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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.17%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$171M
AUM Growth
-$9.92M
Cap. Flow
-$18.2M
Cap. Flow %
-10.63%
Top 10 Hldgs %
14.72%
Holding
996
New
72
Increased
239
Reduced
249
Closed
90

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.45M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$1.92M
3
ISHG icon
iShares 1-3 Year International Treasury Bond ETF
ISHG
+$1.9M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.83M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.61M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$5.06M
2
SSO icon
ProShares Ultra S&P500
SSO
+$4.82M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$4.56M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$4.46M
5
DDM icon
ProShares Ultra Dow30
DDM
+$4.35M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 7.46%
2 Industrials 5.12%
3 Energy 5.1%
4 Consumer Staples 5.09%
5 Healthcare 4.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SVU
851
DELISTED
SUPERVALU Inc.
SVU
$1K ﹤0.01%
10
-30
-75% -$1.58K
HGT
852
DELISTED
Hugoton Royalty Trust
HGT
$1K ﹤0.01%
200
– –
CST
853
DELISTED
CST Brands, Inc.
CST
$1K ﹤0.01%
45
– –
LINE
854
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$1K ﹤0.01%
+25
New +$647
SNDK
855
DELISTED
SANDISK CORP
SNDK
$1K ﹤0.01%
12
– –
ADT
856
DELISTED
ADT Corp
ADT
$1K ﹤0.01%
20
– –
MSO
857
DELISTED
MARTHA STEWART LIVING OMNIMEDIA INC
MSO
$1K ﹤0.01%
253
– –
NPSP
858
DELISTED
NPS PHARMACEUTICALS INC
NPSP
$1K ﹤0.01%
28
– –
COCO
859
DELISTED
CORINTHIAN COLLEGES INC
COCO
$1K ﹤0.01%
260
– –
DRIV
860
DELISTED
DIGITAL RIVER INC.
DRIV
$1K ﹤0.01%
80
-50
-38% -$904
FST
861
DELISTED
FOREST OIL CORPORATION
FST
$1K ﹤0.01%
200
– –
HSH
862
DELISTED
HILLSHIRE BRANDS CO
HSH
$1K ﹤0.01%
37
+1
+3% +$33
OPEN
863
DELISTED
OPENTABLE,INC COMMON STOCK
OPEN
$1K ﹤0.01%
10
– –
TLAB
864
DELISTED
TELLABS INC
TLAB
$1K ﹤0.01%
250
– –
HIT
865
DELISTED
HITACHI LTD ADR (10COM)NEW
HIT
$1K ﹤0.01%
20
– –
BTM
866
DELISTED
OI S.A. SPON ADR REPSTG 3 PFD SHS (BRA)
BTM
$1K ﹤0.01%
312
– –
TYC
867
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$1K ﹤0.01%
40
+1
+3% +$36
NTP
868
DELISTED
Nam Tai Property Inc.
NTP
$1K ﹤0.01%
190
– –
LIME
869
DELISTED
LIME ENERGY CO.NEW COMMON STOCK
LIME
$1K ﹤0.01%
357
– –
WRES
870
DELISTED
WARREN RESOURCES INC
WRES
$1K ﹤0.01%
+409
New +$1.19K
AMD icon
871
Advanced Micro Devices
AMD
$789B
– –
-600
Closed -$2K
ANF icon
872
Abercrombie & Fitch
ANF
$5B
$0 ﹤0.01%
4
– –
ARR
873
Armour Residential REIT
ARR
$2.36B
– –
-6
Closed -$1K
BA icon
874
Boeing
BA
$185B
– –
-100
Closed -$10K
BAB icon
875
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
– –
-609
Closed -$17K
33 34
35
36 37

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
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DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Regal Investment Advisors held 996 positions worth $171M, down 5.5% from $181M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors withdrew a net $18.2M in Q3 2013, closing 90 positions and reducing 249 holdings. Its most notable exit was ProShares Ultra Dow30, an estimated $4.35M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 7.5% of assets, up from 6.5% a quarter earlier, followed by Industrials and Energy.

Against the trend, Regal Investment Advisors opened a new position in State Street SPDR Bloomberg Short Term High Yield Bond ETF worth $1.92M.

  • Regal Investment Advisors's largest Q3 2013 buy was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 62,957 shares worth $1.92M.
  • Regal Investment Advisors added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q3 2013, an estimated $2.45M increase.
  • Regal Investment Advisors's biggest Q3 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $5.06M.
  • Regal Investment Advisors fully exited ProShares Ultra Dow30 in Q3 2013, selling an estimated $4.35M.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $171M portfolio in Q3 2013.
  • Regal Investment Advisors opened 72 new positions and closed 90 in Q3 2013.
  • Regal Investment Advisors's portfolio value fell 5.5% quarter-over-quarter to $171M.

Based on Regal Investment Advisors's 13F filing for Q3 2013, filed 12 Nov 2013.