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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.17%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$171M
AUM Growth
-$9.92M
Cap. Flow
-$18.2M
Cap. Flow %
-10.63%
Top 10 Hldgs %
14.72%
Holding
996
New
72
Increased
239
Reduced
249
Closed
90

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.45M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$1.92M
3
ISHG icon
iShares 1-3 Year International Treasury Bond ETF
ISHG
+$1.9M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.83M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.61M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$5.06M
2
SSO icon
ProShares Ultra S&P500
SSO
+$4.82M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$4.56M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$4.46M
5
DDM icon
ProShares Ultra Dow30
DDM
+$4.35M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 7.46%
2 Industrials 5.12%
3 Energy 5.1%
4 Consumer Staples 5.09%
5 Healthcare 4.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHS
951
DELISTED
Chicos FAS, Inc.
CHS
– –
-760
Closed -$13K
AAIC
952
DELISTED
Arlington Asset Investment Corp.
AAIC
$0 ﹤0.01%
1
– –
DBD
953
DELISTED
Diebold Nixdorf Incorporated
DBD
– –
-203
Closed -$7K
ABB
954
DELISTED
ABB Ltd
ABB
– –
-165
Closed -$4K
TA
955
DELISTED
TravelCenters of America LLC
TA
$0 ﹤0.01%
2
– –
SJR
956
DELISTED
Shaw Communications Inc.
SJR
– –
-900
Closed -$22K
TGP
957
DELISTED
Teekay LNG Partners L.P.
TGP
– –
-107
Closed -$5K
MNK
958
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$0 ﹤0.01%
+5
New +$219
FRN
959
DELISTED
Invesco Frontier Markets ETF
FRN
– –
-610
Closed -$10K
TCF
960
DELISTED
TCF Financial Corporation Common Stock
TCF
– –
-20,872
Closed -$542K
TFCFA
961
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$0 ﹤0.01%
6
-1
-14% -$31
EOCC
962
DELISTED
Enel Generacion Chile S.A.
EOCC
– –
-6
Closed –
SODA
963
DELISTED
SodaStream International Ltd
SODA
– –
-96
Closed -$7K
SNMX
964
DELISTED
Senomyx, Inc.
SNMX
– –
-600
Closed -$1K
JASO
965
DELISTED
JA Solar Holdings, Co., Ltd
JASO
$0 ﹤0.01%
40
– –
WGL
966
DELISTED
Wgl Holdings
WGL
– –
-83
Closed -$4K
CBI
967
DELISTED
Chicago Bridge & Iron Nv
CBI
– –
-200
Closed -$12K
YHOO
968
DELISTED
Yahoo Inc
YHOO
$0 ﹤0.01%
+15
New +$424
FSYS
969
DELISTED
FUEL SYSTEMS SOLUTIONS INC COM STK
FSYS
– –
-100
Closed -$2K
REDF
970
DELISTED
REDIFF.COM INDIA LTD ADS
REDF
– –
-20,000
Closed -$48K
MR
971
DELISTED
MINDRAY MED INTL LTD SPONSORED ADR REPSTG CL A
MR
– –
-100
Closed -$4K
NGLS
972
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
– –
-103
Closed -$5K
EROC
973
DELISTED
EAGLE ROCK ENERGY PARTNERS, L.P. COM UNITS RPTNG LTD PRTNR
EROC
– –
-250
Closed -$2K
WLT
974
DELISTED
WALTER ENERGY INC COM STK (DE)
WLT
$0 ﹤0.01%
2
-10
-83% -$127
RKT
975
DELISTED
ROCK-TENN COMPANY CL-A
RKT
$0 ﹤0.01%
2
– –
36 37 38
39
40

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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Regal Investment Advisors held 996 positions worth $171M, down 5.5% from $181M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors withdrew a net $18.2M in Q3 2013, closing 90 positions and reducing 249 holdings. Its most notable exit was ProShares Ultra Dow30, an estimated $4.35M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 7.5% of assets, up from 6.5% a quarter earlier, followed by Industrials and Energy.

Against the trend, Regal Investment Advisors opened a new position in State Street SPDR Bloomberg Short Term High Yield Bond ETF worth $1.92M.

  • Regal Investment Advisors's largest Q3 2013 buy was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 62,957 shares worth $1.92M.
  • Regal Investment Advisors added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q3 2013, an estimated $2.45M increase.
  • Regal Investment Advisors's biggest Q3 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $5.06M.
  • Regal Investment Advisors fully exited ProShares Ultra Dow30 in Q3 2013, selling an estimated $4.35M.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $171M portfolio in Q3 2013.
  • Regal Investment Advisors opened 72 new positions and closed 90 in Q3 2013.
  • Regal Investment Advisors's portfolio value fell 5.5% quarter-over-quarter to $171M.

Based on Regal Investment Advisors's 13F filing for Q3 2013, filed 12 Nov 2013.