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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-6.89%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$385M
AUM Growth
+$15.5M
Cap. Flow
+$48.1M
Cap. Flow %
12.48%
Top 10 Hldgs %
18.06%
Holding
1,192
New
215
Increased
313
Reduced
234
Closed
74

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$9M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$8.41M
3
MBB icon
iShares MBS ETF
MBB
+$5.53M
4
KFRC icon
Kforce
KFRC
+$3.55M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$3.41M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$4.02M
2
CACC icon
Credit Acceptance
CACC
+$3.68M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.42M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.42M
5
BAX icon
Baxter International
BAX
+$2.93M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.14%
2 Financials 5.94%
3 Healthcare 5.9%
4 Industrials 5.59%
5 Technology 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDD icon
801
First Trust STOXX European Select Dividend Income Fund
FDD
$908M
$5K ﹤0.01%
450
– –
GDDY icon
802
GoDaddy
GDDY
$11.5B
$5K ﹤0.01%
200
– –
HMC icon
803
Honda
HMC
$41.3B
$5K ﹤0.01%
175
+125
+250% +$4K
IAT icon
804
iShares US Regional Banks ETF
IAT
$681M
$5K ﹤0.01%
+150
New +$5.33K
LPLA icon
805
LPL Financial
LPLA
$28.6B
$5K ﹤0.01%
+150
New +$6.45K
MFG icon
806
Mizuho Financial
MFG
$130B
$5K ﹤0.01%
+1,500
New +$6.13K
MOAT icon
807
VanEck Morningstar Wide Moat ETF
MOAT
$12.3B
$5K ﹤0.01%
+210
New +$6.29K
MTLS
808
Materialise
MTLS
$396M
$5K ﹤0.01%
740
+270
+57% +$2.3K
NI icon
809
NiSource
NI
$20.4B
$5K ﹤0.01%
318
-491
-61% -$8.4K
OIH icon
810
VanEck Oil Services ETF
OIH
$1.92B
$5K ﹤0.01%
10
-708
-99% -$434K
PXI icon
811
Invesco Dorsey Wright Energy Momentum ETF
PXI
$50.5M
$5K ﹤0.01%
160
– –
SBIO icon
812
ALPS Medical Breakthroughs ETF
SBIO
$215M
$5K ﹤0.01%
+185
New +$6.46K
SDEM icon
813
Global X MSCI SuperDividend Emerging Markets ETF
SDEM
$44.7M
$5K ﹤0.01%
+128
New +$5.63K
TXN icon
814
Texas Instruments
TXN
$261B
$5K ﹤0.01%
115
– –
VLO icon
815
Valero Energy
VLO
$85.9B
$5K ﹤0.01%
98
+30
+44% +$1.91K
EQC
816
DELISTED
Equity Commonwealth
EQC
$5K ﹤0.01%
200
– –
TA
817
DELISTED
TravelCenters of America LLC
TA
$5K ﹤0.01%
105
– –
INSY
818
DELISTED
Insys Therapeutics, Inc.
INSY
$5K ﹤0.01%
+180
New +$6.63K
WIN
819
DELISTED
Windstream Holdings Inc
WIN
$5K ﹤0.01%
188
+2
+1% +$62
PRXL
820
DELISTED
Parexel International Corp
PRXL
$5K ﹤0.01%
+90
New +$6.05K
CPGX
821
DELISTED
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
$5K ﹤0.01%
+318
New +$8.29K
NXZ
822
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$5K ﹤0.01%
+400
New +$5.39K
CEO
823
DELISTED
CNOOC Limited
CEO
$5K ﹤0.01%
55
-30
-35% -$3.59K
OMED
824
DELISTED
OncoMed Pharmaceuticals, Inc.
OMED
$5K ﹤0.01%
+313
New +$6.28K
KED
825
DELISTED
Kayne Anderson Energy
KED
$5K ﹤0.01%
250
– –
31 32
33
34 35

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Regal Investment Advisors held 1,192 positions worth $385M, up 4.2% from $370M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $48.1M of net new capital in Q3 2015, opening 215 new positions and adding to 313 existing holdings. Its largest new stake was Kforce: 138,869 shares worth $3.65M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9.1% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco Senior Loan ETF, an estimated $4.02M trimmed.

  • Regal Investment Advisors's largest Q3 2015 buy was Kforce: 138,869 shares worth $3.65M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $9M increase.
  • Regal Investment Advisors's biggest Q3 2015 reduction was Invesco Senior Loan ETF, cutting an estimated $4.02M.
  • Regal Investment Advisors fully exited Invesco CurrencyShares Swiss Franc Trust in Q3 2015, selling an estimated $544K.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $385M portfolio in Q3 2015.
  • Regal Investment Advisors opened 215 new positions and closed 74 in Q3 2015.
  • Regal Investment Advisors's portfolio value rose 4.2% quarter-over-quarter to $385M.

Based on Regal Investment Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.