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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.43B
AUM Growth
-$104M
Cap. Flow
-$193M
Cap. Flow %
-13.53%
Top 10 Hldgs %
20.8%
Holding
589
New
19
Increased
212
Reduced
246
Closed
89

Top Buys

Rank Stock Value
1
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$7.98M
2
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$6.18M
3
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$3.48M
4
SLB icon
SLB Ltd
SLB
+$2.45M
5
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$2.44M

Top Sells

Rank Stock Value
1
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$17.5M
2
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$17M
3
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$10M
4
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$9.74M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$8.61M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Healthcare 5.26%
3 Consumer Staples 4.97%
4 Consumer Discretionary 4.21%
5 Financials 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WMT icon
51
Walmart Inc
WMT
$890B
$6.91M 0.48%
85,557
+1,379
+2% +$101K
GTO icon
52
Invesco Total Return Bond ETF
GTO
$2.47B
$6.76M 0.47%
139,917
+6,723
+5% +$320K
FAUG icon
53
FT Vest US Equity Buffer ETF August
FAUG
$1.21B
$6.73M 0.47%
147,045
-34,158
-19% -$1.52M
IJH icon
54
iShares Core S&P Mid-Cap ETF
IJH
$127B
$6.62M 0.46%
106,204
-6,501
-6% -$392K
VOE icon
55
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.2B
$6.56M 0.46%
39,112
-581
-1% -$92.4K
KO icon
56
Coca-Cola
KO
$375B
$6.51M 0.46%
90,662
+3,638
+4% +$249K
PWV icon
57
Invesco Large Cap Value ETF
PWV
$1.76B
$6.51M 0.46%
111,707
+11,077
+11% +$631K
IVE icon
58
iShares S&P 500 Value ETF
IVE
$49.8B
$6.41M 0.45%
32,485
+4,485
+16% +$852K
BLDR icon
59
Builders FirstSource
BLDR
$8.04B
$6.38M 0.45%
32,930
+102
+0.3% +$16.9K
VOT icon
60
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.8B
$6.36M 0.45%
26,109
+559
+2% +$130K
BSV icon
61
Vanguard Short-Term Bond ETF
BSV
$45.6B
$6.21M 0.43%
78,855
+1,071
+1% +$83.4K
TOL icon
62
Toll Brothers
TOL
$14.5B
$6.17M 0.43%
39,968
-4,520
-10% -$613K
GOOG icon
63
Alphabet (Google) Class C
GOOG
$4.32T
$6.14M 0.43%
36,729
-5,331
-13% -$902K
GOVT icon
64
iShares US Treasury Bond ETF
GOVT
$43.8B
$5.98M 0.42%
255,059
-255,764
-50% -$5.92M
IYW icon
65
iShares US Technology ETF
IYW
$25.5B
$5.94M 0.42%
39,198
+4,018
+11% +$591K
XLU icon
66
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$5.89M 0.41%
145,776
+43,054
+42% +$1.6M
PRFZ icon
67
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.88B
$5.84M 0.41%
140,491
+9,471
+7% +$380K
VO icon
68
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$5.73M 0.4%
86,812
+5,872
+7% +$369K
WM icon
69
Waste Management
WM
$91B
$5.64M 0.39%
27,167
+2,143
+9% +$447K
GNRC icon
70
Generac Holdings
GNRC
$12.5B
$5.58M 0.39%
35,144
-565
-2% -$83.8K
ED icon
71
Consolidated Edison
ED
$39.9B
$5.52M 0.39%
53,004
-4,810
-8% -$476K
CSCO icon
72
Cisco
CSCO
$479B
$5.48M 0.38%
103,032
+11,260
+12% +$548K
FIS icon
73
Fidelity National Information Services
FIS
$22.1B
$5.39M 0.38%
64,353
-8,328
-11% -$658K
EMXC icon
74
iShares MSCI Emerging Markets ex China ETF
EMXC
$24B
$5.37M 0.38%
87,821
+35,400
+68% +$2.13M
COST icon
75
Costco
COST
$420B
$5.34M 0.37%
6,022
-791
-12% -$687K
1 2
3
4 5

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2024 Portfolio in Review

As of Q3 2024, Regal Investment Advisors held 589 positions worth $1.43B, down 6.8% from $1.53B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors withdrew a net $193M in Q3 2024, closing 89 positions and reducing 246 holdings. Its most notable exit was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, an estimated $8.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, down from 9.3% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Regal Investment Advisors opened a new position in BondBloxx Bloomberg One Year Target Duration US Treasury ETF worth $943K.

  • Regal Investment Advisors's largest Q3 2024 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 18,875 shares worth $943K.
  • Regal Investment Advisors added most to iShares Core Universal USD Bond ETF in Q3 2024, an estimated $7.98M increase.
  • Regal Investment Advisors's biggest Q3 2024 reduction was Fidelity Nasdaq Composite Index ETF, cutting an estimated $17.5M.
  • Regal Investment Advisors fully exited WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2024, selling an estimated $8.61M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.43B portfolio in Q3 2024.
  • Regal Investment Advisors opened 19 new positions and closed 89 in Q3 2024.
  • Regal Investment Advisors's portfolio value fell 6.8% quarter-over-quarter to $1.43B.

Based on Regal Investment Advisors's 13F filing for Q3 2024, filed 12 Nov 2024.