We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.26%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$175M
AUM Growth
+$3.45M
Cap. Flow
+$6.2M
Cap. Flow %
3.55%
Top 10 Hldgs %
15.72%
Holding
1,045
New
138
Increased
210
Reduced
309
Closed
203

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.57M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$1.57M
4
RPXC
RPX Corporation
RPXC
+$1.3M
5
CPLA
Capella Education Company
CPLA
+$1.21M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$1.63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$1.51M
3
SAM icon
Boston Beer
SAM
+$1.43M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.38M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.27M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.03%
2 Energy 6.62%
3 Industrials 6.39%
4 Consumer Staples 6.37%
5 Healthcare 5.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ECPG icon
851
Encore Capital Group
ECPG
$2.13B
– –
-542
Closed -$25K
EEMV icon
852
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.56B
– –
-645
Closed -$38K
EET icon
853
ProShares Ultra MSCI Emerging Markets
EET
$36.1M
– –
-30
Closed -$2K
EFR
854
Eaton Vance Senior Floating-Rate Fund
EFR
$317M
– –
-3,003
Closed -$46K
EIM
855
Eaton Vance Municipal Bond Fund
EIM
$499M
– –
-9,358
Closed -$108K
EIX icon
856
Edison International
EIX
$26.4B
– –
-400
Closed -$18K
EMD
857
Western Asset Emerging Markets Debt Fund
EMD
$616M
– –
-1,301
Closed -$23K
EMLP icon
858
First Trust North American Energy Infrastructure Fund
EMLP
$4.08B
– –
-18,779
Closed -$429K
ETV
859
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.76B
– –
-2,900
Closed -$38K
EVV
860
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
– –
-3,020
Closed -$47K
EWA icon
861
iShares MSCI Australia ETF
EWA
$1.45B
– –
-856
Closed -$22K
EWU icon
862
iShares MSCI United Kingdom ETF
EWU
$4.16B
– –
-437
Closed -$17K
EXTR icon
863
Extreme Networks
EXTR
$3.15B
– –
-10,990
Closed -$57K
FDN icon
864
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.45B
– –
-1,634
Closed -$88K
FEX icon
865
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
– –
-7,920
Closed -$297K
FFIV icon
866
F5
FFIV
$22.7B
– –
-120
Closed -$10K
FHN icon
867
First Horizon
FHN
$12.1B
– –
-430
Closed -$5K
FNB icon
868
FNB Corp
FNB
$6.75B
– –
-544
Closed -$7K
FRA icon
869
BlackRock Floating Rate Income Strategies Fund
FRA
$385M
– –
-914
Closed -$14K
FTNT icon
870
Fortinet
FTNT
$117B
– –
-2,650
Closed -$11K
FTSL icon
871
First Trust Senior Loan Fund ETF
FTSL
$2.33B
– –
-1,300
Closed -$64K
FXD icon
872
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
– –
-7,528
Closed -$223K
FXG icon
873
First Trust Consumer Staples AlphaDEX Fund
FXG
$227M
– –
-8,632
Closed -$284K
FXH icon
874
First Trust Health Care AlphaDEX Fund
FXH
$1.08B
– –
-5,037
Closed -$218K
FXL icon
875
First Trust Technology AlphaDEX Fund
FXL
$2.79B
– –
-10,297
Closed -$280K
33 34
35
36 37

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Regal Investment Advisors held 1,045 positions worth $175M, up 2% from $171M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Regal Investment Advisors deployed $6.2M of net new capital in Q4 2013, opening 138 new positions and adding to 210 existing holdings. Its largest new stake was RPX Corporation: 76,430 shares worth $1.29M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, up from 7.5% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $1.51M trimmed.

  • Regal Investment Advisors's largest Q4 2013 buy was RPX Corporation: 76,430 shares worth $1.29M.
  • Regal Investment Advisors added most to Mastercard in Q4 2013, an estimated $13.7M increase.
  • Regal Investment Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $1.51M.
  • Regal Investment Advisors fully exited Vanguard Total Bond Market in Q4 2013, selling an estimated $1.63M.
  • Regal Investment Advisors's ten largest holdings make up 16% of its $175M portfolio in Q4 2013.
  • Regal Investment Advisors opened 138 new positions and closed 203 in Q4 2013.
  • Regal Investment Advisors's portfolio value rose 2% quarter-over-quarter to $175M.

Based on Regal Investment Advisors's 13F filing for Q4 2013, filed 6 Feb 2014.