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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.17%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$171M
AUM Growth
-$9.92M
Cap. Flow
-$18.2M
Cap. Flow %
-10.63%
Top 10 Hldgs %
14.72%
Holding
996
New
72
Increased
239
Reduced
249
Closed
90

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.45M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$1.92M
3
ISHG icon
iShares 1-3 Year International Treasury Bond ETF
ISHG
+$1.9M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.83M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.61M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$5.06M
2
SSO icon
ProShares Ultra S&P500
SSO
+$4.82M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$4.56M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$4.46M
5
DDM icon
ProShares Ultra Dow30
DDM
+$4.35M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 7.46%
2 Industrials 5.12%
3 Energy 5.1%
4 Consumer Staples 5.09%
5 Healthcare 4.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMX icon
826
America Movil
AMX
$71.2B
$1K ﹤0.01%
30
+10
+50% +$206
ASG
827
Liberty All-Star Growth Fund
ASG
$341M
$1K ﹤0.01%
273
+5
+2% +$24
CACC icon
828
Credit Acceptance
CACC
$6.08B
$1K ﹤0.01%
13
– –
CROX icon
829
Crocs
CROX
$6.55B
$1K ﹤0.01%
87
– –
DXJ icon
830
WisdomTree Japan Hedged Equity Fund
DXJ
$7.42B
$1K ﹤0.01%
22
– –
AXIA
831
AXIA Energia
AXIA
$23.3B
$1K ﹤0.01%
524
+165
+46% +$297
INCY icon
832
Incyte
INCY
$24.4B
$1K ﹤0.01%
35
– –
LOGI icon
833
Logitech
LOGI
$15.2B
$1K ﹤0.01%
100
– –
MSI icon
834
Motorola Solutions
MSI
$77.4B
$1K ﹤0.01%
14
– –
NDSN icon
835
Nordson
NDSN
$17.3B
$1K ﹤0.01%
19
– –
ONTO icon
836
Onto Innovation
ONTO
$15.3B
$1K ﹤0.01%
50
– –
OSPN icon
837
OneSpan
OSPN
$618M
$1K ﹤0.01%
100
– –
PHK
838
PIMCO High Income Fund
PHK
$880M
$1K ﹤0.01%
69
+2
+3% +$24
PNR icon
839
Pentair
PNR
$11B
$1K ﹤0.01%
13
– –
SBLK icon
840
Star Bulk Carriers
SBLK
$3.22B
$1K ﹤0.01%
23
– –
STM icon
841
STMicroelectronics
STM
$50B
$1K ﹤0.01%
129
+3
+2% +$27
TROW icon
842
T. Rowe Price
TROW
$24.3B
$1K ﹤0.01%
12
– –
UGI icon
843
UGI
UGI
$7.33B
$1K ﹤0.01%
26
– –
UIS icon
844
Unisys
UIS
$217M
$1K ﹤0.01%
20
-13
-39% -$326
VIV icon
845
Telefônica Brasil
VIV
$19.2B
$1K ﹤0.01%
25
– –
XEL icon
846
Xcel Energy
XEL
$48.8B
$1K ﹤0.01%
36
– –
CLR
847
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$1K ﹤0.01%
20
-20
-50% -$958
ANH
848
DELISTED
Anworth Mortgage Asset Corporation
ANH
$1K ﹤0.01%
177
– –
ASNA
849
DELISTED
Ascena Retail Group, Inc.
ASNA
$1K ﹤0.01%
1
– –
STI
850
DELISTED
SunTrust Banks, Inc.
STI
$1K ﹤0.01%
29
-1,456
-98% -$49.2K
32 33
34
35 36

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Regal Investment Advisors held 996 positions worth $171M, down 5.5% from $181M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors withdrew a net $18.2M in Q3 2013, closing 90 positions and reducing 249 holdings. Its most notable exit was ProShares Ultra Dow30, an estimated $4.35M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 7.5% of assets, up from 6.5% a quarter earlier, followed by Industrials and Energy.

Against the trend, Regal Investment Advisors opened a new position in State Street SPDR Bloomberg Short Term High Yield Bond ETF worth $1.92M.

  • Regal Investment Advisors's largest Q3 2013 buy was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 62,957 shares worth $1.92M.
  • Regal Investment Advisors added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q3 2013, an estimated $2.45M increase.
  • Regal Investment Advisors's biggest Q3 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $5.06M.
  • Regal Investment Advisors fully exited ProShares Ultra Dow30 in Q3 2013, selling an estimated $4.35M.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $171M portfolio in Q3 2013.
  • Regal Investment Advisors opened 72 new positions and closed 90 in Q3 2013.
  • Regal Investment Advisors's portfolio value fell 5.5% quarter-over-quarter to $171M.

Based on Regal Investment Advisors's 13F filing for Q3 2013, filed 12 Nov 2013.