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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.26%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$175M
AUM Growth
+$3.45M
Cap. Flow
+$6.2M
Cap. Flow %
3.55%
Top 10 Hldgs %
15.72%
Holding
1,045
New
138
Increased
210
Reduced
309
Closed
203

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.57M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$1.57M
4
RPXC
RPX Corporation
RPXC
+$1.3M
5
CPLA
Capella Education Company
CPLA
+$1.21M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$1.63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$1.51M
3
SAM icon
Boston Beer
SAM
+$1.43M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.38M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.27M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.03%
2 Energy 6.62%
3 Industrials 6.39%
4 Consumer Staples 6.37%
5 Healthcare 5.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBB icon
76
iShares Biotechnology ETF
IBB
$9.53B
$786K 0.45%
10,389
+8,322
+403% +$590K
VZ icon
77
Verizon
VZ
$195B
$772K 0.44%
15,702
+12
+0.1% +$590
PNC icon
78
PNC Financial Services
PNC
$101B
$770K 0.44%
9,922
-130
-1% -$9.75K
BRK.B icon
79
Berkshire Hathaway Class B
BRK.B
$1.13T
$722K 0.41%
6,091
+36
+0.6% +$4.16K
NUE icon
80
Nucor
NUE
$61.9B
$716K 0.41%
13,405
-2,114
-14% -$109K
NS
81
DELISTED
NuStar Energy L.P.
NS
$699K 0.4%
13,713
+2,109
+18% +$97.9K
XLI icon
82
State Street Industrial Select Sector SPDR ETF
XLI
$33.6B
$696K 0.4%
13,325
+5,669
+74% +$279K
UPS icon
83
United Parcel Service
UPS
$87.7B
$683K 0.39%
6,501
+127
+2% +$12.5K
HDV
84
iShares Core High Dividend ETF
HDV
$14.8B
$650K 0.37%
46,260
-6,995
-13% -$96.9K
PG icon
85
Procter & Gamble
PG
$342B
$641K 0.37%
7,873
-100
-1% -$8.15K
PSX icon
86
Phillips 66
PSX
$82.4B
$640K 0.37%
8,292
+7,444
+878% +$497K
XLY icon
87
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.9B
$637K 0.36%
19,070
-3,100
-14% -$98.6K
FGD icon
88
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.58B
$633K 0.36%
23,363
-12,338
-35% -$328K
DIA icon
89
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.3B
$627K 0.36%
3,790
+3,038
+404% +$477K
CINF icon
90
Cincinnati Financial
CINF
$27.5B
$623K 0.36%
11,900
-3,200
-21% -$162K
XLK icon
91
State Street Technology Select Sector SPDR ETF
XLK
$122B
$616K 0.35%
34,460
+14,210
+70% +$241K
EFA icon
92
iShares MSCI EAFE ETF
EFA
$79.4B
$614K 0.35%
9,148
-988
-10% -$64.5K
SCZ icon
93
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
$610K 0.35%
11,972
+235
+2% +$11.7K
KRE icon
94
State Street SPDR S&P Regional Banking ETF
KRE
$4.65B
$589K 0.34%
14,515
+14,130
+3,670% +$541K
JXI icon
95
iShares Global Utilities ETF
JXI
$309M
$585K 0.34%
13,235
-1,083
-8% -$48.3K
EMR icon
96
Emerson Electric
EMR
$87.5B
$582K 0.33%
8,298
-3,638
-30% -$243K
PBP icon
97
Invesco S&P 500 BuyWrite ETF
PBP
$361M
$580K 0.33%
27,942
-2,814
-9% -$58.2K
KMP
98
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$573K 0.33%
7,099
-644
-8% -$51.9K
UNG icon
99
United States Natural Gas Fund
UNG
$450M
$560K 0.32%
+1,691
New +$520K
KO icon
100
Coca-Cola
KO
$374B
$531K 0.3%
12,860
-3,080
-19% -$121K
2 3
4
5 6

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CC
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VCM
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ESBC
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SFI
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MAM
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DF
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WJA
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Regal Investment Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Regal Investment Advisors held 1,045 positions worth $175M, up 2% from $171M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Regal Investment Advisors deployed $6.2M of net new capital in Q4 2013, opening 138 new positions and adding to 210 existing holdings. Its largest new stake was RPX Corporation: 76,430 shares worth $1.29M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, up from 7.5% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $1.51M trimmed.

  • Regal Investment Advisors's largest Q4 2013 buy was RPX Corporation: 76,430 shares worth $1.29M.
  • Regal Investment Advisors added most to Mastercard in Q4 2013, an estimated $13.7M increase.
  • Regal Investment Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $1.51M.
  • Regal Investment Advisors fully exited Vanguard Total Bond Market in Q4 2013, selling an estimated $1.63M.
  • Regal Investment Advisors's ten largest holdings make up 16% of its $175M portfolio in Q4 2013.
  • Regal Investment Advisors opened 138 new positions and closed 203 in Q4 2013.
  • Regal Investment Advisors's portfolio value rose 2% quarter-over-quarter to $175M.

Based on Regal Investment Advisors's 13F filing for Q4 2013, filed 6 Feb 2014.