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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-1.23%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$370M
AUM Growth
-$35M
Cap. Flow
-$27.9M
Cap. Flow %
-7.56%
Top 10 Hldgs %
16.35%
Holding
1,092
New
87
Increased
249
Reduced
266
Closed
121

Top Buys

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$3.96M
2
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.39M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.36M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.16M
5
PODD icon
Insulet
PODD
+$3.16M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$9.67M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.49M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.43M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$4.06M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.51M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.67%
2 Healthcare 7.38%
3 Financials 6.68%
4 Energy 4.47%
5 Technology 4.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SJM icon
751
J.M. Smucker
SJM
$12.9B
$5K ﹤0.01%
50
– –
SLX icon
752
VanEck Steel ETF
SLX
$176M
$5K ﹤0.01%
175
-50
-22% -$1.68K
TEF
753
DELISTED
Telefonica
TEF
$5K ﹤0.01%
485
-260
-35% -$2.87K
TXN icon
754
Texas Instruments
TXN
$260B
$5K ﹤0.01%
115
– –
UYG icon
755
ProShares Ultra Financials
UYG
$848M
$5K ﹤0.01%
210
– –
WPM icon
756
Wheaton Precious Metals
WPM
$60.7B
$5K ﹤0.01%
300
-235
-44% -$4.52K
EQC
757
DELISTED
Equity Commonwealth
EQC
$5K ﹤0.01%
200
– –
ZAGG
758
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
$5K ﹤0.01%
744
– –
DNKN
759
DELISTED
Dunkin' Brands Group, Inc.
DNKN
$5K ﹤0.01%
100
– –
IPHS
760
DELISTED
Innophos Holdings, Inc.
IPHS
$5K ﹤0.01%
100
– –
VIAB
761
DELISTED
Viacom Inc. Class B
VIAB
$5K ﹤0.01%
+80
New +$5.42K
APC
762
DELISTED
Anadarko Petroleum
APC
$5K ﹤0.01%
69
+1
+1% +$87
WIN
763
DELISTED
Windstream Holdings Inc
WIN
$5K ﹤0.01%
186
-514
-73% -$24.5K
NMBL
764
DELISTED
Nimble Storage, Inc.
NMBL
$5K ﹤0.01%
190
– –
BBEP
765
DELISTED
BREITBURN ENERGY PARTNERS LP COM UNITS RPTNG LTD PRTNRSHIP
BBEP
$5K ﹤0.01%
1,165
– –
SUNE
766
DELISTED
SUNEDISON, INC COM
SUNE
$5K ﹤0.01%
200
– –
AEC
767
DELISTED
ASSOCIATED ESTATES REALTY CORP
AEC
$5K ﹤0.01%
200
-700
-78% -$19.3K
PDLI
768
DELISTED
PDL BioPharma, Inc.
PDLI
$5K ﹤0.01%
850
-732
-46% -$4.9K
KED
769
DELISTED
Kayne Anderson Energy
KED
$5K ﹤0.01%
+250
New +$7.08K
SCTY
770
DELISTED
SolarCity Corporation
SCTY
$5K ﹤0.01%
100
-100
-50% -$5.83K
AVK
771
Advent Convertible and Income Fund
AVK
$563M
$4K ﹤0.01%
308
– –
BSX icon
772
Boston Scientific
BSX
$71.4B
$4K ﹤0.01%
245
– –
BBBY
773
Bed Bath & Beyond
BBBY
$444M
$4K ﹤0.01%
266
-533
-67% -$9.06K
CCEP icon
774
Coca-Cola Europacific Partners
CCEP
$47.9B
$4K ﹤0.01%
+100
New +$4.49K
CCL icon
775
Carnival Corporation Ltd
CCL
$39.8B
$4K ﹤0.01%
100
– –
29 30
31
32 33

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q2 2015 Portfolio in Review

As of Q2 2015, Regal Investment Advisors held 1,092 positions worth $370M, down 8.7% from $405M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Regal Investment Advisors withdrew a net $27.9M in Q2 2015, closing 121 positions and reducing 266 holdings. Its most notable exit was WisdomTree US SmallCap Dividend Fund, an estimated $1.04M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.7% of assets, up from 8.1% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Regal Investment Advisors opened a new position in Insulet worth $3.32M.

  • Regal Investment Advisors's largest Q2 2015 buy was Insulet: 107,267 shares worth $3.32M.
  • Regal Investment Advisors added most to Invesco Senior Loan ETF in Q2 2015, an estimated $3.96M increase.
  • Regal Investment Advisors's biggest Q2 2015 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $9.67M.
  • Regal Investment Advisors fully exited WisdomTree US SmallCap Dividend Fund in Q2 2015, selling an estimated $1.04M.
  • Regal Investment Advisors's ten largest holdings make up 16% of its $370M portfolio in Q2 2015.
  • Regal Investment Advisors opened 87 new positions and closed 121 in Q2 2015.
  • Regal Investment Advisors's portfolio value fell 8.7% quarter-over-quarter to $370M.

Based on Regal Investment Advisors's 13F filing for Q2 2015, filed 23 Jul 2015.