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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.14%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$373M
AUM Growth
+$42.1M
Cap. Flow
+$35.3M
Cap. Flow %
9.46%
Top 10 Hldgs %
21.59%
Holding
1,086
New
121
Increased
327
Reduced
243
Closed
144

Top Buys

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$12.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.16M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.77M
4
RGR icon
Sturm, Ruger & Co
RGR
+$2.89M
5
WFM
Whole Foods Market Inc
WFM
+$2.56M

Top Sells

Rank Stock Value
1
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.49M
2
PCYC
PHARMACYCLICS INC
PCYC
+$2.92M
3
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$2.83M
4
EBAY icon
eBay
EBAY
+$2.42M
5
KO icon
Coca-Cola
KO
+$2.28M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.61%
2 Financials 5.71%
3 Healthcare 5.48%
4 Consumer Staples 4.32%
5 Energy 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VLO icon
826
Valero Energy
VLO
$85.9B
$3K ﹤0.01%
67
-349
-84% -$16.9K
WDC icon
827
Western Digital
WDC
$150B
$3K ﹤0.01%
+37
New +$2.79K
PRSU
828
Pursuit Attractions and Hospitality Inc
PRSU
$1.25B
$3K ﹤0.01%
113
-184
-62% -$4.4K
TUP
829
DELISTED
Tupperware Brands Corporation
TUP
$3K ﹤0.01%
+50
New +$3.27K
SPWR
830
DELISTED
SunPower Corporation Common Stock
SPWR
$3K ﹤0.01%
153
– –
CHS
831
DELISTED
Chicos FAS, Inc.
CHS
$3K ﹤0.01%
200
– –
LCM
832
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$3K ﹤0.01%
325
– –
FMI
833
DELISTED
Foundation Medicine, Inc.
FMI
$3K ﹤0.01%
150
– –
STJ
834
DELISTED
St Jude Medical
STJ
$3K ﹤0.01%
+39
New +$2.51K
BRCM
835
DELISTED
BROADCOM CORP CL-A
BRCM
$3K ﹤0.01%
80
– –
PGH
836
DELISTED
Pengrowth Energy Corporation
PGH
$3K ﹤0.01%
1,000
– –
EXXI
837
DELISTED
ENERGY XXI LTD COM SHS
EXXI
$3K ﹤0.01%
1,000
-400
-29% -$2.44K
UN
838
DELISTED
Unilever NV New York Registry Shares
UN
$3K ﹤0.01%
84
-215
-72% -$8.41K
TSS
839
DELISTED
Total System Services, Inc.
TSS
$3K ﹤0.01%
79
+29
+58% +$938
DDC
840
DELISTED
Dominion Diamond Corporation
DDC
$3K ﹤0.01%
150
– –
AEG icon
841
Aegon
AEG
$14.1B
$2K ﹤0.01%
332
– –
APA icon
842
APA Corp
APA
$13.3B
$2K ﹤0.01%
36
– –
CYH icon
843
Community Health Systems
CYH
$423M
$2K ﹤0.01%
48
– –
DFS
844
DELISTED
Discover Financial Services
DFS
$2K ﹤0.01%
30
– –
DG icon
845
Dollar General
DG
$27.9B
$2K ﹤0.01%
+35
New +$2.28K
EET icon
846
ProShares Ultra MSCI Emerging Markets
EET
$36.1M
$2K ﹤0.01%
+30
New +$2.13K
EFSC icon
847
Enterprise Financial Services Corp
EFSC
$2.39B
$2K ﹤0.01%
100
– –
EPP icon
848
iShares MSCI Pacific ex Japan ETF
EPP
$2.28B
$2K ﹤0.01%
47
-153
-77% -$7.08K
EWG icon
849
iShares MSCI Germany ETF
EWG
$1.62B
$2K ﹤0.01%
+91
New +$2.49K
FRO icon
850
Frontline
FRO
$8.85B
$2K ﹤0.01%
152
– –
32 33
34
35 36

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PAIM
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CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Regal Investment Advisors held 1,086 positions worth $373M, up 13% from $331M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $35.3M of net new capital in Q4 2014, opening 121 new positions and adding to 327 existing holdings. Its largest new stake was CF Industries: 48,460 shares worth $2.64M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.6% of assets, up from 5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI All Country Asia ex Japan ETF, an estimated $3.49M trimmed.

  • Regal Investment Advisors's largest Q4 2014 buy was CF Industries: 48,460 shares worth $2.64M.
  • Regal Investment Advisors added most to La-Z-Boy in Q4 2014, an estimated $12.8M increase.
  • Regal Investment Advisors's biggest Q4 2014 reduction was iShares MSCI All Country Asia ex Japan ETF, cutting an estimated $3.49M.
  • Regal Investment Advisors fully exited PHARMACYCLICS INC in Q4 2014, selling an estimated $2.92M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $373M portfolio in Q4 2014.
  • Regal Investment Advisors opened 121 new positions and closed 144 in Q4 2014.
  • Regal Investment Advisors's portfolio value rose 13% quarter-over-quarter to $373M.

Based on Regal Investment Advisors's 13F filing for Q4 2014, filed 11 Feb 2015.