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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.26%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$175M
AUM Growth
+$3.45M
Cap. Flow
+$6.2M
Cap. Flow %
3.55%
Top 10 Hldgs %
15.72%
Holding
1,045
New
138
Increased
210
Reduced
309
Closed
203

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.57M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$1.57M
4
RPXC
RPX Corporation
RPXC
+$1.3M
5
CPLA
Capella Education Company
CPLA
+$1.21M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$1.63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$1.51M
3
SAM icon
Boston Beer
SAM
+$1.43M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.38M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.27M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.03%
2 Energy 6.62%
3 Industrials 6.39%
4 Consumer Staples 6.37%
5 Healthcare 5.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CYH icon
751
Community Health Systems
CYH
$423M
$2K ﹤0.01%
+48
New +$1.65K
DECK icon
752
Deckers Outdoor
DECK
$13.3B
$2K ﹤0.01%
120
-780
-87% -$9.62K
DFS
753
DELISTED
Discover Financial Services
DFS
$2K ﹤0.01%
30
– –
FDX icon
754
FedEx
FDX
$75.4B
$2K ﹤0.01%
15
-1,784
-99% -$236K
FITB
755
Fifth Third Bancorp
FITB
$51.8B
$2K ﹤0.01%
96
-8,854
-99% -$173K
GILD icon
756
Gilead Sciences
GILD
$165B
$2K ﹤0.01%
25
– –
GS icon
757
Goldman Sachs
GS
$303B
$2K ﹤0.01%
14
-101
-88% -$16.7K
HSBC icon
758
HSBC
HSBC
$356B
$2K ﹤0.01%
49
+1
+2% +$47
HYD icon
759
VanEck High Yield Muni ETF
HYD
$4.45B
$2K ﹤0.01%
40
– –
IAK icon
760
iShares US Insurance ETF
IAK
$540M
$2K ﹤0.01%
+35
New +$1.59K
IDCC icon
761
InterDigital
IDCC
$8.89B
$2K ﹤0.01%
64
– –
BRSL
762
Brightstar Lottery PLC
BRSL
$2.03B
$2K ﹤0.01%
100
– –
MT icon
763
ArcelorMittal
MT
$55.3B
$2K ﹤0.01%
55
-1,180
-96% -$43.9K
MTZ icon
764
MasTec
MTZ
$21.9B
$2K ﹤0.01%
60
– –
MUFG icon
765
Mitsubishi UFJ Financial
MUFG
$254B
$2K ﹤0.01%
347
+3
+0.9% +$19
SBLK icon
766
Star Bulk Carriers
SBLK
$3.22B
$2K ﹤0.01%
23
– –
SFL icon
767
SFL Corp
SFL
$1.61B
$2K ﹤0.01%
+120
New +$1.96K
SMFG icon
768
Sumitomo Mitsui Financial
SMFG
$164B
$2K ﹤0.01%
205
+1
+0.5% +$10
SPG icon
769
Simon Property Group
SPG
$72.3B
$2K ﹤0.01%
16
-42
-72% -$6.05K
SYNA icon
770
Synaptics
SYNA
$4.15B
$2K ﹤0.01%
+40
New +$1.96K
WY icon
771
Weyerhaeuser
WY
$18.4B
$2K ﹤0.01%
60
– –
SPPI
772
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$2K ﹤0.01%
200
– –
TOO
773
DELISTED
Teekay Offshore Partners L.P.
TOO
$2K ﹤0.01%
68
+1
+1% +$33
ECYT
774
DELISTED
Endocyte, Inc. Common Stock
ECYT
$2K ﹤0.01%
200
-90
-31% -$994
HGT
775
DELISTED
Hugoton Royalty Trust
HGT
$2K ﹤0.01%
200
– –
29 30
31
32 33

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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Regal Investment Advisors held 1,045 positions worth $175M, up 2% from $171M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Regal Investment Advisors deployed $6.2M of net new capital in Q4 2013, opening 138 new positions and adding to 210 existing holdings. Its largest new stake was RPX Corporation: 76,430 shares worth $1.29M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, up from 7.5% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $1.51M trimmed.

  • Regal Investment Advisors's largest Q4 2013 buy was RPX Corporation: 76,430 shares worth $1.29M.
  • Regal Investment Advisors added most to Mastercard in Q4 2013, an estimated $13.7M increase.
  • Regal Investment Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $1.51M.
  • Regal Investment Advisors fully exited Vanguard Total Bond Market in Q4 2013, selling an estimated $1.63M.
  • Regal Investment Advisors's ten largest holdings make up 16% of its $175M portfolio in Q4 2013.
  • Regal Investment Advisors opened 138 new positions and closed 203 in Q4 2013.
  • Regal Investment Advisors's portfolio value rose 2% quarter-over-quarter to $175M.

Based on Regal Investment Advisors's 13F filing for Q4 2013, filed 6 Feb 2014.