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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-1.23%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$370M
AUM Growth
-$35M
Cap. Flow
-$27.9M
Cap. Flow %
-7.56%
Top 10 Hldgs %
16.35%
Holding
1,092
New
87
Increased
249
Reduced
266
Closed
121

Top Buys

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$3.96M
2
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.39M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.36M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.16M
5
PODD icon
Insulet
PODD
+$3.16M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$9.67M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.49M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.43M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$4.06M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.51M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.67%
2 Healthcare 7.38%
3 Financials 6.68%
4 Energy 4.47%
5 Technology 4.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLOT icon
76
iShares Floating Rate Bond ETF
FLOT
$10.3B
$1.69M 0.46%
33,437
+7,799
+30% +$395K
SCHD icon
77
Schwab US Dividend Equity ETF
SCHD
$105B
$1.69M 0.46%
132,609
+26,418
+25% +$350K
AMLP icon
78
Alerian MLP ETF
AMLP
$12.8B
$1.63M 0.44%
20,897
+2,348
+13% +$195K
VWO icon
79
Vanguard FTSE Emerging Markets ETF
VWO
$123B
$1.53M 0.41%
37,485
+9,392
+33% +$404K
FDN icon
80
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.42B
$1.48M 0.4%
22,003
+2,587
+13% +$174K
VO icon
81
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$1.45M 0.39%
45,580
-1,812
-4% -$58.8K
RLY icon
82
State Street Multi-Asset Real Return ETF
RLY
$1.27B
$1.44M 0.39%
55,577
+766
+1% +$20.5K
MUB icon
83
iShares National Muni Bond ETF
MUB
$45.4B
$1.42M 0.38%
13,099
+1,313
+11% +$143K
EMLP icon
84
First Trust North American Energy Infrastructure Fund
EMLP
$4.08B
$1.42M 0.38%
55,815
+4,030
+8% +$109K
VTIP icon
85
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$1.4M 0.38%
28,747
-1,165
-4% -$56.7K
TGT icon
86
Target
TGT
$67.1B
$1.39M 0.38%
17,019
-2,538
-13% -$205K
PGF icon
87
Invesco Financial Preferred ETF
PGF
$674M
$1.34M 0.36%
74,069
+2,496
+3% +$45.9K
PG icon
88
Procter & Gamble
PG
$341B
$1.34M 0.36%
17,150
+2,777
+19% +$223K
IYH icon
89
iShares US Healthcare ETF
IYH
$3.49B
$1.3M 0.35%
41,025
+2,655
+7% +$83.5K
XLB icon
90
State Street Materials Select Sector SPDR ETF
XLB
$8.63B
$1.25M 0.34%
51,884
-5,348
-9% -$134K
VB icon
91
Vanguard Morningstar Small-Cap ETF
VB
$81.6B
$1.25M 0.34%
10,320
-337
-3% -$41.4K
DIS icon
92
Walt Disney
DIS
$177B
$1.25M 0.34%
10,943
+118
+1% +$13K
CVY icon
93
Invesco Zacks Multi-Asset Income ETF
CVY
$125M
$1.23M 0.33%
58,698
+5,596
+11% +$125K
ISHG icon
94
iShares 1-3 Year International Treasury Bond ETF
ISHG
$830M
$1.23M 0.33%
15,390
-161
-1% -$12.8K
FXR icon
95
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$765M
$1.21M 0.33%
40,614
-9,752
-19% -$302K
PBP icon
96
Invesco S&P 500 BuyWrite ETF
PBP
$361M
$1.2M 0.32%
56,863
+770
+1% +$16.4K
F icon
97
Ford
F
$56.3B
$1.16M 0.31%
77,012
+3,413
+5% +$52.9K
FXH icon
98
First Trust Health Care AlphaDEX Fund
FXH
$1.06B
$1.13M 0.3%
16,350
-71
-0.4% -$4.8K
QQQ icon
99
Invesco QQQ Trust
QQQ
$480B
$1.06M 0.29%
9,877
-41,301
-81% -$4.49M
EMR icon
100
Emerson Electric
EMR
$90.6B
$1.04M 0.28%
18,730
+3,800
+25% +$223K
2 3
4
5 6

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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
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WJA
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Regal Investment Advisors's Q2 2015 Portfolio in Review

As of Q2 2015, Regal Investment Advisors held 1,092 positions worth $370M, down 8.7% from $405M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Regal Investment Advisors withdrew a net $27.9M in Q2 2015, closing 121 positions and reducing 266 holdings. Its most notable exit was WisdomTree US SmallCap Dividend Fund, an estimated $1.04M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.7% of assets, up from 8.1% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Regal Investment Advisors opened a new position in Insulet worth $3.32M.

  • Regal Investment Advisors's largest Q2 2015 buy was Insulet: 107,267 shares worth $3.32M.
  • Regal Investment Advisors added most to Invesco Senior Loan ETF in Q2 2015, an estimated $3.96M increase.
  • Regal Investment Advisors's biggest Q2 2015 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $9.67M.
  • Regal Investment Advisors fully exited WisdomTree US SmallCap Dividend Fund in Q2 2015, selling an estimated $1.04M.
  • Regal Investment Advisors's ten largest holdings make up 16% of its $370M portfolio in Q2 2015.
  • Regal Investment Advisors opened 87 new positions and closed 121 in Q2 2015.
  • Regal Investment Advisors's portfolio value fell 8.7% quarter-over-quarter to $370M.

Based on Regal Investment Advisors's 13F filing for Q2 2015, filed 23 Jul 2015.