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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-6.89%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$385M
AUM Growth
+$15.5M
Cap. Flow
+$48.1M
Cap. Flow %
12.48%
Top 10 Hldgs %
18.06%
Holding
1,192
New
215
Increased
313
Reduced
234
Closed
74

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$9M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$8.41M
3
MBB icon
iShares MBS ETF
MBB
+$5.53M
4
KFRC icon
Kforce
KFRC
+$3.55M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$3.41M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$4.02M
2
CACC icon
Credit Acceptance
CACC
+$3.68M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.42M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.42M
5
BAX icon
Baxter International
BAX
+$2.93M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.14%
2 Financials 5.94%
3 Healthcare 5.9%
4 Industrials 5.59%
5 Technology 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBP icon
926
Virtus Biotech ETF
BBP
$100M
$2K ﹤0.01%
+100
New +$3.38K
CZA icon
927
Invesco Zacks Mid-Cap ETF
CZA
$192M
$2K ﹤0.01%
+50
New +$2.5K
DVN icon
928
Devon Energy
DVN
$47.3B
$2K ﹤0.01%
57
– –
ELV icon
929
Elevance Health
ELV
$85.5B
$2K ﹤0.01%
20
+5
+33% +$751
EQNR icon
930
Equinor
EQNR
$92.4B
$2K ﹤0.01%
160
– –
ESNT icon
931
Essent Group
ESNT
$6.33B
$2K ﹤0.01%
+100
New +$2.75K
FTNT icon
932
Fortinet
FTNT
$117B
$2K ﹤0.01%
+260
New +$2.3K
GDXJ icon
933
VanEck Junior Gold Miners ETF
GDXJ
$8.46B
$2K ﹤0.01%
150
– –
GREK
934
Global X MSCI Greece ETF
GREK
$316M
$2K ﹤0.01%
+100
New +$2.96K
HRL icon
935
Hormel Foods
HRL
$13.8B
$2K ﹤0.01%
70
-4,352
-98% -$130K
HYD icon
936
VanEck High Yield Muni ETF
HYD
$4.45B
$2K ﹤0.01%
35
– –
IFGL icon
937
iShares International Developed Real Estate ETF
IFGL
$83.2M
$2K ﹤0.01%
100
– –
KBR icon
938
KBR
KBR
$4.8B
$2K ﹤0.01%
150
-145
-49% -$2.55K
KEY icon
939
KeyCorp
KEY
$24.4B
$2K ﹤0.01%
200
– –
LAZ icon
940
Lazard
LAZ
$4.31B
$2K ﹤0.01%
+50
New +$2.58K
PBR icon
941
Petrobras
PBR
$116B
$2K ﹤0.01%
575
-850
-60% -$5.19K
PFI icon
942
Invesco Dorsey Wright Financial Momentum ETF
PFI
$59M
$2K ﹤0.01%
+100
New +$3.06K
PHD
943
DELISTED
Pioneer Floating Rate Fund
PHD
$2K ﹤0.01%
200
– –
REMX icon
944
VanEck Rare Earth/Strategic Metals ETF
REMX
$2.24B
$2K ﹤0.01%
48
– –
RXL icon
945
ProShares Ultra Health Care
RXL
$87.2M
$2K ﹤0.01%
+160
New +$2.85K
SCHB icon
946
Schwab US Broad Market ETF
SCHB
$44.9B
$2K ﹤0.01%
330
– –
SPG icon
947
Simon Property Group
SPG
$72.3B
$2K ﹤0.01%
11
+5
+83% +$917
STLA icon
948
Stellantis
STLA
$20.8B
$2K ﹤0.01%
337
– –
SU icon
949
Suncor Energy
SU
$70.3B
$2K ﹤0.01%
106
+36
+51% +$966
SWKS icon
950
Skyworks Solutions
SWKS
$10.6B
$2K ﹤0.01%
35
+10
+40% +$915
36 37
38
39 40

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Regal Investment Advisors held 1,192 positions worth $385M, up 4.2% from $370M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $48.1M of net new capital in Q3 2015, opening 215 new positions and adding to 313 existing holdings. Its largest new stake was Kforce: 138,869 shares worth $3.65M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9.1% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco Senior Loan ETF, an estimated $4.02M trimmed.

  • Regal Investment Advisors's largest Q3 2015 buy was Kforce: 138,869 shares worth $3.65M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $9M increase.
  • Regal Investment Advisors's biggest Q3 2015 reduction was Invesco Senior Loan ETF, cutting an estimated $4.02M.
  • Regal Investment Advisors fully exited Invesco CurrencyShares Swiss Franc Trust in Q3 2015, selling an estimated $544K.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $385M portfolio in Q3 2015.
  • Regal Investment Advisors opened 215 new positions and closed 74 in Q3 2015.
  • Regal Investment Advisors's portfolio value rose 4.2% quarter-over-quarter to $385M.

Based on Regal Investment Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.