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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-0.56%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$331M
AUM Growth
+$50.1M
Cap. Flow
+$53.9M
Cap. Flow %
16.29%
Top 10 Hldgs %
19.29%
Holding
1,024
New
97
Increased
293
Reduced
238
Closed
59

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.66M
3
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.68M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$3.21M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.66M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$5.25M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.19M
3
APO icon
Apollo Global Management
APO
+$2.15M
4
WMT icon
Walmart Inc
WMT
+$2.08M
5
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.57M

Sector Composition

Rank Sector Weight
1 Energy 6.25%
2 Healthcare 5.62%
3 Financials 5.54%
4 Consumer Staples 5.35%
5 Consumer Discretionary 4.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRIP icon
801
TripAdvisor
TRIP
$1.26B
$5K ﹤0.01%
50
– –
TXN icon
802
Texas Instruments
TXN
$261B
$5K ﹤0.01%
115
– –
UYG icon
803
ProShares Ultra Financials
UYG
$847M
$5K ﹤0.01%
210
– –
EQC
804
DELISTED
Equity Commonwealth
EQC
$5K ﹤0.01%
200
– –
FIG
805
DELISTED
Fortress Investment Group Llc
FIG
$5K ﹤0.01%
+750
New +$5.53K
THOR
806
DELISTED
THORATEC CORPORATION
THOR
$5K ﹤0.01%
180
+20
+13% +$568
PGH
807
DELISTED
Pengrowth Energy Corporation
PGH
$5K ﹤0.01%
1,000
– –
FTR
808
DELISTED
Frontier Communications Corp.
FTR
$5K ﹤0.01%
47
-2
-4% -$190
GAS
809
DELISTED
AGL Resources Inc
GAS
$5K ﹤0.01%
100
– –
BIIB icon
810
Biogen
BIIB
$30.7B
$4K ﹤0.01%
12
-218
-95% -$71.9K
BIP icon
811
Brookfield Infrastructure Partners
BIP
$18B
$4K ﹤0.01%
280
– –
BR icon
812
Broadridge
BR
$19B
$4K ﹤0.01%
92
– –
BUSE icon
813
First Busey Corp
BUSE
$2.58B
$4K ﹤0.01%
+225
New +$3.83K
CACC icon
814
Credit Acceptance
CACC
$6.08B
$4K ﹤0.01%
32
-496
-94% -$60.8K
CCL icon
815
Carnival Corporation Ltd
CCL
$39.7B
$4K ﹤0.01%
100
– –
CMI icon
816
Cummins
CMI
$88.7B
$4K ﹤0.01%
28
-493
-95% -$71.1K
COF icon
817
Capital One
COF
$134B
$4K ﹤0.01%
52
– –
EFV icon
818
iShares MSCI EAFE Value ETF
EFV
$29.4B
$4K ﹤0.01%
71
-190
-73% -$10.8K
EXPE icon
819
Expedia Group
EXPE
$37.3B
$4K ﹤0.01%
50
– –
HUBG icon
820
HUB Group
HUBG
$2.92B
$4K ﹤0.01%
+180
New +$4.1K
ICF icon
821
iShares Select U.S. REIT ETF
ICF
$2.09B
$4K ﹤0.01%
100
– –
IGF icon
822
iShares Global Infrastructure ETF
IGF
$10.8B
$4K ﹤0.01%
84
-4,721
-98% -$206K
REMX icon
823
VanEck Rare Earth/Strategic Metals ETF
REMX
$2.24B
$4K ﹤0.01%
48
– –
TTC icon
824
Toro Company
TTC
$9.49B
$4K ﹤0.01%
146
-774
-84% -$23.6K
UDN icon
825
Invesco DB US Dollar Index Bearish Fund
UDN
$109M
$4K ﹤0.01%
+168
New +$4.42K
31 32
33
34 35

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Regal Investment Advisors held 1,024 positions worth $331M, up 18% from $281M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $53.9M of net new capital in Q3 2014, opening 97 new positions and adding to 293 existing holdings. Its largest new stake was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.

By sector, the portfolio is most concentrated in Energy at 6.3% of assets, down from 6.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $5.25M trimmed.

  • Regal Investment Advisors's largest Q3 2014 buy was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.
  • Regal Investment Advisors added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2014, an estimated $11M increase.
  • Regal Investment Advisors's biggest Q3 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $5.25M.
  • Regal Investment Advisors fully exited Nuveen Michigan Quality Municipal Income Fund in Q3 2014, selling an estimated $261K.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $331M portfolio in Q3 2014.
  • Regal Investment Advisors opened 97 new positions and closed 59 in Q3 2014.
  • Regal Investment Advisors's portfolio value rose 18% quarter-over-quarter to $331M.

Based on Regal Investment Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.