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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-0.56%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$331M
AUM Growth
+$50.1M
Cap. Flow
+$53.9M
Cap. Flow %
16.29%
Top 10 Hldgs %
19.29%
Holding
1,024
New
97
Increased
293
Reduced
238
Closed
59

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.66M
3
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.68M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$3.21M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.66M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$5.25M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.19M
3
APO icon
Apollo Global Management
APO
+$2.15M
4
WMT icon
Walmart Inc
WMT
+$2.08M
5
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.57M

Sector Composition

Rank Sector Weight
1 Energy 6.25%
2 Healthcare 5.62%
3 Financials 5.54%
4 Consumer Staples 5.35%
5 Consumer Discretionary 4.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WPM icon
826
Wheaton Precious Metals
WPM
$60.9B
$4K ﹤0.01%
205
-999
-83% -$24.9K
XLI icon
827
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
$4K ﹤0.01%
69
-7
-9% -$376
DNKN
828
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$4K ﹤0.01%
100
-202
-67% -$8.99K
GM.WS.B
829
DELISTED
General Motors Company
GM.WS.B
$4K ﹤0.01%
294
– –
PAY
830
DELISTED
Verifone Systems Inc
PAY
$4K ﹤0.01%
120
-200
-63% -$7.04K
RPXC
831
DELISTED
RPX Corporation
RPXC
$4K ﹤0.01%
303
-68
-18% -$1.06K
VIIX
832
DELISTED
VelocityShares VIX Short Term ETN
VIIX
$4K ﹤0.01%
4
-4
-50% -$3.91K
STR
833
DELISTED
QUESTAR CORP
STR
$4K ﹤0.01%
160
– –
SWY
834
DELISTED
SAFEWAY INC
SWY
$4K ﹤0.01%
114
– –
LNKD
835
DELISTED
LinkedIn Corporation
LNKD
$4K ﹤0.01%
20
– –
RHT
836
DELISTED
Red Hat Inc
RHT
$4K ﹤0.01%
70
-250
-78% -$14.6K
ADSK icon
837
Autodesk
ADSK
$52.6B
$3K ﹤0.01%
50
– –
APA icon
838
APA Corp
APA
$13.3B
$3K ﹤0.01%
36
– –
BSX icon
839
Boston Scientific
BSX
$71.5B
$3K ﹤0.01%
245
– –
CRM icon
840
Salesforce
CRM
$158B
$3K ﹤0.01%
50
-140
-74% -$7.88K
CSD icon
841
Invesco S&P Spin-Off ETF
CSD
$228M
$3K ﹤0.01%
63
-6
-9% -$272
EGO icon
842
Eldorado Gold
EGO
$9.89B
$3K ﹤0.01%
100
– –
EXG icon
843
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.06B
$3K ﹤0.01%
250
– –
GD icon
844
General Dynamics
GD
$106B
$3K ﹤0.01%
+25
New +$3.04K
GS icon
845
Goldman Sachs
GS
$303B
$3K ﹤0.01%
14
– –
IFGL icon
846
iShares International Developed Real Estate ETF
IFGL
$83.2M
$3K ﹤0.01%
100
– –
IMAX icon
847
IMAX
IMAX
$2.66B
$3K ﹤0.01%
100
– –
MNKD icon
848
MannKind Corp
MNKD
$1.32B
$3K ﹤0.01%
+113
New +$4.46K
NAVI icon
849
Navient
NAVI
$853M
$3K ﹤0.01%
161
-5
-3% -$88
OVV icon
850
Ovintiv
OVV
$16.4B
$3K ﹤0.01%
28
– –
32 33
34
35 36

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Regal Investment Advisors held 1,024 positions worth $331M, up 18% from $281M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $53.9M of net new capital in Q3 2014, opening 97 new positions and adding to 293 existing holdings. Its largest new stake was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.

By sector, the portfolio is most concentrated in Energy at 6.3% of assets, down from 6.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $5.25M trimmed.

  • Regal Investment Advisors's largest Q3 2014 buy was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.
  • Regal Investment Advisors added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2014, an estimated $11M increase.
  • Regal Investment Advisors's biggest Q3 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $5.25M.
  • Regal Investment Advisors fully exited Nuveen Michigan Quality Municipal Income Fund in Q3 2014, selling an estimated $261K.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $331M portfolio in Q3 2014.
  • Regal Investment Advisors opened 97 new positions and closed 59 in Q3 2014.
  • Regal Investment Advisors's portfolio value rose 18% quarter-over-quarter to $331M.

Based on Regal Investment Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.