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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.53%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$281M
AUM Growth
+$44.5M
Cap. Flow
+$34.4M
Cap. Flow %
12.25%
Top 10 Hldgs %
18.03%
Holding
994
New
85
Increased
274
Reduced
215
Closed
66

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7.84M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.56M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$3.19M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$2.61M
5
DKS icon
Dick's Sporting Goods
DKS
+$2.6M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.73M
2
AAP icon
Advance Auto Parts
AAP
+$2.3M
3
NEU icon
NewMarket
NEU
+$2.3M
4
ARLP icon
Alliance Resource Partners
ARLP
+$2.15M
5
LUV icon
Southwest Airlines
LUV
+$2.13M

Sector Composition

Rank Sector Weight
1 Financials 7.07%
2 Energy 6.65%
3 Consumer Staples 6.23%
4 Healthcare 5.97%
5 Consumer Discretionary 5.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VYX icon
751
NCR Voyix
VYX
$1.15B
$6K ﹤0.01%
295
+29
+11% +$586
NXGN
752
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
$6K ﹤0.01%
400
– –
INSY
753
DELISTED
Insys Therapeutics, Inc.
INSY
$6K ﹤0.01%
360
– –
AET
754
DELISTED
Aetna Inc
AET
$6K ﹤0.01%
76
-339
-82% -$25.7K
CAB
755
DELISTED
Cabela's Inc
CAB
$6K ﹤0.01%
100
– –
THOR
756
DELISTED
THORATEC CORPORATION
THOR
$6K ﹤0.01%
160
+20
+14% +$667
LPNT
757
DELISTED
LifePoint Health, Inc.
LPNT
$6K ﹤0.01%
100
– –
GAS
758
DELISTED
AGL Resources Inc
GAS
$6K ﹤0.01%
100
– –
VXX
759
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$6K ﹤0.01%
13
– –
BIP icon
760
Brookfield Infrastructure Partners
BIP
$17.9B
$5K ﹤0.01%
280
– –
BTO
761
John Hancock Financial Opportunities Fund
BTO
$800M
$5K ﹤0.01%
212
– –
DVN icon
762
Devon Energy
DVN
$49.7B
$5K ﹤0.01%
59
– –
GOF icon
763
Guggenheim Strategic Opportunities Fund
GOF
$2.24B
$5K ﹤0.01%
250
– –
HIMX
764
Himax Technologies
HIMX
$2.4B
$5K ﹤0.01%
800
– –
HPI
765
John Hancock Preferred Income Fund
HPI
$431M
$5K ﹤0.01%
250
– –
IAT icon
766
iShares US Regional Banks ETF
IAT
$681M
$5K ﹤0.01%
150
– –
LULU icon
767
lululemon athletica
LULU
$14.2B
$5K ﹤0.01%
1,859
+1,369
+279% +$62.4K
NOG icon
768
Northern Oil and Gas
NOG
$2.21B
$5K ﹤0.01%
33
– –
OLN icon
769
Olin
OLN
$2.14B
$5K ﹤0.01%
200
– –
PXI icon
770
Invesco Dorsey Wright Energy Momentum ETF
PXI
$51M
$5K ﹤0.01%
80
– –
REMX icon
771
VanEck Rare Earth/Strategic Metals ETF
REMX
$2.13B
$5K ﹤0.01%
48
– –
SYK icon
772
Stryker
SYK
$129B
$5K ﹤0.01%
60
+10
+20% +$817
TRIP icon
773
TripAdvisor
TRIP
$1.21B
$5K ﹤0.01%
50
– –
TSM icon
774
TSMC
TSM
$2.17T
$5K ﹤0.01%
222
-1,831
-89% -$37.7K
TXN icon
775
Texas Instruments
TXN
$254B
$5K ﹤0.01%
+115
New +$5.37K
29 30
31
32 33

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PAIM
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CC
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VCM
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ESBC
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SFI
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MAM
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DF
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WJA
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Regal Investment Advisors's Q2 2014 Portfolio in Review

As of Q2 2014, Regal Investment Advisors held 994 positions worth $281M, up 19% from $236M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $34.4M of net new capital in Q2 2014, opening 85 new positions and adding to 274 existing holdings. Its largest new stake was Dick's Sporting Goods: 53,308 shares worth $2.48M.

By sector, the portfolio is most concentrated in Financials at 7.1% of assets, up from 5.1% a quarter earlier, followed by Energy and Consumer Staples.

On the sell side, the largest reduction was Apple, an estimated $2.73M trimmed.

  • Regal Investment Advisors's largest Q2 2014 buy was Dick's Sporting Goods: 53,308 shares worth $2.48M.
  • Regal Investment Advisors added most to iShares 20+ Year Treasury Bond ETF in Q2 2014, an estimated $7.84M increase.
  • Regal Investment Advisors's biggest Q2 2014 reduction was Apple, cutting an estimated $2.73M.
  • Regal Investment Advisors fully exited Interparfums in Q2 2014, selling an estimated $2.02M.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $281M portfolio in Q2 2014.
  • Regal Investment Advisors opened 85 new positions and closed 66 in Q2 2014.
  • Regal Investment Advisors's portfolio value rose 19% quarter-over-quarter to $281M.

Based on Regal Investment Advisors's 13F filing for Q2 2014, filed 4 Aug 2014.