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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-1.23%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$370M
AUM Growth
-$35M
Cap. Flow
-$27.9M
Cap. Flow %
-7.56%
Top 10 Hldgs %
16.35%
Holding
1,092
New
87
Increased
249
Reduced
266
Closed
121

Top Buys

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$3.96M
2
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.39M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.36M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.16M
5
PODD icon
Insulet
PODD
+$3.16M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$9.67M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.49M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.43M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$4.06M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.51M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.67%
2 Healthcare 7.38%
3 Financials 6.68%
4 Energy 4.47%
5 Technology 4.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDOG icon
851
ALPS Sector Dividend Dogs ETF
SDOG
$1.42B
$2K ﹤0.01%
57
– –
SONY icon
852
Sony
SONY
$137B
$2K ﹤0.01%
500
+475
+1,900% +$2.91K
SRLN icon
853
State Street Blackstone Senior Loan ETF
SRLN
$5.34B
$2K ﹤0.01%
57
-1,739
-97% -$85.9K
SWKS icon
854
Skyworks Solutions
SWKS
$10.4B
$2K ﹤0.01%
25
-489
-95% -$49.5K
TM icon
855
Toyota
TM
$225B
$2K ﹤0.01%
+18
New +$2.48K
USB icon
856
US Bancorp
USB
$99.6B
$2K ﹤0.01%
51
– –
VIAV icon
857
Viavi Solutions
VIAV
$9.65B
$2K ﹤0.01%
450
– –
YELP icon
858
Yelp
YELP
$1.44B
$2K ﹤0.01%
50
– –
SPWR
859
DELISTED
SunPower Corporation Common Stock
SPWR
$2K ﹤0.01%
153
– –
MN
860
DELISTED
MANNING & NAPIER, INC.
MN
$2K ﹤0.01%
+265
New +$3.05K
FVL
861
DELISTED
First TrustValue Line 100 Exchange-Traded
FVL
$2K ﹤0.01%
140
– –
LCM
862
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$2K ﹤0.01%
325
– –
TLN
863
DELISTED
Talen Energy Corporation
TLN
$2K ﹤0.01%
+149
New +$2.81K
RAX
864
DELISTED
Rackspace Hosting Inc
RAX
$2K ﹤0.01%
70
-512
-88% -$23.5K
WX
865
DELISTED
WUXI PHARMATECH, CAYMAN INC REPSTG 8 ORD SHS
WX
$2K ﹤0.01%
63
– –
PGH
866
DELISTED
Pengrowth Energy Corporation
PGH
$2K ﹤0.01%
1,000
– –
EXXI
867
DELISTED
ENERGY XXI LTD COM SHS
EXXI
$2K ﹤0.01%
1,000
– –
ESV
868
DELISTED
Ensco Rowan plc
ESV
$2K ﹤0.01%
23
-2,343
-99% -$228K
TYC
869
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$2K ﹤0.01%
54
+9
+20% +$384
QIWI
870
DELISTED
QIWI PLC
QIWI
$2K ﹤0.01%
81
– –
BBL
871
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$2K ﹤0.01%
+68
New +$3K
AEG icon
872
Aegon
AEG
$14.1B
$1K ﹤0.01%
331
-1
-0.3% -$5
AOM icon
873
iShares Core Moderate Allocation ETF
AOM
$1.77B
$1K ﹤0.01%
35
– –
ARLP icon
874
Alliance Resource Partners
ARLP
$3.15B
$1K ﹤0.01%
75
-5,160
-99% -$157K
AWF
875
AllianceBernstein Global High Income Fund
AWF
$872M
$1K ﹤0.01%
120
-1,284
-91% -$15.9K
33 34
35
36 37

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q2 2015 Portfolio in Review

As of Q2 2015, Regal Investment Advisors held 1,092 positions worth $370M, down 8.7% from $405M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Regal Investment Advisors withdrew a net $27.9M in Q2 2015, closing 121 positions and reducing 266 holdings. Its most notable exit was WisdomTree US SmallCap Dividend Fund, an estimated $1.04M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.7% of assets, up from 8.1% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Regal Investment Advisors opened a new position in Insulet worth $3.32M.

  • Regal Investment Advisors's largest Q2 2015 buy was Insulet: 107,267 shares worth $3.32M.
  • Regal Investment Advisors added most to Invesco Senior Loan ETF in Q2 2015, an estimated $3.96M increase.
  • Regal Investment Advisors's biggest Q2 2015 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $9.67M.
  • Regal Investment Advisors fully exited WisdomTree US SmallCap Dividend Fund in Q2 2015, selling an estimated $1.04M.
  • Regal Investment Advisors's ten largest holdings make up 16% of its $370M portfolio in Q2 2015.
  • Regal Investment Advisors opened 87 new positions and closed 121 in Q2 2015.
  • Regal Investment Advisors's portfolio value fell 8.7% quarter-over-quarter to $370M.

Based on Regal Investment Advisors's 13F filing for Q2 2015, filed 23 Jul 2015.