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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.54%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$281M
AUM Growth
+$44.5M
Cap. Flow
+$34.4M
Cap. Flow %
12.25%
Top 10 Hldgs %
18.03%
Holding
994
New
85
Increased
274
Reduced
215
Closed
66

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7.84M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.56M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$3.19M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$2.61M
5
DKS icon
Dick's Sporting Goods
DKS
+$2.6M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.73M
2
AAP icon
Advance Auto Parts
AAP
+$2.3M
3
NEU icon
NewMarket
NEU
+$2.3M
4
ARLP icon
Alliance Resource Partners
ARLP
+$2.15M
5
LUV icon
Southwest Airlines
LUV
+$2.13M

Sector Composition

Rank Sector Weight
1 Financials 7.07%
2 Energy 6.65%
3 Consumer Staples 6.23%
4 Healthcare 5.97%
5 Consumer Discretionary 5.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PGF icon
76
Invesco Financial Preferred ETF
PGF
$675M
$1.25M 0.44%
68,520
-44
-0.1% -$792
GCE
77
DELISTED
Claymore/Robb CEF GS Connect ETN
GCE
$1.23M 0.44%
64,166
-246
-0.4% -$4.54K
CVY icon
78
Invesco Zacks Multi-Asset Income ETF
CVY
$126M
$1.21M 0.43%
46,341
+67
+0.1% +$1.71K
DVY icon
79
iShares Select Dividend ETF
DVY
$23.7B
$1.12M 0.4%
14,566
-460
-3% -$34.4K
MHR
80
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
$1.04M 0.37%
127,196
+500
+0.4% +$4.07K
PSX icon
81
Phillips 66
PSX
$81.8B
$1.04M 0.37%
12,932
+2,859
+28% +$236K
IJR icon
82
iShares Core S&P Small-Cap ETF
IJR
$113B
$1M 0.36%
17,870
-3,498
-16% -$189K
FGD icon
83
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.58B
$964K 0.34%
33,032
+848
+3% +$24.4K
VZ icon
84
Verizon
VZ
$188B
$953K 0.34%
19,473
-739
-4% -$35.8K
IYH icon
85
iShares US Healthcare ETF
IYH
$3.49B
$951K 0.34%
37,100
-25,060
-40% -$619K
VER
86
DELISTED
VEREIT, Inc.
VER
$928K 0.33%
14,814
+2,550
+21% +$164K
MSFT icon
87
Microsoft
MSFT
$3.63T
$901K 0.32%
21,611
+972
+5% +$39.3K
PG icon
88
Procter & Gamble
PG
$340B
$899K 0.32%
11,445
+2,120
+23% +$171K
PNC icon
89
PNC Financial Services
PNC
$102B
$889K 0.32%
9,980
+53
+0.5% +$4.53K
FXH icon
90
First Trust Health Care AlphaDEX Fund
FXH
$1.06B
$877K 0.31%
16,467
-1,656
-9% -$84.2K
KMB icon
91
Kimberly-Clark
KMB
$36.2B
$854K 0.3%
8,009
-1,111
-12% -$118K
IYW icon
92
iShares US Technology ETF
IYW
$25.2B
$820K 0.29%
33,872
-28,660
-46% -$662K
CLX icon
93
Clorox
CLX
$12.5B
$816K 0.29%
8,927
+700
+9% +$62.7K
FCX icon
94
Freeport-McMoran
FCX
$101B
$802K 0.29%
21,962
+19,248
+709% +$659K
HDV
95
iShares Core High Dividend ETF
HDV
$14.8B
$801K 0.29%
53,100
+9,335
+21% +$137K
TGT icon
96
Target
TGT
$67B
$796K 0.28%
13,736
+10,557
+332% +$621K
QQQ icon
97
Invesco QQQ Trust
QQQ
$486B
$774K 0.28%
8,247
-20,064
-71% -$1.79M
KMP
98
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$718K 0.26%
8,730
+1,194
+16% +$92.2K
VMBS icon
99
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$715K 0.25%
13,582
-2,050
-13% -$107K
FXL icon
100
First Trust Technology AlphaDEX Fund
FXL
$2.75B
$709K 0.25%
21,797
-371
-2% -$11.5K
2 3
4
5 6

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CC
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VCM
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ESBC
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SFI
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MAM
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DF
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WJA
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Regal Investment Advisors's Q2 2014 Portfolio in Review

As of Q2 2014, Regal Investment Advisors held 994 positions worth $281M, up 19% from $236M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $34.4M of net new capital in Q2 2014, opening 85 new positions and adding to 274 existing holdings. Its largest new stake was Dick's Sporting Goods: 53,308 shares worth $2.48M.

By sector, the portfolio is most concentrated in Financials at 7.1% of assets, up from 5.1% a quarter earlier, followed by Energy and Consumer Staples.

On the sell side, the largest reduction was Apple, an estimated $2.73M trimmed.

  • Regal Investment Advisors's largest Q2 2014 buy was Dick's Sporting Goods: 53,308 shares worth $2.48M.
  • Regal Investment Advisors added most to iShares 20+ Year Treasury Bond ETF in Q2 2014, an estimated $7.84M increase.
  • Regal Investment Advisors's biggest Q2 2014 reduction was Apple, cutting an estimated $2.73M.
  • Regal Investment Advisors fully exited Interparfums in Q2 2014, selling an estimated $2.02M.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $281M portfolio in Q2 2014.
  • Regal Investment Advisors opened 85 new positions and closed 66 in Q2 2014.
  • Regal Investment Advisors's portfolio value rose 19% quarter-over-quarter to $281M.

Based on Regal Investment Advisors's 13F filing for Q2 2014, filed 4 Aug 2014.