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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.35%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$236M
AUM Growth
+$61.6M
Cap. Flow
+$45M
Cap. Flow %
19.05%
Top 10 Hldgs %
15.29%
Holding
993
New
153
Increased
307
Reduced
176
Closed
84

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$3.59M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.17M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$2.8M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$2.6M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.57M

Top Sells

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.5M
2
PBI icon
Pitney Bowes
PBI
+$2.01M
3
RGR icon
Sturm, Ruger & Co
RGR
+$1.64M
4
RES icon
RPC Inc
RES
+$1.54M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.52M

Sector Composition

Rank Sector Weight
1 Healthcare 6.9%
2 Industrials 6.03%
3 Energy 5.68%
4 Technology 5.59%
5 Consumer Discretionary 5.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLI icon
776
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
$4K ﹤0.01%
80
-13,245
-99% -$680K
VIVS
777
VivoSim Labs
VIVS
$1.64M
$4K ﹤0.01%
2
– –
STR
778
DELISTED
QUESTAR CORP
STR
$4K ﹤0.01%
160
– –
ALU
779
DELISTED
Alcatel-Lucent
ALU
$4K ﹤0.01%
1,140
+1,096
+2,491% +$4.54K
SWY
780
DELISTED
SAFEWAY INC
SWY
$4K ﹤0.01%
126
+1
+0.8% +$31
FTR
781
DELISTED
Frontier Communications Corp.
FTR
$4K ﹤0.01%
51
+2
+4% +$146
LNKD
782
DELISTED
LinkedIn Corporation
LNKD
$4K ﹤0.01%
20
– –
ARP
783
DELISTED
ATLAS RESOURCE PARTNERS L P COM UIT REPSTG LTD PTNRS
ARP
$4K ﹤0.01%
+176
New +$3.8K
APA icon
784
APA Corp
APA
$13.2B
$3K ﹤0.01%
36
– –
BR icon
785
Broadridge
BR
$19B
$3K ﹤0.01%
91
– –
BSX icon
786
Boston Scientific
BSX
$71.5B
$3K ﹤0.01%
245
– –
CSD icon
787
Invesco S&P Spin-Off ETF
CSD
$228M
$3K ﹤0.01%
+70
New +$3.14K
EXG icon
788
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.06B
$3K ﹤0.01%
250
– –
FRO icon
789
Frontline
FRO
$8.85B
$3K ﹤0.01%
152
– –
FYLD icon
790
Cambria Foreign Shareholder Yield ETF
FYLD
$720M
$3K ﹤0.01%
+100
New +$2.56K
IFGL icon
791
iShares International Developed Real Estate ETF
IFGL
$83.2M
$3K ﹤0.01%
100
– –
IMAX icon
792
IMAX
IMAX
$2.66B
$3K ﹤0.01%
100
– –
IWN icon
793
iShares Russell 2000 Value ETF
IWN
$14.6B
$3K ﹤0.01%
+26
New +$2.56K
MBOT icon
794
Microbot Medical
MBOT
$127M
$3K ﹤0.01%
+1
New +$2.39K
OGS icon
795
ONE Gas
OGS
$5.04B
$3K ﹤0.01%
+70
New +$2.41K
PFI icon
796
Invesco Dorsey Wright Financial Momentum ETF
PFI
$59M
$3K ﹤0.01%
100
– –
PHD
797
DELISTED
Pioneer Floating Rate Fund
PHD
$3K ﹤0.01%
200
– –
RITM icon
798
Rithm Capital
RITM
$5.69B
$3K ﹤0.01%
+250
New +$3.23K
SQM icon
799
Sociedad Química y Minera de Chile
SQM
$20.6B
$3K ﹤0.01%
81
-40
-33% -$1.09K
SVC
800
Service Properties Trust
SVC
$1.07B
$3K ﹤0.01%
20
– –
30 31
32
33 34

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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Regal Investment Advisors held 993 positions worth $236M, up 35% from $175M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors deployed $45M of net new capital in Q1 2014, opening 153 new positions and adding to 307 existing holdings. Its largest new stake was Natus Medical Inc: 78,841 shares worth $2.03M.

By sector, the portfolio is most concentrated in Healthcare at 6.9% of assets, up from 5.5% a quarter earlier, followed by Industrials and Energy.

On the sell side, the largest reduction was Mastercard, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2014 buy was Natus Medical Inc: 78,841 shares worth $2.03M.
  • Regal Investment Advisors added most to iShares MSCI Emerging Markets ETF in Q1 2014, an estimated $3.59M increase.
  • Regal Investment Advisors's biggest Q1 2014 reduction was Mastercard, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited United States Natural Gas Fund in Q1 2014, selling an estimated $560K.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $236M portfolio in Q1 2014.
  • Regal Investment Advisors opened 153 new positions and closed 84 in Q1 2014.
  • Regal Investment Advisors's portfolio value rose 35% quarter-over-quarter to $236M.

Based on Regal Investment Advisors's 13F filing for Q1 2014, filed 18 Apr 2014.