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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.26%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$175M
AUM Growth
+$3.45M
Cap. Flow
+$6.2M
Cap. Flow %
3.55%
Top 10 Hldgs %
15.72%
Holding
1,045
New
138
Increased
210
Reduced
309
Closed
203

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.57M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$1.57M
4
RPXC
RPX Corporation
RPXC
+$1.3M
5
CPLA
Capella Education Company
CPLA
+$1.21M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$1.63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$1.51M
3
SAM icon
Boston Beer
SAM
+$1.43M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.38M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.27M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.03%
2 Energy 6.62%
3 Industrials 6.39%
4 Consumer Staples 6.37%
5 Healthcare 5.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXG icon
726
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.06B
$3K ﹤0.01%
250
– –
EXPE icon
727
Expedia Group
EXPE
$37.3B
$3K ﹤0.01%
50
– –
FRO icon
728
Frontline
FRO
$8.85B
$3K ﹤0.01%
+152
New +$2.09K
IFGL icon
729
iShares International Developed Real Estate ETF
IFGL
$83.2M
$3K ﹤0.01%
100
– –
IMAX icon
730
IMAX
IMAX
$2.66B
$3K ﹤0.01%
100
– –
KSS icon
731
Kohl's
KSS
$2.19B
$3K ﹤0.01%
50
-65
-57% -$3.56K
PFI icon
732
Invesco Dorsey Wright Financial Momentum ETF
PFI
$59M
$3K ﹤0.01%
100
– –
PHD
733
DELISTED
Pioneer Floating Rate Fund
PHD
$3K ﹤0.01%
200
-342
-63% -$4.26K
RIO icon
734
Rio Tinto
RIO
$164B
$3K ﹤0.01%
60
-190
-76% -$9.88K
SQM icon
735
Sociedad Química y Minera de Chile
SQM
$20.6B
$3K ﹤0.01%
121
-216
-64% -$5.58K
SVC
736
Service Properties Trust
SVC
$1.07B
$3K ﹤0.01%
20
– –
TGNA
737
DELISTED
TEGNA Inc
TGNA
$3K ﹤0.01%
+222
New +$3.13K
UNH icon
738
UnitedHealth
UNH
$370B
$3K ﹤0.01%
38
-120
-76% -$8.62K
SPWR
739
DELISTED
SunPower Corporation Common Stock
SPWR
$3K ﹤0.01%
153
– –
CVRR
740
DELISTED
CVR Refining, LP
CVRR
$3K ﹤0.01%
+150
New +$3.47K
LCM
741
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$3K ﹤0.01%
325
– –
PWE
742
DELISTED
Penn West Energy Petroleum Ltd
PWE
$3K ﹤0.01%
370
+10
+3% +$96
HVPW
743
DELISTED
U.S. Equity High Volatility Put Write Index Fund
HVPW
$3K ﹤0.01%
+100
New +$2.58K
FTR
744
DELISTED
Frontier Communications Corp.
FTR
$3K ﹤0.01%
49
-1
-2% -$68
AEG icon
745
Aegon
AEG
$14.1B
$2K ﹤0.01%
326
-1
-0.3% -$6
AG icon
746
First Majestic Silver
AG
$9.07B
$2K ﹤0.01%
220
-3,416
-94% -$35.6K
BVN icon
747
Compañía de Minas Buenaventura
BVN
$8.67B
$2K ﹤0.01%
150
– –
BWZ icon
748
State Street SPDR Bloomberg Short Term International Treasury Bond ETF
BWZ
$270M
$2K ﹤0.01%
51
-1
-2% -$36
CMPR icon
749
Cimpress
CMPR
$2.31B
$2K ﹤0.01%
30
-90
-75% -$5K
CMRE icon
750
Costamare
CMRE
$1.77B
$2K ﹤0.01%
100
-300
-75% -$5.33K
28 29
30
31 32

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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
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DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Regal Investment Advisors held 1,045 positions worth $175M, up 2% from $171M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Regal Investment Advisors deployed $6.2M of net new capital in Q4 2013, opening 138 new positions and adding to 210 existing holdings. Its largest new stake was RPX Corporation: 76,430 shares worth $1.29M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, up from 7.5% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $1.51M trimmed.

  • Regal Investment Advisors's largest Q4 2013 buy was RPX Corporation: 76,430 shares worth $1.29M.
  • Regal Investment Advisors added most to Mastercard in Q4 2013, an estimated $13.7M increase.
  • Regal Investment Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $1.51M.
  • Regal Investment Advisors fully exited Vanguard Total Bond Market in Q4 2013, selling an estimated $1.63M.
  • Regal Investment Advisors's ten largest holdings make up 16% of its $175M portfolio in Q4 2013.
  • Regal Investment Advisors opened 138 new positions and closed 203 in Q4 2013.
  • Regal Investment Advisors's portfolio value rose 2% quarter-over-quarter to $175M.

Based on Regal Investment Advisors's 13F filing for Q4 2013, filed 6 Feb 2014.