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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-0.56%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$331M
AUM Growth
+$50.1M
Cap. Flow
+$53.9M
Cap. Flow %
16.29%
Top 10 Hldgs %
19.29%
Holding
1,024
New
97
Increased
293
Reduced
238
Closed
59

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.66M
3
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.68M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$3.21M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.66M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$5.25M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.19M
3
APO icon
Apollo Global Management
APO
+$2.15M
4
WMT icon
Walmart Inc
WMT
+$2.08M
5
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.57M

Sector Composition

Rank Sector Weight
1 Energy 6.25%
2 Healthcare 5.62%
3 Financials 5.54%
4 Consumer Staples 5.35%
5 Consumer Discretionary 4.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLOT icon
76
iShares Floating Rate Bond ETF
FLOT
$10.3B
$1.28M 0.39%
25,263
-866
-3% -$44K
PGF icon
77
Invesco Financial Preferred ETF
PGF
$672M
$1.28M 0.39%
71,163
+2,643
+4% +$47.8K
VB icon
78
Vanguard Morningstar Small-Cap ETF
VB
$81.3B
$1.26M 0.38%
11,394
-132
-1% -$15.1K
FXN icon
79
First Trust Energy AlphaDEX Fund
FXN
$369M
$1.24M 0.38%
48,134
+632
+1% +$17.8K
IJR icon
80
iShares Core S&P Small-Cap ETF
IJR
$111B
$1.22M 0.37%
23,396
+5,526
+31% +$301K
GCE
81
DELISTED
Claymore/Robb CEF GS Connect ETN
GCE
$1.22M 0.37%
66,936
+2,770
+4% +$51.7K
CVY icon
82
Invesco Zacks Multi-Asset Income ETF
CVY
$124M
$1.19M 0.36%
48,961
+2,620
+6% +$67.1K
JNK icon
83
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.91B
$1.16M 0.35%
9,644
-42,732
-82% -$5.25M
USO icon
84
United States Oil Fund
USO
$1.86B
$1.16M 0.35%
4,221
+2,255
+115% +$650K
PG icon
85
Procter & Gamble
PG
$342B
$1.08M 0.33%
12,951
+1,506
+13% +$123K
DVY icon
86
iShares Select Dividend ETF
DVY
$23.5B
$1.08M 0.33%
14,576
+10
+0.1% +$754
IYR icon
87
iShares US Real Estate ETF
IYR
$4.63B
$1.02M 0.31%
14,759
+12,416
+530% +$899K
MSFT icon
88
Microsoft
MSFT
$3.71T
$987K 0.3%
21,284
-327
-2% -$14.6K
IYH icon
89
iShares US Healthcare ETF
IYH
$3.5B
$986K 0.3%
36,695
-405
-1% -$10.7K
CLX icon
90
Clorox
CLX
$12.8B
$978K 0.3%
10,182
+1,255
+14% +$113K
VZ icon
91
Verizon
VZ
$195B
$954K 0.29%
19,088
-385
-2% -$19.1K
DVYE icon
92
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
$945K 0.29%
20,950
+20,430
+3,929% +$998K
DES icon
93
WisdomTree US SmallCap Dividend Fund
DES
$2.21B
$935K 0.28%
+43,200
New +$982K
FXH icon
94
First Trust Health Care AlphaDEX Fund
FXH
$1.05B
$931K 0.28%
16,680
+213
+1% +$11.7K
TGT icon
95
Target
TGT
$66.8B
$930K 0.28%
14,838
+1,102
+8% +$66.8K
FGD icon
96
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.58B
$908K 0.27%
34,129
+1,097
+3% +$31.1K
KMB icon
97
Kimberly-Clark
KMB
$36.1B
$893K 0.27%
8,660
+651
+8% +$67.8K
TDIV icon
98
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.38B
$890K 0.27%
32,867
+11,434
+53% +$312K
VUG icon
99
Vanguard Morningstar Growth ETF
VUG
$229B
$874K 0.26%
52,608
+41,700
+382% +$694K
IJH icon
100
iShares Core S&P Mid-Cap ETF
IJH
$125B
$871K 0.26%
31,840
+11,360
+55% +$320K
2 3
4
5 6

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Regal Investment Advisors held 1,024 positions worth $331M, up 18% from $281M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $53.9M of net new capital in Q3 2014, opening 97 new positions and adding to 293 existing holdings. Its largest new stake was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.

By sector, the portfolio is most concentrated in Energy at 6.3% of assets, down from 6.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $5.25M trimmed.

  • Regal Investment Advisors's largest Q3 2014 buy was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.
  • Regal Investment Advisors added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2014, an estimated $11M increase.
  • Regal Investment Advisors's biggest Q3 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $5.25M.
  • Regal Investment Advisors fully exited Nuveen Michigan Quality Municipal Income Fund in Q3 2014, selling an estimated $261K.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $331M portfolio in Q3 2014.
  • Regal Investment Advisors opened 97 new positions and closed 59 in Q3 2014.
  • Regal Investment Advisors's portfolio value rose 18% quarter-over-quarter to $331M.

Based on Regal Investment Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.