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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-0.56%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$331M
AUM Growth
+$50.1M
Cap. Flow
+$53.9M
Cap. Flow %
16.29%
Top 10 Hldgs %
19.29%
Holding
1,024
New
97
Increased
293
Reduced
238
Closed
59

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.66M
3
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.68M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$3.21M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.66M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$5.25M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.19M
3
APO icon
Apollo Global Management
APO
+$2.15M
4
WMT icon
Walmart Inc
WMT
+$2.08M
5
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$1.57M

Sector Composition

Rank Sector Weight
1 Energy 6.25%
2 Healthcare 5.62%
3 Financials 5.54%
4 Consumer Staples 5.35%
5 Consumer Discretionary 4.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TGNA
776
DELISTED
TEGNA Inc
TGNA
$6K ﹤0.01%
361
-37
-9% -$634
VYX icon
777
NCR Voyix
VYX
$1.14B
$6K ﹤0.01%
290
-5
-2% -$101
PRSU
778
Pursuit Attractions and Hospitality Inc
PRSU
$1.25B
$6K ﹤0.01%
297
+1
+0.3% +$22
SPPI
779
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$6K ﹤0.01%
700
+300
+75% +$2.35K
ESL
780
DELISTED
Esterline Technologies
ESL
$6K ﹤0.01%
50
-14
-22% -$1.59K
AET
781
DELISTED
Aetna Inc
AET
$6K ﹤0.01%
76
– –
ITC
782
DELISTED
ITC HOLDINGS CORP
ITC
$6K ﹤0.01%
+164
New +$5.96K
MW
783
DELISTED
THE MENS WAREHOUSE INC
MW
$6K ﹤0.01%
135
-100
-43% -$5.34K
AVK
784
Advent Convertible and Income Fund
AVK
$560M
$5K ﹤0.01%
308
-334
-52% -$6.1K
AXON
785
Axon Enterprise
AXON
$46.4B
$5K ﹤0.01%
300
+100
+50% +$1.42K
DNOW icon
786
DNOW Inc
DNOW
$3.02B
$5K ﹤0.01%
148
-24
-14% -$786
EQNR icon
787
Equinor
EQNR
$92.4B
$5K ﹤0.01%
200
+190
+1,900% +$5.49K
FAST icon
788
Fastenal
FAST
$59.5B
$5K ﹤0.01%
440
+320
+267% +$3.66K
FLS icon
789
Flowserve
FLS
$10.2B
$5K ﹤0.01%
70
+10
+17% +$741
GOF icon
790
Guggenheim Strategic Opportunities Fund
GOF
$2.26B
$5K ﹤0.01%
250
– –
HPI
791
John Hancock Preferred Income Fund
HPI
$433M
$5K ﹤0.01%
250
– –
IAT icon
792
iShares US Regional Banks ETF
IAT
$681M
$5K ﹤0.01%
150
– –
IXUS icon
793
iShares Core MSCI Total International Stock ETF
IXUS
$60.1B
$5K ﹤0.01%
+84
New +$4.94K
JEF icon
794
Jefferies Financial Group
JEF
$13.1B
$5K ﹤0.01%
+212
New +$4.77K
LEA icon
795
Lear
LEA
$8.18B
$5K ﹤0.01%
61
-14
-19% -$1.35K
NOC icon
796
Northrop Grumman
NOC
$81.2B
$5K ﹤0.01%
36
– –
NOG icon
797
Northern Oil and Gas
NOG
$2.35B
$5K ﹤0.01%
33
– –
ODFL icon
798
Old Dominion Freight Line
ODFL
$44.9B
$5K ﹤0.01%
231
-1,752
-88% -$38.6K
PICB icon
799
Invesco International Corporate Bond ETF
PICB
$362M
$5K ﹤0.01%
185
– –
SNEX icon
800
StoneX
SNEX
$7.94B
$5K ﹤0.01%
1,493
– –
30 31
32
33 34

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Regal Investment Advisors held 1,024 positions worth $331M, up 18% from $281M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $53.9M of net new capital in Q3 2014, opening 97 new positions and adding to 293 existing holdings. Its largest new stake was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.

By sector, the portfolio is most concentrated in Energy at 6.3% of assets, down from 6.7% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $5.25M trimmed.

  • Regal Investment Advisors's largest Q3 2014 buy was iShares MSCI All Country Asia ex Japan ETF: 56,951 shares worth $3.49M.
  • Regal Investment Advisors added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2014, an estimated $11M increase.
  • Regal Investment Advisors's biggest Q3 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $5.25M.
  • Regal Investment Advisors fully exited Nuveen Michigan Quality Municipal Income Fund in Q3 2014, selling an estimated $261K.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $331M portfolio in Q3 2014.
  • Regal Investment Advisors opened 97 new positions and closed 59 in Q3 2014.
  • Regal Investment Advisors's portfolio value rose 18% quarter-over-quarter to $331M.

Based on Regal Investment Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.