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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-6.89%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$385M
AUM Growth
+$15.5M
Cap. Flow
+$48.1M
Cap. Flow %
12.48%
Top 10 Hldgs %
18.06%
Holding
1,192
New
215
Increased
313
Reduced
234
Closed
74

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$9M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$8.41M
3
MBB icon
iShares MBS ETF
MBB
+$5.53M
4
KFRC icon
Kforce
KFRC
+$3.55M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$3.41M

Top Sells

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$4.02M
2
CACC icon
Credit Acceptance
CACC
+$3.68M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.42M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.42M
5
BAX icon
Baxter International
BAX
+$2.93M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.14%
2 Financials 5.94%
3 Healthcare 5.9%
4 Industrials 5.59%
5 Technology 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMPR icon
776
Cimpress
CMPR
$2.31B
$6K ﹤0.01%
90
– –
DLS icon
777
WisdomTree International SmallCap Dividend Fund
DLS
$1.08B
$6K ﹤0.01%
+116
New +$6.76K
EWC icon
778
iShares MSCI Canada ETF
EWC
$6.33B
$6K ﹤0.01%
292
– –
FEZ icon
779
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.55B
$6K ﹤0.01%
200
– –
FTGC icon
780
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3B
$6K ﹤0.01%
300
– –
HOG icon
781
Harley-Davidson
HOG
$2.71B
$6K ﹤0.01%
122
+1
+0.8% +$56
ILCG icon
782
iShares Morningstar Growth ETF
ILCG
$3.27B
$6K ﹤0.01%
305
– –
IYM icon
783
iShares US Basic Materials ETF
IYM
$1.25B
$6K ﹤0.01%
93
-468
-83% -$34K
KKR icon
784
KKR & Co
KKR
$92.3B
$6K ﹤0.01%
400
– –
PAAS icon
785
Pan American Silver
PAAS
$21.6B
$6K ﹤0.01%
1,000
– –
SCHA icon
786
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$6K ﹤0.01%
492
– –
SEE
787
DELISTED
Sealed Air
SEE
$6K ﹤0.01%
+148
New +$7.64K
LCI
788
DELISTED
Lannett Company, Inc.
LCI
$6K ﹤0.01%
+38
New +$8.34K
KSU
789
DELISTED
Kansas City Southern
KSU
$6K ﹤0.01%
70
– –
NYRT
790
DELISTED
New York REIT, Inc.
NYRT
$6K ﹤0.01%
68
+1
+1% +$100
HTS
791
DELISTED
HATTERAS FINANCIAL CORP
HTS
$6K ﹤0.01%
453
– –
MBT
792
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$6K ﹤0.01%
900
-255
-22% -$1.99K
ULQ
793
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
$6K ﹤0.01%
+129
New +$6K
RHT
794
DELISTED
Red Hat Inc
RHT
$6K ﹤0.01%
90
– –
ABM icon
795
ABM Industries
ABM
$2.84B
$5K ﹤0.01%
200
– –
CGNX icon
796
Cognex
CGNX
$11.3B
$5K ﹤0.01%
+308
New +$6.12K
CMI icon
797
Cummins
CMI
$88.7B
$5K ﹤0.01%
50
– –
EXAS
798
DELISTED
Exact Sciences
EXAS
$5K ﹤0.01%
325
-500
-61% -$11.5K
EXPE icon
799
Expedia Group
EXPE
$37.3B
$5K ﹤0.01%
50
– –
EZU icon
800
iShare MSCI Eurozone ETF
EZU
$9.91B
$5K ﹤0.01%
+167
New +$6.18K
30 31
32
33 34

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Regal Investment Advisors held 1,192 positions worth $385M, up 4.2% from $370M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $48.1M of net new capital in Q3 2015, opening 215 new positions and adding to 313 existing holdings. Its largest new stake was Kforce: 138,869 shares worth $3.65M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9.1% of assets, up from 8.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco Senior Loan ETF, an estimated $4.02M trimmed.

  • Regal Investment Advisors's largest Q3 2015 buy was Kforce: 138,869 shares worth $3.65M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $9M increase.
  • Regal Investment Advisors's biggest Q3 2015 reduction was Invesco Senior Loan ETF, cutting an estimated $4.02M.
  • Regal Investment Advisors fully exited Invesco CurrencyShares Swiss Franc Trust in Q3 2015, selling an estimated $544K.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $385M portfolio in Q3 2015.
  • Regal Investment Advisors opened 215 new positions and closed 74 in Q3 2015.
  • Regal Investment Advisors's portfolio value rose 4.2% quarter-over-quarter to $385M.

Based on Regal Investment Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.