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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.26%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$175M
AUM Growth
+$3.45M
Cap. Flow
+$6.2M
Cap. Flow %
3.55%
Top 10 Hldgs %
15.72%
Holding
1,045
New
138
Increased
210
Reduced
309
Closed
203

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.57M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$1.57M
4
RPXC
RPX Corporation
RPXC
+$1.3M
5
CPLA
Capella Education Company
CPLA
+$1.21M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$1.63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$1.51M
3
SAM icon
Boston Beer
SAM
+$1.43M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.38M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.27M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.03%
2 Energy 6.62%
3 Industrials 6.39%
4 Consumer Staples 6.37%
5 Healthcare 5.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LZB icon
901
La-Z-Boy
LZB
$1.66B
– –
-6,414
Closed -$146K
MATX icon
902
Matsons
MATX
$6.21B
– –
-170
Closed -$4K
MBOT icon
903
Microbot Medical
MBOT
$126M
– –
-1
Closed -$4K
MELI icon
904
Mercado Libre
MELI
$91.9B
– –
-239
Closed -$32K
MET icon
905
MetLife
MET
$62.2B
– –
-90
Closed -$4K
MGM icon
906
MGM Resorts International
MGM
$11.2B
– –
-3,200
Closed -$65K
MIY icon
907
BlackRock MuniYield Michigan Quality Fund
MIY
$353M
– –
-5,446
Closed -$70K
MOS icon
908
The Mosaic Company
MOS
$7.37B
– –
-2
Closed –
MSI icon
909
Motorola Solutions
MSI
$78.1B
– –
-14
Closed -$1K
MSTR icon
910
Strategy Inc
MSTR
$37.7B
– –
-900
Closed -$9K
MUB icon
911
iShares National Muni Bond ETF
MUB
$45.4B
– –
-2,222
Closed -$232K
MUE
912
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
– –
-9,700
Closed -$123K
MXI icon
913
iShares Global Materials ETF
MXI
$361M
– –
-200
Closed -$12K
NAD icon
914
Nuveen Quality Municipal Income Fund
NAD
$2.78B
– –
-575
Closed -$8K
NDSN icon
915
Nordson
NDSN
$17.3B
– –
-19
Closed -$1K
NIE
916
Virtus Equity & Convertible Income Fund
NIE
$729M
– –
-217
Closed -$4K
NL icon
917
NLI Holdings
NL
$305M
– –
-200
Closed -$2K
NWG icon
918
NatWest
NWG
$76.4B
$0 ﹤0.01%
14
– –
NWSA icon
919
News Corp Class A
NWSA
$15.5B
– –
-1
Closed –
OHI icon
920
Omega Healthcare
OHI
$14.8B
– –
-300
Closed -$9K
OSPN icon
921
OneSpan
OSPN
$610M
– –
-100
Closed -$1K
PCAR icon
922
PACCAR
PCAR
$69.8B
– –
-135
Closed -$5K
PCEF icon
923
Invesco CEF Income Composite ETF
PCEF
$814M
– –
-240
Closed -$6K
PDT
924
John Hancock Premium Dividend Fund
PDT
$624M
– –
-4,500
Closed -$54K
IFLN
925
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$307M
– –
-6,257
Closed -$118K
35 36
37
38 39

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Regal Investment Advisors held 1,045 positions worth $175M, up 2% from $171M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Regal Investment Advisors deployed $6.2M of net new capital in Q4 2013, opening 138 new positions and adding to 210 existing holdings. Its largest new stake was RPX Corporation: 76,430 shares worth $1.29M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, up from 7.5% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $1.51M trimmed.

  • Regal Investment Advisors's largest Q4 2013 buy was RPX Corporation: 76,430 shares worth $1.29M.
  • Regal Investment Advisors added most to Mastercard in Q4 2013, an estimated $13.7M increase.
  • Regal Investment Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $1.51M.
  • Regal Investment Advisors fully exited Vanguard Total Bond Market in Q4 2013, selling an estimated $1.63M.
  • Regal Investment Advisors's ten largest holdings make up 16% of its $175M portfolio in Q4 2013.
  • Regal Investment Advisors opened 138 new positions and closed 203 in Q4 2013.
  • Regal Investment Advisors's portfolio value rose 2% quarter-over-quarter to $175M.

Based on Regal Investment Advisors's 13F filing for Q4 2013, filed 6 Feb 2014.