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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.35%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$236M
AUM Growth
+$61.6M
Cap. Flow
+$45M
Cap. Flow %
19.05%
Top 10 Hldgs %
15.29%
Holding
993
New
153
Increased
307
Reduced
176
Closed
84

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$3.59M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.17M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$2.8M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$2.6M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.57M

Top Sells

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.5M
2
PBI icon
Pitney Bowes
PBI
+$2.01M
3
RGR icon
Sturm, Ruger & Co
RGR
+$1.64M
4
RES icon
RPC Inc
RES
+$1.54M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.52M

Sector Composition

Rank Sector Weight
1 Healthcare 6.9%
2 Industrials 6.03%
3 Energy 5.68%
4 Technology 5.59%
5 Consumer Discretionary 5.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMPR icon
851
Cimpress
CMPR
$2.31B
$1K ﹤0.01%
30
– –
CROX icon
852
Crocs
CROX
$6.55B
$1K ﹤0.01%
62
+25
+68% +$383
DSGR icon
853
Distribution Solutions Group
DSGR
$1.61B
$1K ﹤0.01%
+170
New +$1.25K
AXIA
854
AXIA Energia
AXIA
$1K ﹤0.01%
542
– –
FAST icon
855
Fastenal
FAST
$59.5B
$1K ﹤0.01%
120
-260
-68% -$3.04K
HII icon
856
Huntington Ingalls Industries
HII
$12.8B
$1K ﹤0.01%
5
– –
HRL icon
857
Hormel Foods
HRL
$13.8B
$1K ﹤0.01%
40
– –
IAG icon
858
IAMGOLD
IAG
$10.5B
$1K ﹤0.01%
180
-22
-11% -$83
BRSL
859
Brightstar Lottery PLC
BRSL
$2.03B
$1K ﹤0.01%
100
– –
KMT icon
860
Kennametal
KMT
$2.52B
$1K ﹤0.01%
20
– –
LOGI icon
861
Logitech
LOGI
$15.2B
$1K ﹤0.01%
100
– –
PIE icon
862
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$250M
$1K ﹤0.01%
+75
New +$1.3K
PPLT
863
abrdn Physical Platinum Shares ETF
PPLT
$2.02B
$1K ﹤0.01%
+100
New +$1.39K
RXI icon
864
iShares Global Consumer Discretionary ETF
RXI
$278M
$1K ﹤0.01%
+10
New +$821
STM icon
865
STMicroelectronics
STM
$50B
$1K ﹤0.01%
130
– –
TT icon
866
Trane Technologies
TT
$106B
$1K ﹤0.01%
20
– –
UIS icon
867
Unisys
UIS
$217M
$1K ﹤0.01%
+32
New +$1.03K
VIV icon
868
Telefônica Brasil
VIV
$19.2B
$1K ﹤0.01%
26
– –
ZBH icon
869
Zimmer Biomet
ZBH
$18.4B
$1K ﹤0.01%
12
– –
MCBC
870
DELISTED
Macatawa Bank Corp
MCBC
$1K ﹤0.01%
200
– –
LUB
871
DELISTED
Luby's Inc.
LUB
$1K ﹤0.01%
+130
New +$851
BPY
872
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$1K ﹤0.01%
+57
New +$1.1K
AIG.WS
873
DELISTED
American International Group, Inc.
AIG.WS
$1K ﹤0.01%
68
– –
STI
874
DELISTED
SunTrust Banks, Inc.
STI
$1K ﹤0.01%
29
+1
+4% +$38
ECYT
875
DELISTED
Endocyte, Inc. Common Stock
ECYT
$1K ﹤0.01%
60
-140
-70% -$2.03K
33 34
35
36 37

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Regal Investment Advisors held 993 positions worth $236M, up 35% from $175M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors deployed $45M of net new capital in Q1 2014, opening 153 new positions and adding to 307 existing holdings. Its largest new stake was Natus Medical Inc: 78,841 shares worth $2.03M.

By sector, the portfolio is most concentrated in Healthcare at 6.9% of assets, up from 5.5% a quarter earlier, followed by Industrials and Energy.

On the sell side, the largest reduction was Mastercard, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2014 buy was Natus Medical Inc: 78,841 shares worth $2.03M.
  • Regal Investment Advisors added most to iShares MSCI Emerging Markets ETF in Q1 2014, an estimated $3.59M increase.
  • Regal Investment Advisors's biggest Q1 2014 reduction was Mastercard, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited United States Natural Gas Fund in Q1 2014, selling an estimated $560K.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $236M portfolio in Q1 2014.
  • Regal Investment Advisors opened 153 new positions and closed 84 in Q1 2014.
  • Regal Investment Advisors's portfolio value rose 35% quarter-over-quarter to $236M.

Based on Regal Investment Advisors's 13F filing for Q1 2014, filed 18 Apr 2014.