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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+1.94%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$405M
AUM Growth
+$31.8M
Cap. Flow
+$24.7M
Cap. Flow %
6.1%
Top 10 Hldgs %
19.08%
Holding
1,097
New
155
Increased
327
Reduced
249
Closed
92

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$4.18M
2
MON
Monsanto Co
MON
+$3.12M
3
WDR
Waddell & Reed Financial, Inc.
WDR
+$2.92M
4
GILD icon
Gilead Sciences
GILD
+$2.89M
5
PII icon
Polaris
PII
+$2.87M

Top Sells

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$7.6M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$3.57M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.32M
4
RGR icon
Sturm, Ruger & Co
RGR
+$3.2M
5
PETM
PETSMART INC
PETM
+$3.16M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.15%
2 Financials 6.33%
3 Healthcare 6.27%
4 Consumer Staples 4.44%
5 Energy 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXD icon
76
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
$1.87M 0.46%
50,175
-406
-0.8% -$14.7K
MSFT icon
77
Microsoft
MSFT
$3.71T
$1.77M 0.44%
43,573
+16,548
+61% +$720K
TGT icon
78
Target
TGT
$68B
$1.6M 0.4%
19,557
+2,467
+14% +$191K
VO icon
79
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$1.57M 0.39%
47,392
-1,444
-3% -$45.4K
FXR icon
80
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$766M
$1.57M 0.39%
50,366
-598
-1% -$18.2K
SHY icon
81
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$1.55M 0.38%
18,259
+16,731
+1,095% +$1.42M
AMLP icon
82
Alerian MLP ETF
AMLP
$12.8B
$1.54M 0.38%
18,549
-615
-3% -$52K
VUG icon
83
Vanguard Morningstar Growth ETF
VUG
$231B
$1.53M 0.38%
87,762
+9,684
+12% +$172K
GLD icon
84
SPDR Gold Trust
GLD
$141B
$1.47M 0.36%
12,917
+8,228
+175% +$962K
VTIP icon
85
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$1.45M 0.36%
29,912
-15,558
-34% -$754K
RLY icon
86
State Street Multi-Asset Real Return ETF
RLY
$1.28B
$1.44M 0.35%
54,811
+4,339
+9% +$116K
XLB icon
87
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
$1.4M 0.34%
57,232
-594
-1% -$14.7K
SCHD icon
88
Schwab US Dividend Equity ETF
SCHD
$105B
$1.4M 0.34%
106,191
+16,620
+19% +$221K
EMLP icon
89
First Trust North American Energy Infrastructure Fund
EMLP
$4.08B
$1.39M 0.34%
51,785
+18,563
+56% +$509K
JNK icon
90
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
$1.34M 0.33%
11,353
+697
+7% +$81.8K
PGF icon
91
Invesco Financial Preferred ETF
PGF
$674M
$1.33M 0.33%
71,573
+903
+1% +$16.6K
VB icon
92
Vanguard Morningstar Small-Cap ETF
VB
$82.4B
$1.31M 0.32%
10,657
-58
-0.5% -$6.87K
MUB icon
93
iShares National Muni Bond ETF
MUB
$45.5B
$1.3M 0.32%
11,786
+1,215
+11% +$134K
FLOT icon
94
iShares Floating Rate Bond ETF
FLOT
$10.3B
$1.3M 0.32%
25,638
+1,749
+7% +$88.5K
FDN icon
95
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.45B
$1.26M 0.31%
19,416
-74
-0.4% -$4.67K
ISHG icon
96
iShares 1-3 Year International Treasury Bond ETF
ISHG
$832M
$1.22M 0.3%
15,551
-1,820
-10% -$147K
F icon
97
Ford
F
$55.7B
$1.19M 0.29%
73,599
-8,248
-10% -$130K
IYH icon
98
iShares US Healthcare ETF
IYH
$3.54B
$1.18M 0.29%
38,370
-1,945
-5% -$58.7K
PBP icon
99
Invesco S&P 500 BuyWrite ETF
PBP
$362M
$1.18M 0.29%
56,093
+29,600
+112% +$614K
PG icon
100
Procter & Gamble
PG
$339B
$1.18M 0.29%
14,373
+3,946
+38% +$339K
2 3
4
5 6

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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q1 2015 Portfolio in Review

As of Q1 2015, Regal Investment Advisors held 1,097 positions worth $405M, up 8.5% from $373M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $24.7M of net new capital in Q1 2015, opening 155 new positions and adding to 327 existing holdings. Its largest new stake was Monsanto Co: 26,275 shares worth $2.96M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.1% of assets, down from 8.6% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was La-Z-Boy, an estimated $7.6M trimmed.

  • Regal Investment Advisors's largest Q1 2015 buy was Monsanto Co: 26,275 shares worth $2.96M.
  • Regal Investment Advisors added most to iShares Core S&P Mid-Cap ETF in Q1 2015, an estimated $4.18M increase.
  • Regal Investment Advisors's biggest Q1 2015 reduction was La-Z-Boy, cutting an estimated $7.6M.
  • Regal Investment Advisors fully exited PETSMART INC in Q1 2015, selling an estimated $3.16M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $405M portfolio in Q1 2015.
  • Regal Investment Advisors opened 155 new positions and closed 92 in Q1 2015.
  • Regal Investment Advisors's portfolio value rose 8.5% quarter-over-quarter to $405M.

Based on Regal Investment Advisors's 13F filing for Q1 2015, filed 30 Apr 2015.