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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-6.89%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$385M
AUM Growth
+$15.5M
Cap. Flow
+$48.1M
Cap. Flow %
12.48%
Top 10 Hldgs %
18.06%
Holding
1,192
New
215
Increased
313
Reduced
234
Closed
74

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$9M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$8.41M
3
MBB icon
iShares MBS ETF
MBB
+$5.53M
4
KFRC icon
Kforce
KFRC
+$3.55M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$3.41M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$4.02M
2
CACC icon
Credit Acceptance
CACC
+$3.68M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.42M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.42M
5
BAX icon
Baxter International
BAX
+$2.93M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.14%
2 Financials 5.94%
3 Healthcare 5.9%
4 Industrials 5.59%
5 Technology 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMF
851
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$4K ﹤0.01%
250
– –
SYNH
852
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
$4K ﹤0.01%
+100
New +$4.37K
FOE
853
DELISTED
Ferro Corporation
FOE
$4K ﹤0.01%
+405
New +$5.49K
ZAGG
854
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
$4K ﹤0.01%
604
-140
-19% -$1.05K
DNKN
855
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$4K ﹤0.01%
100
– –
TOWR
856
DELISTED
Tower International, Inc.
TOWR
$4K ﹤0.01%
+200
New +$5.1K
APC
857
DELISTED
Anadarko Petroleum
APC
$4K ﹤0.01%
69
– –
OKS
858
DELISTED
Oneok Partners LP
OKS
$4K ﹤0.01%
170
-50
-23% -$1.62K
NMBL
859
DELISTED
Nimble Storage, Inc.
NMBL
$4K ﹤0.01%
190
– –
HNT
860
DELISTED
HEALTH NET INC
HNT
$4K ﹤0.01%
+70
New +$4.64K
MDAS
861
DELISTED
MEDASSETS INC COM STK (DE)
MDAS
$4K ﹤0.01%
+200
New +$4.26K
KNL
862
DELISTED
Knoll, Inc.
KNL
$4K ﹤0.01%
+210
New +$5.03K
EBIX
863
DELISTED
Ebix Inc
EBIX
$4K ﹤0.01%
+200
New +$5.92K
CYB
864
DELISTED
WisdomTree Chinese Yuan Strategy Fund
CYB
$4K ﹤0.01%
200
-21,167
-99% -$531K
SCTY
865
DELISTED
SolarCity Corporation
SCTY
$4K ﹤0.01%
100
– –
OIL
866
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$4K ﹤0.01%
500
-472
-49% -$4.22K
WES
867
DELISTED
Western Gas Partners Lp
WES
$4K ﹤0.01%
100
– –
STH
868
DELISTED
SABRIENT STEALTH PRT CLAYMORE EXCH TRD FD
STH
$4K ﹤0.01%
170
– –
ANIK icon
869
Anika Therapeutics
ANIK
$287M
$3K ﹤0.01%
+100
New +$3.49K
ASRT
870
DELISTED
Assertio
ASRT
$3K ﹤0.01%
+3
New +$5.12K
AVK
871
Advent Convertible and Income Fund
AVK
$563M
$3K ﹤0.01%
308
– –
BAC.PRL icon
872
Bank of America Series L
BAC.PRL
$3.99B
$3K ﹤0.01%
+3
New +$3.32K
BBBY
873
Bed Bath & Beyond
BBBY
$442M
$3K ﹤0.01%
266
– –
CBRE icon
874
CBRE Group
CBRE
$42.9B
$3K ﹤0.01%
100
– –
CC icon
875
Chemours
CC
$2.37B
$3K ﹤0.01%
+525
New +$5.5K
33 34
35
36 37

Similar funds

PAIM
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CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Regal Investment Advisors held 1,192 positions worth $385M, up 4.2% from $370M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $48.1M of net new capital in Q3 2015, opening 215 new positions and adding to 313 existing holdings. Its largest new stake was Kforce: 138,869 shares worth $3.65M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9.1% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco Senior Loan ETF, an estimated $4.02M trimmed.

  • Regal Investment Advisors's largest Q3 2015 buy was Kforce: 138,869 shares worth $3.65M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $9M increase.
  • Regal Investment Advisors's biggest Q3 2015 reduction was Invesco Senior Loan ETF, cutting an estimated $4.02M.
  • Regal Investment Advisors fully exited Invesco CurrencyShares Swiss Franc Trust in Q3 2015, selling an estimated $544K.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $385M portfolio in Q3 2015.
  • Regal Investment Advisors opened 215 new positions and closed 74 in Q3 2015.
  • Regal Investment Advisors's portfolio value rose 4.2% quarter-over-quarter to $385M.

Based on Regal Investment Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.