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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.44%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$386M
AUM Growth
+$287K
Cap. Flow
-$7.89M
Cap. Flow %
-2.05%
Top 10 Hldgs %
19.16%
Holding
1,120
New
2
Increased
181
Reduced
71
Closed
849

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.37M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.78M
3
SCAI
Surgical Care Affiliates, Inc.
SCAI
+$3.8M
4
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$3.27M
5
IWV icon
iShares Russell 3000 ETF
IWV
+$1.82M

Top Sells

Rank Stock Value
1
MBB icon
iShares MBS ETF
MBB
+$4.97M
2
SYNT
Syntel Inc
SYNT
+$3.13M
3
PM icon
Philip Morris
PM
+$2.94M
4
PODD icon
Insulet
PODD
+$2.9M
5
BLK icon
Blackrock
BLK
+$2.84M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.01%
2 Healthcare 6.84%
3 Industrials 6.08%
4 Financials 4.81%
5 Consumer Staples 4.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SJNK icon
76
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.76B
$1.85M 0.48%
71,883
-10,116
-12% -$270K
NS
77
DELISTED
NuStar Energy L.P.
NS
$1.8M 0.47%
44,956
+6,975
+18% +$301K
XOM icon
78
ExxonMobil
XOM
$635B
$1.61M 0.42%
20,712
+1,275
+7% +$102K
IFV icon
79
First Trust Dorsey Wright International Focus 5 ETF
IFV
$235M
$1.54M 0.4%
86,351
+13,604
+19% +$245K
KO icon
80
Coca-Cola
KO
$374B
$1.53M 0.4%
35,564
+12,984
+58% +$551K
FV icon
81
First Trust Dorsey Wright Focus 5 ETF
FV
$3.76B
$1.47M 0.38%
62,621
-708
-1% -$16.4K
XLF icon
82
State Street Financial Select Sector SPDR ETF
XLF
$58.2B
$1.39M 0.36%
66,474
-25,242
-28% -$532K
IDV icon
83
iShares International Select Dividend ETF
IDV
$8.51B
$1.39M 0.36%
48,330
-3,547
-7% -$105K
IYH icon
84
iShares US Healthcare ETF
IYH
$3.51B
$1.34M 0.35%
44,700
+1,805
+4% +$53.7K
IGSB icon
85
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$1.32M 0.34%
25,192
+10,148
+67% +$533K
MMM icon
86
3M
MMM
$94.3B
$1.31M 0.34%
10,441
+5,366
+106% +$690K
VOE icon
87
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.1B
$1.29M 0.34%
15,058
+4,494
+43% +$393K
AOA icon
88
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.28B
$1.26M 0.33%
28,042
+17,497
+166% +$797K
DOC icon
89
Healthpeak Properties
DOC
$14.7B
$1.24M 0.32%
35,703
+6,715
+23% +$225K
VOT icon
90
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.9B
$1.23M 0.32%
12,314
+4,404
+56% +$446K
CLX icon
91
Clorox
CLX
$12.7B
$1.21M 0.31%
9,514
+314
+3% +$39K
VIG icon
92
Vanguard Dividend Appreciation ETF
VIG
$114B
$1.2M 0.31%
15,412
+4,045
+36% +$316K
F icon
93
Ford
F
$55.9B
$1.18M 0.31%
84,050
-6,447
-7% -$93.4K
VO icon
94
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$1.18M 0.31%
39,204
-5,372
-12% -$164K
VTIP icon
95
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$1.17M 0.3%
24,118
-3,761
-13% -$182K
PEP icon
96
PepsiCo
PEP
$189B
$1.14M 0.3%
11,447
+3,123
+38% +$312K
PGF icon
97
Invesco Financial Preferred ETF
PGF
$673M
$1.13M 0.29%
60,276
-8,529
-12% -$158K
CVX icon
98
Chevron
CVX
$368B
$1.13M 0.29%
12,591
-850
-6% -$76.6K
JNK icon
99
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
$1.12M 0.29%
11,031
+3,331
+43% +$353K
VWOB icon
100
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.17B
$1.11M 0.29%
15,040
+5,250
+54% +$396K
2 3
4
5 6

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Regal Investment Advisors held 1,120 positions worth $386M, up 0.07% from $385M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q4 2015 filing shows 2 new, 181 increased, 71 reduced and 849 closed positions. Its largest new stake was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M. The largest sale was iShares MBS ETF, an estimated $4.97M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Industrials.

  • Regal Investment Advisors's largest Q4 2015 buy was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2015, an estimated $5.37M increase.
  • Regal Investment Advisors's biggest Q4 2015 reduction was iShares MBS ETF, cutting an estimated $4.97M.
  • Regal Investment Advisors fully exited Syntel Inc in Q4 2015, selling an estimated $3.13M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $386M portfolio in Q4 2015.
  • Regal Investment Advisors opened 2 new positions and closed 849 in Q4 2015.
  • Regal Investment Advisors's portfolio value rose 0.07% quarter-over-quarter to $386M.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.