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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.35%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$236M
AUM Growth
+$61.6M
Cap. Flow
+$45M
Cap. Flow %
19.05%
Top 10 Hldgs %
15.29%
Holding
993
New
153
Increased
307
Reduced
176
Closed
84

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$3.59M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.17M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$2.8M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$2.6M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.57M

Top Sells

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.5M
2
PBI icon
Pitney Bowes
PBI
+$2.01M
3
RGR icon
Sturm, Ruger & Co
RGR
+$1.64M
4
RES icon
RPC Inc
RES
+$1.54M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.52M

Sector Composition

Rank Sector Weight
1 Healthcare 6.9%
2 Industrials 6.03%
3 Energy 5.68%
4 Technology 5.59%
5 Consumer Discretionary 5.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLV icon
76
State Street Health Care Select Sector SPDR ETF
XLV
$42.4B
$991K 0.42%
16,945
+15,764
+1,335% +$908K
KMB icon
77
Kimberly-Clark
KMB
$36.3B
$964K 0.41%
9,120
+1,095
+14% +$113K
VZ icon
78
Verizon
VZ
$193B
$961K 0.41%
20,212
+4,510
+29% +$213K
XLK icon
79
State Street Technology Select Sector SPDR ETF
XLK
$123B
$960K 0.41%
52,810
+18,350
+53% +$328K
F icon
80
Ford
F
$55.1B
$950K 0.4%
60,926
+49,658
+441% +$768K
NS
81
DELISTED
NuStar Energy L.P.
NS
$939K 0.4%
17,095
+3,382
+25% +$173K
FXH icon
82
First Trust Health Care AlphaDEX Fund
FXH
$1.07B
$923K 0.39%
+18,123
New +$923K
FGD icon
83
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.58B
$896K 0.38%
32,184
+8,821
+38% +$238K
PNC icon
84
PNC Financial Services
PNC
$100B
$864K 0.37%
9,927
+5
+0.1% +$408
VER
85
DELISTED
VEREIT, Inc.
VER
$860K 0.36%
12,264
+4,683
+62% +$326K
MSFT icon
86
Microsoft
MSFT
$3.73T
$846K 0.36%
20,639
+8,029
+64% +$301K
VMBS icon
87
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$808K 0.34%
15,632
+195
+1% +$10.1K
BRK.B icon
88
Berkshire Hathaway Class B
BRK.B
$1.12T
$792K 0.34%
6,338
+247
+4% +$28.9K
PSX icon
89
Phillips 66
PSX
$80.7B
$776K 0.33%
10,073
+1,781
+21% +$136K
PG icon
90
Procter & Gamble
PG
$338B
$752K 0.32%
9,325
+1,452
+18% +$114K
CLX icon
91
Clorox
CLX
$12.9B
$724K 0.31%
8,227
-516
-6% -$45.3K
FXL icon
92
First Trust Technology AlphaDEX Fund
FXL
$2.78B
$691K 0.29%
+22,168
New +$681K
PCY icon
93
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$686K 0.29%
24,507
+5,139
+27% +$140K
NUE icon
94
Nucor
NUE
$61B
$683K 0.29%
13,506
+101
+0.8% +$5.07K
XOM icon
95
ExxonMobil
XOM
$632B
$681K 0.29%
6,969
+3,097
+80% +$295K
SCZ icon
96
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.7B
$649K 0.27%
12,429
+457
+4% +$23.4K
HDV
97
iShares Core High Dividend ETF
HDV
$14.8B
$625K 0.26%
43,765
-2,495
-5% -$34.6K
UPS icon
98
United Parcel Service
UPS
$88.6B
$621K 0.26%
6,374
-127
-2% -$12.4K
KO icon
99
Coca-Cola
KO
$374B
$617K 0.26%
15,950
+3,090
+24% +$119K
EMLP icon
100
First Trust North American Energy Infrastructure Fund
EMLP
$4.08B
$608K 0.26%
+25,048
New +$594K
2 3
4
5 6

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Regal Investment Advisors held 993 positions worth $236M, up 35% from $175M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors deployed $45M of net new capital in Q1 2014, opening 153 new positions and adding to 307 existing holdings. Its largest new stake was Natus Medical Inc: 78,841 shares worth $2.03M.

By sector, the portfolio is most concentrated in Healthcare at 6.9% of assets, up from 5.5% a quarter earlier, followed by Industrials and Energy.

On the sell side, the largest reduction was Mastercard, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2014 buy was Natus Medical Inc: 78,841 shares worth $2.03M.
  • Regal Investment Advisors added most to iShares MSCI Emerging Markets ETF in Q1 2014, an estimated $3.59M increase.
  • Regal Investment Advisors's biggest Q1 2014 reduction was Mastercard, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited United States Natural Gas Fund in Q1 2014, selling an estimated $560K.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $236M portfolio in Q1 2014.
  • Regal Investment Advisors opened 153 new positions and closed 84 in Q1 2014.
  • Regal Investment Advisors's portfolio value rose 35% quarter-over-quarter to $236M.

Based on Regal Investment Advisors's 13F filing for Q1 2014, filed 18 Apr 2014.