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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.17%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$171M
AUM Growth
-$9.92M
Cap. Flow
-$18.2M
Cap. Flow %
-10.63%
Top 10 Hldgs %
14.72%
Holding
996
New
72
Increased
239
Reduced
249
Closed
90

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.45M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$1.92M
3
ISHG icon
iShares 1-3 Year International Treasury Bond ETF
ISHG
+$1.9M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.83M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.61M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$5.06M
2
SSO icon
ProShares Ultra S&P500
SSO
+$4.82M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$4.56M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$4.46M
5
DDM icon
ProShares Ultra Dow30
DDM
+$4.35M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 7.46%
2 Industrials 5.12%
3 Energy 5.1%
4 Consumer Staples 5.09%
5 Healthcare 4.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LHX icon
726
L3Harris
LHX
$53.4B
$4K ﹤0.01%
61
-2
-3% -$111
MATX icon
727
Matsons
MATX
$6.18B
$4K ﹤0.01%
170
– –
MBOT icon
728
Microbot Medical
MBOT
$127M
$4K ﹤0.01%
1
– –
MET icon
729
MetLife
MET
$62.4B
$4K ﹤0.01%
90
-4
-4% -$172
NIE
730
Virtus Equity & Convertible Income Fund
NIE
$732M
$4K ﹤0.01%
217
– –
NTAP icon
731
NetApp
NTAP
$37.2B
$4K ﹤0.01%
90
+10
+13% +$416
SA
732
Seabridge Gold
SA
$3.35B
$4K ﹤0.01%
355
– –
STRA icon
733
Strategic Education
STRA
$1.92B
$4K ﹤0.01%
95
+60
+171% +$2.67K
TRIP icon
734
TripAdvisor
TRIP
$1.26B
$4K ﹤0.01%
50
– –
TT icon
735
Trane Technologies
TT
$106B
$4K ﹤0.01%
69
+19
+38% +$931
VIAV icon
736
Viavi Solutions
VIAV
$9.66B
$4K ﹤0.01%
440
– –
VTOL icon
737
Bristow Group
VTOL
$1.36B
$4K ﹤0.01%
70
– –
VYX icon
738
NCR Voyix
VYX
$1.14B
$4K ﹤0.01%
166
-5
-3% -$112
XRX icon
739
Xerox
XRX
$425M
$4K ﹤0.01%
154
+1
+0.7% +$26
YORW icon
740
York Water
YORW
$514M
$4K ﹤0.01%
204
+1
+0.5% +$20
ZBH icon
741
Zimmer Biomet
ZBH
$18.4B
$4K ﹤0.01%
54
– –
EQC
742
DELISTED
Equity Commonwealth
EQC
$4K ﹤0.01%
200
– –
NATI
743
DELISTED
National Instruments Corp
NATI
$4K ﹤0.01%
130
– –
ECYT
744
DELISTED
Endocyte, Inc. Common Stock
ECYT
$4K ﹤0.01%
290
-17
-6% -$269
PWE
745
DELISTED
Penn West Energy Petroleum Ltd
PWE
$4K ﹤0.01%
360
-533
-60% -$6.18K
ALU
746
DELISTED
Alcatel-Lucent
ALU
$4K ﹤0.01%
1,069
– –
UIL
747
DELISTED
UIL HOLDINGS
UIL
$4K ﹤0.01%
+100
New +$3.87K
THOR
748
DELISTED
THORATEC CORPORATION
THOR
$4K ﹤0.01%
120
– –
SWY
749
DELISTED
SAFEWAY INC
SWY
$4K ﹤0.01%
125
+1
+0.8% +$24
JRO
750
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$4K ﹤0.01%
284
-1,385
-83% -$17.3K
28 29
30
31 32

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
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DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Regal Investment Advisors held 996 positions worth $171M, down 5.5% from $181M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors withdrew a net $18.2M in Q3 2013, closing 90 positions and reducing 249 holdings. Its most notable exit was ProShares Ultra Dow30, an estimated $4.35M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 7.5% of assets, up from 6.5% a quarter earlier, followed by Industrials and Energy.

Against the trend, Regal Investment Advisors opened a new position in State Street SPDR Bloomberg Short Term High Yield Bond ETF worth $1.92M.

  • Regal Investment Advisors's largest Q3 2013 buy was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 62,957 shares worth $1.92M.
  • Regal Investment Advisors added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q3 2013, an estimated $2.45M increase.
  • Regal Investment Advisors's biggest Q3 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $5.06M.
  • Regal Investment Advisors fully exited ProShares Ultra Dow30 in Q3 2013, selling an estimated $4.35M.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $171M portfolio in Q3 2013.
  • Regal Investment Advisors opened 72 new positions and closed 90 in Q3 2013.
  • Regal Investment Advisors's portfolio value fell 5.5% quarter-over-quarter to $171M.

Based on Regal Investment Advisors's 13F filing for Q3 2013, filed 12 Nov 2013.