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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.26%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$175M
AUM Growth
+$3.45M
Cap. Flow
+$6.2M
Cap. Flow %
3.55%
Top 10 Hldgs %
15.72%
Holding
1,045
New
138
Increased
210
Reduced
309
Closed
203

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.57M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$1.57M
4
RPXC
RPX Corporation
RPXC
+$1.3M
5
CPLA
Capella Education Company
CPLA
+$1.21M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$1.63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$1.51M
3
SAM icon
Boston Beer
SAM
+$1.43M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.38M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.27M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.03%
2 Energy 6.62%
3 Industrials 6.39%
4 Consumer Staples 6.37%
5 Healthcare 5.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNRA
776
DELISTED
Panera Bread Co
PNRA
$2K ﹤0.01%
10
-106
-91% -$17.8K
CST
777
DELISTED
CST Brands, Inc.
CST
$2K ﹤0.01%
45
– –
BBEP
778
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
$2K ﹤0.01%
115
– –
PVR
779
DELISTED
PVR PARTNERS L P COM UNIT REPTG LTD PARTNERSHIP INT
PVR
$2K ﹤0.01%
68
-1
-1% -$25
ARB
780
DELISTED
ARBITRON INC (NEW)
ARB
$2K ﹤0.01%
+50
New +$2K
TYC
781
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$2K ﹤0.01%
39
-1
-3% -$39
JRO
782
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$2K ﹤0.01%
169
-115
-40% -$1.38K
NSU
783
DELISTED
Nevsun Resources Ltd.
NSU
$2K ﹤0.01%
500
– –
DDC
784
DELISTED
Dominion Diamond Corporation
DDC
$2K ﹤0.01%
+125
New +$1.68K
AMX icon
785
America Movil
AMX
$71.2B
$1K ﹤0.01%
30
– –
AYI icon
786
Acuity Brands
AYI
$10.8B
$1K ﹤0.01%
10
-70
-88% -$7.13K
CG icon
787
Carlyle Group
CG
$17.2B
$1K ﹤0.01%
35
-1,880
-98% -$59.2K
CLF icon
788
Cleveland-Cliffs
CLF
$6.99B
$1K ﹤0.01%
40
-270
-87% -$6.66K
CROX icon
789
Crocs
CROX
$6.55B
$1K ﹤0.01%
37
-50
-57% -$666
AXIA
790
AXIA Energia
AXIA
$23.3B
$1K ﹤0.01%
542
+18
+3% +$40
HRL icon
791
Hormel Foods
HRL
$13.8B
$1K ﹤0.01%
40
-270
-87% -$5.91K
IAG icon
792
IAMGOLD
IAG
$10.6B
$1K ﹤0.01%
202
-120
-37% -$520
IRBT
793
DELISTED
iRobot
IRBT
$1K ﹤0.01%
+20
New +$682
KMT icon
794
Kennametal
KMT
$2.52B
$1K ﹤0.01%
20
-315
-94% -$14.9K
LOGI icon
795
Logitech
LOGI
$15.2B
$1K ﹤0.01%
100
– –
NTAP icon
796
NetApp
NTAP
$37.2B
$1K ﹤0.01%
20
-70
-78% -$2.84K
ONTO icon
797
Onto Innovation
ONTO
$15.3B
$1K ﹤0.01%
50
– –
PNR icon
798
Pentair
PNR
$11B
$1K ﹤0.01%
12
-1
-8% -$46
SKX
799
DELISTED
Skechers
SKX
$1K ﹤0.01%
60
-270
-82% -$2.81K
STM icon
800
STMicroelectronics
STM
$50B
$1K ﹤0.01%
130
+1
+0.8% +$8
30 31
32
33 34

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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Regal Investment Advisors held 1,045 positions worth $175M, up 2% from $171M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Regal Investment Advisors deployed $6.2M of net new capital in Q4 2013, opening 138 new positions and adding to 210 existing holdings. Its largest new stake was RPX Corporation: 76,430 shares worth $1.29M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, up from 7.5% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $1.51M trimmed.

  • Regal Investment Advisors's largest Q4 2013 buy was RPX Corporation: 76,430 shares worth $1.29M.
  • Regal Investment Advisors added most to Mastercard in Q4 2013, an estimated $13.7M increase.
  • Regal Investment Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $1.51M.
  • Regal Investment Advisors fully exited Vanguard Total Bond Market in Q4 2013, selling an estimated $1.63M.
  • Regal Investment Advisors's ten largest holdings make up 16% of its $175M portfolio in Q4 2013.
  • Regal Investment Advisors opened 138 new positions and closed 203 in Q4 2013.
  • Regal Investment Advisors's portfolio value rose 2% quarter-over-quarter to $175M.

Based on Regal Investment Advisors's 13F filing for Q4 2013, filed 6 Feb 2014.