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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.35%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$383M
AUM Growth
+$21.6M
Cap. Flow
+$5.79M
Cap. Flow %
1.51%
Top 10 Hldgs %
18.9%
Holding
278
New
30
Increased
127
Reduced
90
Closed
16

Top Buys

Rank Stock Value
1
UI icon
Ubiquiti
UI
+$2.68M
2
ANDV
Andeavor
ANDV
+$2.51M
3
CPN
Calpine Corporation
CPN
+$2.28M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.86M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.41M

Top Sells

Rank Stock Value
1
AXE
Anixter International Inc
AXE
+$3.78M
2
LH icon
Labcorp
LH
+$2.95M
3
BKNG icon
Booking.com
BKNG
+$2.94M
4
RSX
VanEck Russia ETF
RSX
+$1.29M
5
WCC
WESCO International
WCC
+$1.23M

Sector Composition

Rank Sector Weight
1 Healthcare 6.74%
2 Consumer Discretionary 6.66%
3 Financials 5.18%
4 Consumer Staples 4.4%
5 Industrials 4.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEFA icon
76
iShares Core MSCI EAFE ETF
IEFA
$194B
$1.73M 0.45%
29,811
+6,745
+29% +$379K
KO icon
77
Coca-Cola
KO
$374B
$1.72M 0.45%
40,511
+3,322
+9% +$139K
DVY icon
78
iShares Select Dividend ETF
DVY
$23.5B
$1.68M 0.44%
18,488
+8,949
+94% +$810K
PII icon
79
Polaris
PII
$4.22B
$1.68M 0.44%
20,027
-2,776
-12% -$239K
AEP icon
80
American Electric Power
AEP
$68.6B
$1.68M 0.44%
24,966
-4,321
-15% -$280K
REM icon
81
iShares Mortgage Real Estate ETF
REM
$536M
$1.66M 0.43%
36,751
+19,902
+118% +$876K
TLT icon
82
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
$1.65M 0.43%
13,679
+11,747
+608% +$1.41M
IUSV icon
83
iShares Core S&P US Value ETF
IUSV
$27.6B
$1.59M 0.42%
31,579
+422
+1% +$21.2K
XOM icon
84
ExxonMobil
XOM
$631B
$1.59M 0.41%
19,369
+3,230
+20% +$270K
FXG icon
85
First Trust Consumer Staples AlphaDEX Fund
FXG
$228M
$1.56M 0.41%
33,818
-1,678
-5% -$77.4K
BAC icon
86
Bank of America
BAC
$442B
$1.56M 0.41%
66,011
+9,791
+17% +$232K
EFA icon
87
iShares MSCI EAFE ETF
EFA
$79.5B
$1.51M 0.39%
24,203
-7,415
-23% -$448K
VXF icon
88
Vanguard Extended Market ETF
VXF
$31.4B
$1.43M 0.37%
14,290
+651
+5% +$64.4K
CINF icon
89
Cincinnati Financial
CINF
$27.3B
$1.41M 0.37%
19,509
+2,505
+15% +$182K
VWOB icon
90
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.17B
$1.41M 0.37%
17,706
+787
+5% +$62.1K
FXD icon
91
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
$1.34M 0.35%
36,389
-6,502
-15% -$235K
PNC icon
92
PNC Financial Services
PNC
$102B
$1.33M 0.35%
11,070
+290
+3% +$35.5K
PFE icon
93
Pfizer
PFE
$145B
$1.26M 0.33%
38,722
+1,060
+3% +$33.4K
RLY icon
94
State Street Multi-Asset Real Return ETF
RLY
$1.27B
$1.25M 0.33%
50,805
+4,784
+10% +$118K
HYG icon
95
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$1.22M 0.32%
13,864
+7,698
+125% +$672K
FEM icon
96
First Trust Emerging Markets AlphaDEX Fund
FEM
$768M
$1.18M 0.31%
51,655
+9,803
+23% +$219K
EMB icon
97
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$1.17M 0.3%
10,275
+3,564
+53% +$401K
ADP icon
98
Automatic Data Processing
ADP
$107B
$1.16M 0.3%
11,330
+1,503
+15% +$153K
BKLN icon
99
Invesco Senior Loan ETF
BKLN
$6.8B
$1.16M 0.3%
49,671
+19,743
+66% +$460K
EWJ icon
100
iShares MSCI Japan ETF
EWJ
$22.6B
$1.14M 0.3%
22,156
-10,109
-31% -$517K
2 3
4
5 6

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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Regal Investment Advisors's Q1 2017 Portfolio in Review

As of Q1 2017, Regal Investment Advisors held 278 positions worth $383M, up 6% from $362M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q1 2017 filing shows 30 new, 127 increased, 90 reduced and 16 closed positions. Its largest new stake was Ubiquiti: 49,107 shares worth $2.47M. The largest sale was Anixter International Inc, an estimated $3.78M.

By sector, the portfolio is most concentrated in Healthcare at 6.7% of assets, down from 8.1% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Regal Investment Advisors's largest Q1 2017 buy was Ubiquiti: 49,107 shares worth $2.47M.
  • Regal Investment Advisors added most to Invesco QQQ Trust in Q1 2017, an estimated $1.86M increase.
  • Regal Investment Advisors's biggest Q1 2017 reduction was WESCO International, cutting an estimated $1.23M.
  • Regal Investment Advisors fully exited Anixter International Inc in Q1 2017, selling an estimated $3.78M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $383M portfolio in Q1 2017.
  • Regal Investment Advisors opened 30 new positions and closed 16 in Q1 2017.
  • Regal Investment Advisors's portfolio value rose 6% quarter-over-quarter to $383M.

Based on Regal Investment Advisors's 13F filing for Q1 2017, filed 12 May 2017.