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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-6.89%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$385M
AUM Growth
+$15.5M
Cap. Flow
+$48.1M
Cap. Flow %
12.48%
Top 10 Hldgs %
18.06%
Holding
1,192
New
215
Increased
313
Reduced
234
Closed
74

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$9M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$8.41M
3
MBB icon
iShares MBS ETF
MBB
+$5.53M
4
KFRC icon
Kforce
KFRC
+$3.55M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$3.41M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$4.02M
2
CACC icon
Credit Acceptance
CACC
+$3.68M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.42M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.42M
5
BAX icon
Baxter International
BAX
+$2.93M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.14%
2 Financials 5.94%
3 Healthcare 5.9%
4 Industrials 5.59%
5 Technology 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNC icon
876
Centene
CNC
$32.5B
$3K ﹤0.01%
120
-1,266
-91% -$42.4K
CPRI icon
877
Capri Holdings
CPRI
$1.74B
$3K ﹤0.01%
75
– –
CQP icon
878
Cheniere Energy
CQP
$31.3B
$3K ﹤0.01%
150
– –
CQQQ icon
879
Invesco China Technology ETF
CQQQ
$3.22B
$3K ﹤0.01%
120
– –
DDD icon
880
3D Systems Corp
DDD
$613M
$3K ﹤0.01%
336
– –
FIVE icon
881
Five Below
FIVE
$13.5B
$3K ﹤0.01%
100
– –
GEL icon
882
Genesis Energy
GEL
$1.84B
$3K ﹤0.01%
80
-69
-46% -$2.98K
GMF icon
883
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$438M
$3K ﹤0.01%
50
– –
GPRO icon
884
GoPro
GPRO
$126M
$3K ﹤0.01%
104
+100
+2,500% +$4.92K
HCA icon
885
HCA Healthcare
HCA
$89.5B
$3K ﹤0.01%
+50
New +$4.43K
IMAX icon
886
IMAX
IMAX
$2.66B
$3K ﹤0.01%
100
– –
IPGP icon
887
IPG Photonics
IPGP
$3.84B
$3K ﹤0.01%
50
– –
ITT icon
888
ITT
ITT
$19.1B
$3K ﹤0.01%
+115
New +$4.26K
IWR icon
889
iShares Russell Mid-Cap ETF
IWR
$57.4B
$3K ﹤0.01%
+80
New +$3.31K
IYG icon
890
iShares US Financial Services ETF
IYG
$2.2B
$3K ﹤0.01%
+126
New +$3.86K
IYLD icon
891
iShares Morningstar Multi-Asset Income ETF
IYLD
$126M
$3K ﹤0.01%
120
– –
JBLU icon
892
JetBlue
JBLU
$2.29B
$3K ﹤0.01%
+150
New +$3.54K
JPC icon
893
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$3K ﹤0.01%
360
– –
MDIV icon
894
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$428M
$3K ﹤0.01%
205
– –
NEWT icon
895
NewtekOne
NEWT
$391M
$3K ﹤0.01%
200
– –
PMT
896
PennyMac Mortgage Investment
PMT
$842M
$3K ﹤0.01%
+200
New +$3.28K
PNNT
897
Pennant Park Investment Corp
PNNT
$241M
$3K ﹤0.01%
500
– –
RGLD icon
898
Royal Gold
RGLD
$19.5B
$3K ﹤0.01%
70
-50
-42% -$2.57K
SPGM icon
899
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
$1.78B
$3K ﹤0.01%
120
– –
STPZ icon
900
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$516M
$3K ﹤0.01%
+65
New +$3.37K
34 35
36
37 38

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Regal Investment Advisors held 1,192 positions worth $385M, up 4.2% from $370M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $48.1M of net new capital in Q3 2015, opening 215 new positions and adding to 313 existing holdings. Its largest new stake was Kforce: 138,869 shares worth $3.65M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9.1% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco Senior Loan ETF, an estimated $4.02M trimmed.

  • Regal Investment Advisors's largest Q3 2015 buy was Kforce: 138,869 shares worth $3.65M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $9M increase.
  • Regal Investment Advisors's biggest Q3 2015 reduction was Invesco Senior Loan ETF, cutting an estimated $4.02M.
  • Regal Investment Advisors fully exited Invesco CurrencyShares Swiss Franc Trust in Q3 2015, selling an estimated $544K.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $385M portfolio in Q3 2015.
  • Regal Investment Advisors opened 215 new positions and closed 74 in Q3 2015.
  • Regal Investment Advisors's portfolio value rose 4.2% quarter-over-quarter to $385M.

Based on Regal Investment Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.