-14,382
-29% -$780K
HBI
81
DELISTED
Hanesbrands
HBI
$1.92M 0.48%
82,820
-8,577
-9% -$185K
IEFA icon
82
iShares Core MSCI EAFE ETF
IEFA
$190B
$1.88M 0.46%
30,831
+1,020
+3% +$61.6K
KO icon
83
Coca-Cola
KO
$377B
$1.86M 0.46%
41,458
+947
+2% +$41.8K
JNK icon
84
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.07B
$1.85M 0.46%
16,608
+796
+5% +$88.5K
ESRX
85
DELISTED
Express Scripts Holding Company
ESRX
$1.85M 0.46%
28,932
-4,289
-13% -$269K
VGK icon
86
Vanguard FTSE Europe ETF
VGK
$30.7B
$1.76M 0.44%
31,978
+11,887
+59% +$648K
DVY icon
87
iShares Select Dividend ETF
DVY
$23.5B
$1.7M 0.42%
18,419
-69
-0.4% -$6.34K
IUSV icon
88
iShares Core S&P US Value ETF
IUSV
$27.2B
$1.53M 0.38%
30,131
-1,448
-5% -$73.2K
BAC icon
89
Bank of America
BAC
$435B
$1.5M 0.37%
61,984
-4,027
-6% -$93.9K
CINF icon
90
Cincinnati Financial
CINF
$27.3B
$1.5M 0.37%
20,754
+1,245
+6% +$88.3K
EMB icon
91
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$1.5M 0.37%
13,152
+2,877
+28% +$330K
VWOB icon
92
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.15B
$1.46M 0.36%
18,263
+557
+3% +$44.7K
RLY icon
93
State Street Multi-Asset Real Return ETF
RLY
$1.26B
$1.41M 0.35%
58,547
+7,742
+15% +$188K
PNC icon
94
PNC Financial Services
PNC
$99.7B
$1.39M 0.34%
11,093
+23
+0.2% +$2.77K
EWJ icon
95
iShares MSCI Japan ETF
EWJ
$21.9B
$1.37M 0.34%
25,457
+3,301
+15% +$174K
VB icon
96
Vanguard Morningstar Small-Cap ETF
VB
$79.5B
$1.31M 0.33%
9,691
+1,289
+15% +$173K
VO icon
97
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$1.28M 0.32%
35,908
+4,208
+13% +$149K
REM icon
98
iShares Mortgage Real Estate ETF
REM
$539M
$1.27M 0.31%
27,291
-9,460
-26% -$439K
HYG icon
99
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$1.26M 0.31%
14,205
+341
+2% +$30K
IWC icon
100
iShares Micro-Cap ETF
IWC
$1.44B
$1.23M 0.3%
13,781
+738
+6% +$63.6K
2 3
4
5 6

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
GAM
GuardCap Asset Management London, United Kingdom $1.75B AUM 7.74% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return

Regal Investment Advisors's Q2 2017 Portfolio in Review

As of Q2 2017, Regal Investment Advisors held 281 positions worth $404M, up 5.3% from $383M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors deployed $12.4M of net new capital in Q2 2017, opening 20 new positions and adding to 142 existing holdings. Its largest new stake was First Trust RiverFront Dynamic Europe ETF: 47,119 shares worth $2.88M.

By sector, the portfolio is most concentrated in Healthcare at 5.1% of assets, down from 6.7% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was Vanguard Morningstar Total Stock Market ETF, an estimated $3.89M trimmed.

  • Regal Investment Advisors's largest Q2 2017 buy was First Trust RiverFront Dynamic Europe ETF: 47,119 shares worth $2.88M.
  • Regal Investment Advisors added most to iShares Core 80/20 Aggressive Allocation ETF in Q2 2017, an estimated $3.82M increase.
  • Regal Investment Advisors's biggest Q2 2017 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $3.89M.
  • Regal Investment Advisors fully exited State Street in Q2 2017, selling an estimated $3.03M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $404M portfolio in Q2 2017.
  • Regal Investment Advisors opened 20 new positions and closed 20 in Q2 2017.
  • Regal Investment Advisors's portfolio value rose 5.3% quarter-over-quarter to $404M.

Based on Regal Investment Advisors's 13F filing for Q2 2017, filed 10 Aug 2017.