We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.26%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$175M
AUM Growth
+$3.45M
Cap. Flow
+$6.2M
Cap. Flow %
3.55%
Top 10 Hldgs %
15.72%
Holding
1,045
New
138
Increased
210
Reduced
309
Closed
203

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.57M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$1.57M
4
RPXC
RPX Corporation
RPXC
+$1.3M
5
CPLA
Capella Education Company
CPLA
+$1.21M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$1.63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$1.51M
3
SAM icon
Boston Beer
SAM
+$1.43M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.38M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.27M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.03%
2 Energy 6.62%
3 Industrials 6.39%
4 Consumer Staples 6.37%
5 Healthcare 5.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TT icon
801
Trane Technologies
TT
$106B
$1K ﹤0.01%
20
-49
-71% -$2.7K
VIV icon
802
Telefônica Brasil
VIV
$19.2B
$1K ﹤0.01%
26
+1
+4% +$20
ZBH icon
803
Zimmer Biomet
ZBH
$18.4B
$1K ﹤0.01%
12
-42
-78% -$3.63K
MCBC
804
DELISTED
Macatawa Bank Corp
MCBC
$1K ﹤0.01%
+200
New +$1.01K
NATI
805
DELISTED
National Instruments Corp
NATI
$1K ﹤0.01%
20
-110
-85% -$3.39K
ANH
806
DELISTED
Anworth Mortgage Asset Corporation
ANH
$1K ﹤0.01%
177
– –
AIG.WS
807
DELISTED
American International Group, Inc.
AIG.WS
$1K ﹤0.01%
+68
New +$1.36K
S
808
DELISTED
Sprint Corporation
S
$1K ﹤0.01%
111
-261
-70% -$1.97K
STI
809
DELISTED
SunTrust Banks, Inc.
STI
$1K ﹤0.01%
28
-1
-3% -$35
YHOO
810
DELISTED
Yahoo Inc
YHOO
$1K ﹤0.01%
15
– –
LINE
811
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$1K ﹤0.01%
25
– –
ADT
812
DELISTED
ADT Corp
ADT
$1K ﹤0.01%
20
– –
HSH
813
DELISTED
HILLSHIRE BRANDS CO
HSH
$1K ﹤0.01%
36
-1
-3% -$32
NTP
814
DELISTED
Nam Tai Property Inc.
NTP
$1K ﹤0.01%
190
– –
WRES
815
DELISTED
WARREN RESOURCES INC
WRES
$1K ﹤0.01%
409
– –
ULQ
816
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
$1K ﹤0.01%
26
-432
-94% -$16.6K
DGIT
817
DELISTED
DIGITAL GENERATION INC COM STK (DE)
DGIT
$1K ﹤0.01%
80
-120
-60% -$1.48K
ADEA icon
818
Adeia
ADEA
$3.11B
– –
-151
Closed -$1K
AEO icon
819
American Eagle Outfitters
AEO
$3.01B
– –
-130
Closed -$2K
AIA icon
820
iShares Asia 50 ETF
AIA
$4.73B
– –
-1,848
Closed -$86K
ALEX
821
DELISTED
Alexander & Baldwin
ALEX
– –
-170
Closed -$6K
ANDE icon
822
Andersons Inc
ANDE
$2.22B
– –
-600
Closed -$28K
ANF icon
823
Abercrombie & Fitch
ANF
$5B
– –
-4
Closed –
AOM icon
824
iShares Core Moderate Allocation ETF
AOM
$1.78B
– –
-759
Closed -$25K
ASG
825
Liberty All-Star Growth Fund
ASG
$341M
– –
-273
Closed -$1K
31 32
33
34 35

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Regal Investment Advisors held 1,045 positions worth $175M, up 2% from $171M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Regal Investment Advisors deployed $6.2M of net new capital in Q4 2013, opening 138 new positions and adding to 210 existing holdings. Its largest new stake was RPX Corporation: 76,430 shares worth $1.29M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, up from 7.5% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $1.51M trimmed.

  • Regal Investment Advisors's largest Q4 2013 buy was RPX Corporation: 76,430 shares worth $1.29M.
  • Regal Investment Advisors added most to Mastercard in Q4 2013, an estimated $13.7M increase.
  • Regal Investment Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $1.51M.
  • Regal Investment Advisors fully exited Vanguard Total Bond Market in Q4 2013, selling an estimated $1.63M.
  • Regal Investment Advisors's ten largest holdings make up 16% of its $175M portfolio in Q4 2013.
  • Regal Investment Advisors opened 138 new positions and closed 203 in Q4 2013.
  • Regal Investment Advisors's portfolio value rose 2% quarter-over-quarter to $175M.

Based on Regal Investment Advisors's 13F filing for Q4 2013, filed 6 Feb 2014.