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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.17%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$171M
AUM Growth
-$9.92M
Cap. Flow
-$18.2M
Cap. Flow %
-10.63%
Top 10 Hldgs %
14.72%
Holding
996
New
72
Increased
239
Reduced
249
Closed
90

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.45M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$1.92M
3
ISHG icon
iShares 1-3 Year International Treasury Bond ETF
ISHG
+$1.9M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.83M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.61M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$5.06M
2
SSO icon
ProShares Ultra S&P500
SSO
+$4.82M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$4.56M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$4.46M
5
DDM icon
ProShares Ultra Dow30
DDM
+$4.35M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 7.46%
2 Industrials 5.12%
3 Energy 5.1%
4 Consumer Staples 5.09%
5 Healthcare 4.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GE icon
76
GE Aerospace
GE
$389B
$848K 0.5%
7,408
-660
-8% -$75.7K
XOM icon
77
ExxonMobil
XOM
$642B
$841K 0.49%
9,770
+2,448
+33% +$221K
PCY icon
78
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$823K 0.48%
30,118
-6,099
-17% -$165K
SCCO icon
79
Southern Copper
SCCO
$161B
$810K 0.47%
32,084
+1,248
+4% +$32.3K
EMR icon
80
Emerson Electric
EMR
$87.5B
$772K 0.45%
11,936
+395
+3% +$24.2K
MSFT icon
81
Microsoft
MSFT
$3.71T
$762K 0.45%
22,899
+7,069
+45% +$233K
NUE icon
82
Nucor
NUE
$61.9B
$761K 0.44%
15,519
-1,599
-9% -$74.9K
IEF icon
83
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
$756K 0.44%
7,402
+7,293
+6,691% +$737K
CLX icon
84
Clorox
CLX
$12.8B
$754K 0.44%
9,228
-335
-4% -$28.3K
IYH icon
85
iShares US Healthcare ETF
IYH
$3.5B
$753K 0.44%
35,210
+30,970
+730% +$657K
IYW icon
86
iShares US Technology ETF
IYW
$24.8B
$738K 0.43%
37,452
+27,572
+279% +$536K
GLD icon
87
SPDR Gold Trust
GLD
$138B
$734K 0.43%
5,727
+928
+19% +$119K
VZ icon
88
Verizon
VZ
$195B
$732K 0.43%
15,690
+809
+5% +$39.5K
PNC icon
89
PNC Financial Services
PNC
$101B
$728K 0.43%
10,052
-3
-0% -$224
CINF icon
90
Cincinnati Financial
CINF
$27.5B
$712K 0.42%
15,100
– –
HDV
91
iShares Core High Dividend ETF
HDV
$14.8B
$706K 0.41%
53,255
-10,155
-16% -$137K
BRK.B icon
92
Berkshire Hathaway Class B
BRK.B
$1.13T
$687K 0.4%
6,055
-212
-3% -$24.5K
IYJ icon
93
iShares US Industrials ETF
IYJ
$2.02B
$672K 0.39%
14,854
+12,206
+461% +$538K
XLY icon
94
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.9B
$672K 0.39%
22,170
+18,036
+436% +$535K
EFA icon
95
iShares MSCI EAFE ETF
EFA
$79.4B
$647K 0.38%
10,136
-2,774
-21% -$170K
JXI icon
96
iShares Global Utilities ETF
JXI
$309M
$628K 0.37%
14,318
-927
-6% -$40.1K
KMP
97
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$618K 0.36%
7,743
+455
+6% +$37.7K
PBP icon
98
Invesco S&P 500 BuyWrite ETF
PBP
$361M
$616K 0.36%
30,756
-33,748
-52% -$688K
VUG icon
99
Vanguard Morningstar Growth ETF
VUG
$229B
$614K 0.36%
43,572
-46,464
-52% -$640K
KO icon
100
Coca-Cola
KO
$374B
$608K 0.36%
15,940
+3,042
+24% +$120K
2 3
4
5 6

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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MAM
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DF
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WJA
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Regal Investment Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Regal Investment Advisors held 996 positions worth $171M, down 5.5% from $181M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors withdrew a net $18.2M in Q3 2013, closing 90 positions and reducing 249 holdings. Its most notable exit was ProShares Ultra Dow30, an estimated $4.35M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 7.5% of assets, up from 6.5% a quarter earlier, followed by Industrials and Energy.

Against the trend, Regal Investment Advisors opened a new position in State Street SPDR Bloomberg Short Term High Yield Bond ETF worth $1.92M.

  • Regal Investment Advisors's largest Q3 2013 buy was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 62,957 shares worth $1.92M.
  • Regal Investment Advisors added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q3 2013, an estimated $2.45M increase.
  • Regal Investment Advisors's biggest Q3 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $5.06M.
  • Regal Investment Advisors fully exited ProShares Ultra Dow30 in Q3 2013, selling an estimated $4.35M.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $171M portfolio in Q3 2013.
  • Regal Investment Advisors opened 72 new positions and closed 90 in Q3 2013.
  • Regal Investment Advisors's portfolio value fell 5.5% quarter-over-quarter to $171M.

Based on Regal Investment Advisors's 13F filing for Q3 2013, filed 12 Nov 2013.