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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-6.89%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$385M
AUM Growth
+$15.5M
Cap. Flow
+$48.1M
Cap. Flow %
12.48%
Top 10 Hldgs %
18.06%
Holding
1,192
New
215
Increased
313
Reduced
234
Closed
74

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$9M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$8.41M
3
MBB icon
iShares MBS ETF
MBB
+$5.53M
4
KFRC icon
Kforce
KFRC
+$3.55M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$3.41M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$4.02M
2
CACC icon
Credit Acceptance
CACC
+$3.68M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.42M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.42M
5
BAX icon
Baxter International
BAX
+$2.93M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.14%
2 Financials 5.94%
3 Healthcare 5.9%
4 Industrials 5.59%
5 Technology 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TEL icon
901
TE Connectivity
TEL
$62.6B
$3K ﹤0.01%
56
– –
TRIP icon
902
TripAdvisor
TRIP
$1.26B
$3K ﹤0.01%
50
– –
TT icon
903
Trane Technologies
TT
$106B
$3K ﹤0.01%
+62
New +$3.71K
UDN icon
904
Invesco DB US Dollar Index Bearish Fund
UDN
$109M
$3K ﹤0.01%
168
– –
UE icon
905
Urban Edge Properties
UE
$2.73B
$3K ﹤0.01%
155
– –
WPM icon
906
Wheaton Precious Metals
WPM
$60.9B
$3K ﹤0.01%
300
– –
XOP icon
907
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.51B
$3K ﹤0.01%
26
– –
PRSU
908
Pursuit Attractions and Hospitality Inc
PRSU
$1.25B
$3K ﹤0.01%
115
– –
XONE
909
DELISTED
The ExOne Company
XONE
$3K ﹤0.01%
452
+131
+41% +$1.09K
IPHS
910
DELISTED
Innophos Holdings, Inc.
IPHS
$3K ﹤0.01%
100
– –
HGI
911
DELISTED
Invesco Zacks International Multi-Asset Income ETF
HGI
$3K ﹤0.01%
250
– –
PF
912
DELISTED
Pinnacle Foods, Inc.
PF
$3K ﹤0.01%
+79
New +$3.57K
GSIG
913
DELISTED
GSI GROUP INC COM STK (CDA)
GSIG
$3K ﹤0.01%
+250
New +$3.38K
CAM
914
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
$3K ﹤0.01%
+50
New +$2.76K
MINC
915
DELISTED
AdvisorShares Newfleet Multi-Sector Income ETF
MINC
$3K ﹤0.01%
79
– –
WLL
916
DELISTED
Whiting Petroleum Corporation
WLL
$3K ﹤0.01%
+1
New +$6.18K
UN
917
DELISTED
Unilever NV New York Registry Shares
UN
$3K ﹤0.01%
86
+1
+1% +$42
FTR
918
DELISTED
Frontier Communications Corp.
FTR
$3K ﹤0.01%
44
+1
+2% +$76
CY
919
DELISTED
Cypress Semiconductor
CY
$3K ﹤0.01%
+439
New +$4.61K
ACAS
920
DELISTED
American Capital Ltd
ACAS
$3K ﹤0.01%
+300
New +$4.02K
LNKD
921
DELISTED
LinkedIn Corporation
LNKD
$3K ﹤0.01%
20
– –
ADSK icon
922
Autodesk
ADSK
$52.6B
$2K ﹤0.01%
50
– –
AMT icon
923
American Tower
AMT
$80.4B
$2K ﹤0.01%
+30
New +$2.83K
BBC icon
924
Virtus Biotech Clinical Trials ETF
BBC
$49.9M
$2K ﹤0.01%
+100
New +$3.38K
BBH icon
925
VanEck Biotech ETF
BBH
$422M
$2K ﹤0.01%
+20
New +$2.65K
35 36
37
38 39

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Regal Investment Advisors held 1,192 positions worth $385M, up 4.2% from $370M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $48.1M of net new capital in Q3 2015, opening 215 new positions and adding to 313 existing holdings. Its largest new stake was Kforce: 138,869 shares worth $3.65M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9.1% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco Senior Loan ETF, an estimated $4.02M trimmed.

  • Regal Investment Advisors's largest Q3 2015 buy was Kforce: 138,869 shares worth $3.65M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $9M increase.
  • Regal Investment Advisors's biggest Q3 2015 reduction was Invesco Senior Loan ETF, cutting an estimated $4.02M.
  • Regal Investment Advisors fully exited Invesco CurrencyShares Swiss Franc Trust in Q3 2015, selling an estimated $544K.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $385M portfolio in Q3 2015.
  • Regal Investment Advisors opened 215 new positions and closed 74 in Q3 2015.
  • Regal Investment Advisors's portfolio value rose 4.2% quarter-over-quarter to $385M.

Based on Regal Investment Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.