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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+1.94%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$405M
AUM Growth
+$31.8M
Cap. Flow
+$24.7M
Cap. Flow %
6.1%
Top 10 Hldgs %
19.08%
Holding
1,097
New
155
Increased
327
Reduced
249
Closed
92

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$4.18M
2
MON
Monsanto Co
MON
+$3.12M
3
WDR
Waddell & Reed Financial, Inc.
WDR
+$2.92M
4
GILD icon
Gilead Sciences
GILD
+$2.89M
5
PII icon
Polaris
PII
+$2.87M

Top Sells

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$7.6M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$3.57M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.32M
4
RGR icon
Sturm, Ruger & Co
RGR
+$3.2M
5
PETM
PETSMART INC
PETM
+$3.16M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.15%
2 Financials 6.33%
3 Healthcare 6.27%
4 Consumer Staples 4.44%
5 Energy 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EGO icon
901
Eldorado Gold
EGO
$9.89B
$2K ﹤0.01%
100
– –
FLS icon
902
Flowserve
FLS
$10.2B
$2K ﹤0.01%
40
-80
-67% -$4.64K
FPA icon
903
First Trust Asia Pacific ex-Japan AlphaDEX Fund
FPA
$109M
$2K ﹤0.01%
+60
New +$1.78K
FRO icon
904
Frontline
FRO
$8.85B
$2K ﹤0.01%
152
– –
HMC icon
905
Honda
HMC
$41.3B
$2K ﹤0.01%
50
-350
-88% -$11.3K
HSBC icon
906
HSBC
HSBC
$356B
$2K ﹤0.01%
50
-1
-2% -$39
KBWD icon
907
Invesco KBW High Dividend Yield Financial ETF
KBWD
$428M
$2K ﹤0.01%
+95
New +$2.39K
KMT icon
908
Kennametal
KMT
$2.52B
$2K ﹤0.01%
45
-40
-47% -$1.35K
MBOT icon
909
Microbot Medical
MBOT
$127M
$2K ﹤0.01%
1
– –
PHD
910
DELISTED
Pioneer Floating Rate Fund
PHD
$2K ﹤0.01%
200
– –
REZ icon
911
iShares Residential and Multisector Real Estate ETF
REZ
$879M
$2K ﹤0.01%
30
– –
SA
912
Seabridge Gold
SA
$3.35B
$2K ﹤0.01%
355
– –
SDOG icon
913
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
$2K ﹤0.01%
+57
New +$2.15K
SFL icon
914
SFL Corp
SFL
$1.61B
$2K ﹤0.01%
120
– –
SMFG icon
915
Sumitomo Mitsui Financial
SMFG
$164B
$2K ﹤0.01%
210
– –
USB icon
916
US Bancorp
USB
$99.6B
$2K ﹤0.01%
51
+1
+2% +$44
XLI icon
917
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
$2K ﹤0.01%
41
-101
-71% -$5.68K
YELP icon
918
Yelp
YELP
$1.41B
$2K ﹤0.01%
50
-300
-86% -$14.9K
VIVS
919
VivoSim Labs
VIVS
$1.64M
$2K ﹤0.01%
2
– –
SDRL
920
DELISTED
Seadrill Limited Common Stock
SDRL
$2K ﹤0.01%
1
– –
S
921
DELISTED
Sprint Corporation
S
$2K ﹤0.01%
325
– –
INVN
922
DELISTED
Invensense Inc
INVN
$2K ﹤0.01%
125
– –
CRC
923
DELISTED
California Resources Corporation
CRC
$2K ﹤0.01%
21
+16
+320% +$979
WX
924
DELISTED
WUXI PHARMATECH, CAYMAN INC REPSTG 8 ORD SHS
WX
$2K ﹤0.01%
63
– –
TYC
925
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$2K ﹤0.01%
45
+30
+200% +$1.34K
35 36
37
38 39

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q1 2015 Portfolio in Review

As of Q1 2015, Regal Investment Advisors held 1,097 positions worth $405M, up 8.5% from $373M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $24.7M of net new capital in Q1 2015, opening 155 new positions and adding to 327 existing holdings. Its largest new stake was Monsanto Co: 26,275 shares worth $2.96M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.1% of assets, down from 8.6% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was La-Z-Boy, an estimated $7.6M trimmed.

  • Regal Investment Advisors's largest Q1 2015 buy was Monsanto Co: 26,275 shares worth $2.96M.
  • Regal Investment Advisors added most to iShares Core S&P Mid-Cap ETF in Q1 2015, an estimated $4.18M increase.
  • Regal Investment Advisors's biggest Q1 2015 reduction was La-Z-Boy, cutting an estimated $7.6M.
  • Regal Investment Advisors fully exited PETSMART INC in Q1 2015, selling an estimated $3.16M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $405M portfolio in Q1 2015.
  • Regal Investment Advisors opened 155 new positions and closed 92 in Q1 2015.
  • Regal Investment Advisors's portfolio value rose 8.5% quarter-over-quarter to $405M.

Based on Regal Investment Advisors's 13F filing for Q1 2015, filed 30 Apr 2015.